ABB 20-F DEF-14A Report Dec. 31, 2021 | Alphaminr

ABB 20-F Report ended Dec. 31, 2021

TABLE OF CONTENTS
Part IItem 1. Identity Of Directors, Senior Management and AdvisersItem 2. Offer Statistics and Expected TimetableItem 3. Key InformationItem 4. Information on The CompanyItem 4A. Unresolved Staff CommentsItem 5. Operating and Financial Review and ProspectsItem 6. Directors, Senior Management and EmployeesItem 7. Major Shareholders and Related Party TransactionsItem 8. Financial InformationItem 9. The Offer and ListingItem 10. Additional InformationItem 11. Quantitative and Qualitative Disclosures About Market RiskItem 12. Description Of Securities Other Than Equity SecuritiesPart IIItem 13. Defaults, Dividend Arrearages and DelinquenciesItem 14. Material Modifications To The Rights Of Security Holders and Use Of ProceedsItem 15. Controls and ProceduresItem 16. [reserved]Item 16A. Audit Committee Financial ExpertItem 16B. Code Of EthicsItem 16C. Principal Accountant Fees and ServicesItem 16D. Exemptions From The Listing Standards For Audit CommitteesItem 16E. Purchase Of Equity Securities By Issuer and Affiliated PurchasersItem 16F. Change in Registrant S Certifying AccountantItem 16G. Corporate GovernanceItem 16H. Mine Safety DisclosureItem 16I. Disclosure Regarding Foreign Jurisdictions That Prevent InspectionsPart IIIItem 17. Financial StatementsItem 18. Financial StatementsItem 19. ExhibitsItem Sold in Separate Transactions At The Inception Of The ArrangementNote 17 Employee Benefits

Exhibits

Articles of Incorporation of ABB LtdForm of Amendment No. 1 to the Amended and RestatedDeposit Agreement, by and among ABBLtd, Citibank, N.A., as Depositary,and the holders and beneficial owners from time to timeof theAmerican Depositary Shares issued thereunder (including asan exhibit the form of AmericanDepositary Receipt). Included as Exhibit (a)(i) to FormF-6 (File No. 333-253576) filed by ABB Ltdon February 26, 2021.Form of American Depositary Receipt (included in Exhibit2.1).Description of Securities$2,000,000,000 Multicurrency Revolving Credit Agreement,dated December 16, 2019Indenture dated as of May 8, 2012, among ABB Finance(USA) Inc., ABB and Deutsche BankTrust Company Americas, pursuant to whichABB has fully and unconditionally guaranteedpayment of principal, premium, if any,and interest in respect of any notes issued thereunder.OnMay 8, 2012, ABBs subsidiary,ABB Finance (USA) Inc., issued $500,000,000 aggregate principalamount of 1.625% notes due 2017, $1,250,000,000 aggregateprincipal amount of 2.875% notesdue 2022 and $750,000,000 aggregate principal amount of4.375% notes due 2042 under theIndenture. Incorporated by reference to Exhibit1 to the Form 6-K filed by ABB Ltd on March 9,2018.First Supplemental Indenture, dated as of May 8, 2012,among ABB Finance (USA) Inc., as Issuer,ABB Ltd, as Guarantor, and DeutscheBank Trust Company Americas, asTrustee. Incorporated byreference to Exhibit 2 to the Form 6-K filed by ABB Ltdon March 9, 2018.Indenture dated as of April 3, 2018, among ABB Finance(USA) Inc., ABB Ltd. and Deutsche BankTrust Company Americas, pursuant to whichABB has fully and unconditionally guaranteedpayment of principal, premium, if any,and interest in respect of any notes issued thereunder.OnMarch 26, 2018, ABBs subsidiary,ABB Finance (USA) Inc., issued $300,000,000 aggregateprincipal amount of 2.8% notes due 2020, $450,000,000aggregate principal amount of3.375% notes due 2023 and $750,000,000 aggregateprincipal amount of 3.8% notes due 2028under the Indenture. Incorporated by reference to Exhibit4.1 to the Form 6-K filed by ABB Ltd onApril 3, 2018.First Supplemental Indenture dated April 3, 2018, among ABBFinance (USA) Inc., ABB Ltd andDeutsche Bank Trust Company Americas,as Trustee (including the form of the2.800% Notes due2020, the form of the 3.375% Notes due 2023 and theform of the 3.800% Notes due 2028).Incorporated by reference to Exhibit 4.2 to the Form 6-Kfiled by ABB Ltd on April 3, 2018.Sale and Purchase Agreement dated December 17, 2018, betweenABB Ltd (the Seller) andHitachi Ltd (the Purchaser) for the sale and purchase of 80.1%of the shares in ABB ManagementHolding AG (or such other entity as agreed between theSeller and the Purchaser)Subsidiaries of ABB LtdCertification of the chief executive officer pursuantto Section 302 of the Sarbanes Oxley Act of2002.Certification of the chief financial officer pursuantto Section 302 of the Sarbanes Oxley Act of2002.Certification by the chief executive officer ofABB Ltd pursuant to 18 U.S.C. Section 1350, asadopted pursuant to Section 906 of the Sarbanes OxleyAct of 2002.*Certification by the chief financial officer of ABBLtd pursuant to 18 U.S.C. Section 1350, asadopted pursuant to Section 906 of the Sarbanes OxleyAct of 2002.*Consent of KPMG AG.List of Subsidiary Issuers and Guarantors of Registered Securities.