AA 10-Q Quarterly Report March 31, 2021 | Alphaminr

AA 10-Q Quarter ended March 31, 2021

ALCOA CORP
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TABLE OF CONTENTS
Part I Financial InformationprintItem 1. Financial StatementsprintItem 2. Management S Discussion and Analysis Of Financial Condition and Results Of OperationsprintItem 3. Quantitative and Qualitative Disclosures About Market RiskprintItem 4. Controls and ProceduresprintPart II Other InformationprintItem 1. Legal ProceedingsprintItem 1A. Risk FactorsprintItem 2. Unregistered Sales Of Equity Securities and Use Of ProceedsprintItem 4. Mine Safety DisclosuresprintItem 6. Exhibitsprint

Exhibits

2.1 Purchase Agreement, dated as of November30, 2020, by and between Alcoa Corporation and Kaiser Aluminum Corporation (incorporated by reference to Exhibit 2.1 to the Companys Current Report on Form 8-K filed April 6, 2021 (File No. 1-37816)) 4.1 Indenture, dated as of March 24, 2021, among Alcoa Nederland Holding B.V., Alcoa Corporation, certain subsidiaries of Alcoa Corporation, and The Bank of New York Mellon Trust Company, N.A., as trustee(incorporated by reference to Exhibit 4.1 to the Companys Current Report on Form 8-K filed March 24, 2021 (File No. 1-37816)) 10.1 Amendment No.4 dated as of March 4, 2021 to the Revolving Credit Agreement dated as of September16, 2016, as amended as of October26, 2016, as amended and restated as of November14, 2017 and as amended and restated as of November21, 2018, as amended as of August16, 2019, as amended as of April21, 2020 and as amended as of June24, 2020, among Alcoa Corporation, Alcoa Nederland Holding B.V., the lenders and issuers from time to time party thereto, and JPMorgan Chase Bank, N.A., as administrative agent for the lenders and issuers (incorporated by reference to Exhibit 10.1 to the Companys Current Report on Form 8-K filed March 4, 2021 (File No. 1-37816)) 31.1 Certification pursuant to Section302 of the Sarbanes-Oxley Act of 2002 31.2 Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 32.1 Certification pursuant to Section906 of the Sarbanes-Oxley Act of 2002 32.2 Certification pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 95.1 Mine Safety Disclosure