ABB 20-F DEF-14A Report Dec. 31, 2023 | Alphaminr

ABB 20-F Report ended Dec. 31, 2023

TABLE OF CONTENTS
Part IprintItem 1. Identity Of Directors, Senior Management and AdvisersprintItem 2. Offer Statistics and Expected TimetableprintItem 3. Key InformationprintItem 3A. [reserved]printItem 4. Information on The CompanyprintItem 4A. Unresolved Staff CommentsprintItem 5. Operating and Financial Review and ProspectsprintItem 6. Directors, Senior Management and EmployeesprintItem 7. Major Shareholders and Related Party TransactionsprintItem 8. Financial InformationprintItem 9. The Offer and ListingprintItem 10. Additional InformationprintItem 11. Quantitative and Qualitative Disclosures About Market RiskprintItem 12. Description Of Securities Other Than Equity SecuritiesprintPart IIprintItem 13. Defaults, Dividend Arrearages and DelinquenciesprintItem 14. Material Modifications To The Rights Of Security Holders and Use Of ProceedsprintItem 15. Controls and ProceduresprintItem 16. [reserved]printItem 16A. Audit Committee Financial ExpertprintItem 16B. Code Of EthicsprintItem 16C. Principal Accountant Fees and ServicesprintItem 16D. Exemptions From The Listing Standards For Audit CommitteesprintItem 16E. Purchase Of Equity Securities By Issuer and Affiliated PurchasersprintItem 16F. Change in Registrant S Certifying AccountantprintItem 16G. Corporate GovernanceprintItem 16H. Mine Safety DisclosureprintItem 16I. Disclosure Regarding Foreign Jurisdictions That Prevent InspectionsprintItem 16J. Insider Trading PoliciesprintItem 16K. CybersecurityprintPart IIIprintItem 17. Financial StatementsprintItem 18. Financial StatementsprintItem 19. ExhibitsprintItem Sold in Separate Transactions At The Inception Of The ArrangementprintNote 17 Employee Benefitsprint

Exhibits

Articles of Incorporation of ABBLtdForm of Amendment No. 1 tothe Amended and Restated DepositAgreement, by and among ABBLtd, Citibank, N.A., as Depositary, and the holders andbeneficial owners from time to timeof theAmerican Depositary Shares issuedthereunder (including as an exhibitthe form of AmericanDepositary Receipt).Included as Exhibit (a)(i)to Form F-6 (File No. 333-253576)filed by ABB Ltdon February 26, 2021.Form of American Depositary Receipt(included in Exhibit 2.1).Description of Securities$2,000,000,000 Multicurrency RevolvingCredit Agreement, dated December16, 2019Indenture dated as of May 8, 2012, amongABB Finance (USA) Inc., ABB andDeutsche BankTrust Company Americas, pursuant to whichABB has fully andunconditionally guaranteedpayment of principal, premium, if any, and interest in respectof any notes issued thereunder. OnMay 8, 2012, ABBs subsidiary, ABB Finance (USA) Inc., issued$500,000,000 aggregateprincipalamount of 1.625% notes due 2017,$1,250,000,000 aggregateprincipal amount of 2.875% notesdue 2022 and $750,000,000aggregate principal amount of 4.375% notesdue 2042 under theIndenture. Incorporated by referenceto Exhibit 1 to the Form 6-K filedby ABB Ltd on March 9,2018.First Supplemental Indenture, datedas of May 8, 2012, amongABB Finance (USA) Inc., as Issuer,ABB Ltd, as Guarantor, and Deutsche Bank Trust CompanyAmericas, as Trustee. Incorporated byreference to Exhibit 2 to the Form 6-Kfiled by ABB Ltd on March 9, 2018.Indenture dated as of April 3, 2018,among ABB Finance (USA)Inc., ABB Ltd. and DeutscheBankTrust Company Americas, pursuant to whichABB has fully andunconditionally guaranteedpayment of principal, premium, if any, and interest in respectof any notes issued thereunder. OnMarch 26, 2018, ABBs subsidiary, ABB Finance (USA) Inc., issued$300,000,000 aggregateprincipal amount of 2.8% notes due 2020,$450,000,000 aggregateprincipal amount of3.375% notes due 2023 and $750,000,000aggregate principal amount of 3.8% notesdue 2028under the Indenture. Incorporatedby reference to Exhibit 4.1 to theForm 6-K filed by ABB Ltd onApril 3, 2018.First Supplemental Indenture datedApril 3, 2018, among ABBFinance (USA) Inc., ABB Ltd andDeutsche Bank Trust Company Americas, asTrustee (including the form of the 2.800% Notesdue2020, the form of the 3.375% Notesdue 2023 and the form of the 3.800%Notes due 2028).Incorporated by referenceto Exhibit 4.2 to the Form 6-K filedby ABB Ltd on April 3, 2018.Amendment and restatement agreementdated February 16, 2023Subsidiaries of ABB LtdCertification of the chief executiveofficer pursuant to Section 302of the Sarbanes Oxley Act of2002.Certification of the chief financialofficer pursuant to Section 302 of theSarbanes Oxley Act of2002.Certification by the chief executive officerof ABB Ltd pursuant to 18 U.S.C.Section 1350, asadopted pursuant to Section 906 ofthe Sarbanes Oxley Act of2002.*Certification by the chief financialofficer of ABB Ltd pursuant to 18 U.S.C.Section 1350, asadopted pursuant to Section 906 ofthe Sarbanes Oxley Act of2002.*Consent of KPMG AG.List of Subsidiary Issuers andGuarantors of RegisteredSecurities.