AAPL 10-K Annual Report Sept. 29, 2018 | Alphaminr

AAPL 10-K Fiscal year ended Sept. 29, 2018

APPLE INC.
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TABLE OF CONTENTS
Part IItem 1. BusinessItem 1A. Risk FactorsItem 1B. Unresolved Staff CommentsItem 2. PropertiesItem 3. Legal ProceedingsItem 4. Mine Safety DisclosuresPart IIItem 5. Market For Registrant S Common Equity, Related Stockholder Matters and Issuer Purchases Of Equity SecuritiesItem 6. Selected Financial DataItem 7. Management S Discussion and Analysis Of Financial Condition and Results Of OperationsItem 7A. Quantitative and Qualitative Disclosures About Market RiskItem 8. Financial Statements and Supplementary DataNote 1 Summary Of Significant Accounting PoliciesNote 2 Financial InstrumentsNote 3 Consolidated Financial Statement DetailsNote 4 Income TaxesNote 5 DebtNote 6 Shareholders EquityNote 7 Comprehensive IncomeNote 8 Benefit PlansNote 9 Commitments and ContingenciesNote 10 Segment Information and Geographic DataNote 11 Selected Quarterly Financial Information (unaudited)Item 9. Changes in and Disagreements with Accountants on Accounting and Financial DisclosureItem 9A. Controls and ProceduresItem 9B. Other InformationPart IIIItem 10. Directors, Executive Officers and Corporate GovernanceItem 11. Executive CompensationItem 12. Security Ownership Of Certain Beneficial Owners and Management and Related Stockholder MattersItem 13. Certain Relationships and Related Transactions, and Director IndependenceItem 14. Principal Accounting Fees and ServicesPart IVItem 15. Exhibits, Financial Statement SchedulesItem 16. Form 10-k Summary

Exhibits

3.1 Restated Articles of Incorporation of the Registrant effective as of June 6, 2014. 8-K 3.1 6/6/14 3.2 Amended and Restated Bylaws of the Registrant effective as of December 13, 2016. 8-K 3.2 12/15/16 4.1 Form of Common Stock Certificate of the Registrant. 10-Q 4.1 12/30/06 4.2 Indenture, dated as of April 29, 2013, between the Registrant and The Bank of New York Mellon Trust Company, N.A., as Trustee. S-3 4.1 4/29/13 4.3 Officers Certificate of the Registrant, dated as of May 3, 2013, including forms of global notes representing the Floating Rate Notes due 2016, Floating Rate Notes due 2018, 0.45% Notes due 2016, 1.00% Notes due 2018, 2.40% Notes due 2023 and 3.85% Notes due 2043. 8-K 4.1 5/3/13 4.4 Officers Certificate of the Registrant, dated as of May 6, 2014, including forms of global notes representing the Floating Rate Notes due 2017, Floating Rate Notes due 2019, 1.05% Notes due 2017, 2.10% Notes due 2019, 2.85% Notes due 2021, 3.45% Notes due 2024 and 4.45% Notes due 2044. 8-K 4.1 5/6/14 4.5 Officers Certificate of the Registrant, dated as of November 10, 2014, including forms of global notes representing the 1.000% Notes due 2022 and 1.625% Notes due 2026. 8-K 4.1 11/10/14 4.6 Officers Certificate of the Registrant, dated as of February 9, 2015, including forms of global notes representing the Floating Rate Notes due 2020, 1.55% Notes due 2020, 2.15% Notes due 2022, 2.50% Notes due 2025 and 3.45% Notes due 2045. 8-K 4.1 2/9/15 4.7 Officers Certificate of the Registrant, dated as of May 13, 2015, including forms of global notes representing the Floating Rate Notes due 2017, Floating Rate Notes due 2020, 0.900% Notes due 2017, 2.000% Notes due 2020, 2.700% Notes due 2022, 3.200% Notes due 2025, and 4.375% Notes due 2045. 8-K 4.1 5/13/15 4.8 Officers Certificate of the Registrant, dated as of June 10, 2015, including forms of global notes representing the 0.350% Notes due 2020. 8-K 4.1 6/10/15 4.9 Officers Certificate of the Registrant, dated as of July 31, 2015, including forms of global notes representing the 3.05% Notes due 2029 and 3.60% Notes due 2042. 8-K 4.1 7/31/15 4.10 Officers Certificate of the Registrant, dated as of September 17, 2015, including forms of global notes representing the 1.375% Notes due 2024 and 2.000% Notes due 2027. 8-K 4.1 9/17/15 4.11 Officers Certificate of the Registrant, dated as of February 23, 2016, including forms of global notes representing the Floating Rate Notes due 2019, Floating Rate Notes due 2021, 1.300% Notes due 2018, 1.700% Notes due 2019, 2.250% Notes due 2021, 2.850% Notes due 2023, 3.250% Notes due 2026, 4.500% Notes due 2036 and 4.650% Notes due 2046. 8-K 4.1 2/23/16 4.12 Supplement No. 1 to the Officers Certificate of the Registrant, dated as of March 24, 2016. 8-K 4.1 3/24/16 4.13 Officers Certificate of the Registrant, dated as of June 22, 2016, including form of global note representing 4.15% Notes due 2046. 8-K 4.1 6/22/16 4.14 Officers Certificate of the Registrant, dated as of August 4, 2016, including forms of global notes representing the Floating Rate Notes due 2019, 1.100% Notes due 2019, 1.550% Notes due 2021, 2.450% Notes due 2026 and 3.850% Notes due 2046. 8-K 4.1 8/4/16 4.15 Officers Certificate of the Registrant, dated as of February 9, 2017, including forms of global notes representing the Floating Rate Notes due 2019, Floating Rate Notes due 2020, Floating Rate Notes due 2022, 1.550% Notes due 2019, 1.900% Notes due 2020, 2.500% Notes due 2022, 3.000% Notes due 2024, 3.350% Notes due 2027 and 4.250% Notes due 2047. 8-K 4.1 2/9/17 4.16 Officers Certificate of the Registrant, dated as of March 3, 2017, including form of global note representing 4.300% Notes due 2047. 8-K 4.1 3/3/17 4.17 Officers Certificate of the Registrant, dated as of May 11, 2017, including forms of global notes representing the Floating Rate Notes due 2020, Floating Rate Notes due 2022, 1.800% Notes due 2020, 2.300% Notes due 2022, 2.850% Notes due 2024 and 3.200% Notes due 2027. 8-K 4.1 5/11/17 4.18 Officers Certificate of the Registrant, dated as of May 24, 2017, including forms of global notes representing the 0.875% Notes due 2025 and 1.375% Notes due 2029. 8-K 4.1 5/24/17 4.19 Officers Certificate of the Registrant, dated as of June 20, 2017, including form of global note representing the 3.000% Notes due 2027. 8-K 4.1 6/20/17 4.20 Officers Certificate of the Registrant, dated as of August 18, 2017, including form of global note representing the 2.513% Notes due 2024. 8-K 4.1 8/18/17 4.21 Officers Certificate of the Registrant, dated as of September 12, 2017, including forms of global notes representing the 1.500% Notes due 2019, 2.100% Notes due 2022, 2.900% Notes due 2027 and 3.750% Notes due 2047. 8-K 4.1 9/12/17 4.22 Officers Certificate of the Registrant, dated as of November 13, 2017, including forms of global notes representing the 1.800% Notes due 2019, 2.000% Notes due 2020, 2.400% Notes due 2023, 2.750% Notes due 2025, 3.000% Notes due 2027 and 3.750% Notes due 2047. 8-K 4.1 11/13/17 4.23* Apple Inc. Deferred Compensation Plan. S-8 4.1 8/23/18 10.1* Employee Stock Purchase Plan, as amended and restated as of March 10, 2015. 8-K 10.1 3/13/15 10.2* Form of Indemnification Agreement between the Registrant and each director and executive officer of the Registrant. 10-Q 10.2 6/27/09 10.3* Apple Inc. Non-Employee Director Stock Plan, as amended and restated as of February 13, 2018. 8-K 10.1 2/14/18 10.4* 2003 Employee Stock Plan, as amended through February 25, 2010. 8-K 10.1 3/1/10 10.5* Form of Restricted Stock Unit Award Agreement under 2003 Employee Stock Plan effective as of November 16, 2010. 10-Q 10.10 12/25/10 10.6* 2014 Employee Stock Plan, as amended and restated as of October 1, 2017. 10-K 10.8 9/30/17 10.7* Form of Restricted Stock Unit Award Agreement under 2014 Employee Stock Plan effective as of August 26, 2014. 10-K 10.11 9/27/14 10.8* Form of Performance Award Agreement under 2014 Employee Stock Plan effective as of August 26, 2014. 10-K 10.12 9/27/14 10.9* Form of Amendment, effective as of August 26, 2014, to Restricted Stock Unit Award Agreements and Performance Award Agreements outstanding as of August 26, 2014. 10-K 10.13 9/27/14 10.10* Form of Restricted Stock Unit Award Agreement under 2014 Employee Stock Plan effective as of October 5, 2015. 10-Q 10.16 3/26/16 10.11* Form of Performance Award Agreement under 2014 Employee Stock Plan effective as of October 5, 2015. 10-Q 10.17 3/26/16 10.12* Form of Restricted Stock Unit Award Agreement under 2014 Employee Stock Plan effective as of October 14, 2016. 10-K 10.18 9/24/16 10.13* Form of Performance Award Agreement under 2014 Employee Stock Plan effective as of October 14, 2016. 10-K 10.19 9/24/16 10.14* Form of Restricted Stock Unit Award Agreement under 2014 Employee Stock Plan effective as of September 26, 2017. 10-K 10.20 9/30/17 10.15* Form of Performance Award Agreement under 2014 Employee Stock Plan effective as of September 26, 2017. 10-K 10.21 9/30/17 10.16* Form of Restricted Stock Unit Award Agreement under Non-Employee Director Stock Plan effective as of February 13, 2018. 10-Q 10.2 3/31/18 10.17*, ** Form of Restricted Stock Unit Award Agreement under 2014 Employee Stock Plan effective as of August 21, 2018. 10.18*, ** Form of Performance Award Agreement under 2014 Employee Stock Plan effective as of August 21, 2018. 21.1** Subsidiaries of the Registrant. 23.1** Consent of Independent Registered Public Accounting Firm. 31.1** Rule 13a-14(a) / 15d-14(a) Certification of Chief Executive Officer. 31.2** Rule 13a-14(a) / 15d-14(a) Certification of Chief Financial Officer. 32.1*** Section 1350 Certifications of Chief Executive Officer and Chief Financial Officer.