AA 10-Q Quarterly Report Sept. 30, 2023 | Alphaminr

Effective Date August 11, 2021

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ALCOA CORP

10-Ks and 10-Qs

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PROXIES

DEF 14A	Filed on March 19, 2024
DEF 14A	Filed on March 16, 2023
DEF 14A	Filed on March 18, 2022
DEF 14A	Filed on March 19, 2021
DEF 14A	Filed on March 19, 2020
DEF 14A	Filed on March 19, 2019
DEF 14A	Filed on March 20, 2018
DEF 14A	Filed on March 17, 2017

TABLE OF CONTENTS

Part I Financ Item 1. Financial Statements Item 1. Financia Item 2. Management S Discussion and Analysis Of Financial Condition and Results Of Operations Item 2. Management S Discussion and Analysis Of Item 3. Quantitative and Qualitative Disclosures About Market Risk Item 3. Quantitative and Qualitati Item 4. Controls and Procedures Item 4. Controls Part II Other Information Part II Othe Item 1. Legal Proceedings Item 1. Leg Item 1A. Risk Factors Item 1A. R Item 2. Unregistered Sales Of Equity Securities, Use Of Proceeds, and Issuer Purchases Of Equity Securities Item 2. Unregi Item 5. Other Information Item 6. Exhibits Item 6. Ex

Exhibits

10.1 Amendment to the Amended and Restated Executive Severance Agreement, between Roy C. Harvey and Alcoa Corporation, effective September 24, 2023 (filed herewith)* 31.1 Certification of Principal Executive Officer required by Rule 13a-14(a) or 15d-14(a) 31.2 Certification of Principal Financial Officer required by Rule 13a-14(a) or 15d-14(a) 32.1 Certification of Principal Executive Officer required by Rule 13a-14(b) or Rule 15d-14(b) and Section 1350 of Chapter 63 of Title 18 of the United States Code 32.2 Certification of Principal Financial Officer required by Rule 13a-14(b) or Rule 15d-14(b) and Section 1350 of Chapter 63 of Title 18 of the United States Code

* THE VALUE IS THE MARKET VALUE AS OF THE LAST DAY OF THE QUARTER FOR WHICH THE 13F WAS FILED.

FUND	NUMBER OF SHARES	VALUE ($)	PUT OR CALL

DIRECTORS	AGE	BIO	OTHER DIRECTOR MEMBERSHIPS

Customers

Customer name	Ticker
The Timken Company	TKR

Suppliers

Supplier name	Ticker
Union Pacific Corporation	UNP
3M Company	MMM
Thermo Fisher Scientific Inc.	TMO
Honeywell International Inc.	HON
Union Pacific Corporation	UNP
IDEX Corporation	IEX
Caterpillar Inc.	CAT

Owner	Position	Direct Shares	Indirect Shares