AA 10-Q Quarterly Report June 30, 2019 | Alphaminr

Effective Date August 11, 2021

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PROXIES

DEF 14A	Filed on March 19, 2024
DEF 14A	Filed on March 16, 2023
DEF 14A	Filed on March 18, 2022
DEF 14A	Filed on March 19, 2021
DEF 14A	Filed on March 19, 2020
DEF 14A	Filed on March 19, 2019
DEF 14A	Filed on March 20, 2018
DEF 14A	Filed on March 17, 2017

TABLE OF CONTENTS

Part I Financial Information Item 1. Financial Statements Item 2. Management S Discussion and Analysis Of Financial Condition and Results Of Operations Item 3. Quantitative and Qualitative Disclosures About Market Risk Item 4. Controls and Procedures Part II Other Information Item 1. Legal Proceedings Item 4. Mine Safety Disclosures Item 6. Exhibits

Exhibits

10.1 Framework Agreement, dated June 26, 2019, between Saudi Arabian Mining Company (Maaden) and Alcoa Corporation(1) 10.2 Amendment and Restatement Deed dated June 26, 2019 relating to the Aluminium Project Framework Shareholders Agreement originally dated December 20, 2009, between Saudi Arabian Mining Company (Maaden) and Alcoa Corporation(1) 10.3 Amendment and Restatement of the Aluminium Project Framework Shareholders Agreement, dated on or about October 2016, between Saudi Arabian Mining Company (Maaden) and Alcoa Inc.(1) 10.4 Novation Agreement relating to Framework Shareholders Agreement, dated December 24, 2016, between Saudi Arabian Mining Company (Maaden) and Arconic Inc. and Alcoa Corporation 10.5 Letter Agreement, dated July 3, 2019, between Tmas M. Sigursson and Alcoa Corporation 31.1 Certification pursuant to Section302 of the Sarbanes-Oxley Act of 2002 31.2 Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 32.1 Certification pursuant to Section906 of the Sarbanes-Oxley Act of 2002 32.2 Certification pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 95.1 Mine Safety Disclosure

* THE VALUE IS THE MARKET VALUE AS OF THE LAST DAY OF THE QUARTER FOR WHICH THE 13F WAS FILED.

FUND	NUMBER OF SHARES	VALUE ($)	PUT OR CALL

DIRECTORS	AGE	BIO	OTHER DIRECTOR MEMBERSHIPS

Customers

Customer name	Ticker
The Timken Company	TKR

Suppliers

Supplier name	Ticker
Union Pacific Corporation	UNP
3M Company	MMM
Thermo Fisher Scientific Inc.	TMO
Honeywell International Inc.	HON
Union Pacific Corporation	UNP
IDEX Corporation	IEX
Caterpillar Inc.	CAT

Owner	Position	Direct Shares	Indirect Shares