AES 10-Q Quarterly Report Sept. 30, 2021 | Alphaminr

AES 10-Q Quarter ended Sept. 30, 2021

AES CORP
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TABLE OF CONTENTS
Part I: Financial InformationItem 1. Financial StatementsItem 2. Management S Discussion and Analysis Of Financial Condition and Results Of OperationsItem 3. Quantitative and Qualitative Disclosures About Market RiskItem 4. Controls and ProceduresPart Ii: Other InformationItem 1. Legal ProceedingsItem 1A. Risk FactorsItem 2. Unregistered Sales Of Equity Securities and Use Of ProceedsItem 3. Defaults Upon Senior SecuritiesItem 4. Mine Safety DisclosuresItem 5. Other InformationItem 6. Exhibits

Exhibits

3.1 Certificate of Designations of the Company with respect to the Convertible Preferred Stock, filed with the Secretary of State of the State of Delaware and effective March 10, 2021, incorporated herein by reference to Exhibit 3.1 of the Companys Form 8-K filed on March 11, 2021 (SEC File No. 001-12291). 3.2 Certificate of Designations of the Company with respect to the Series B Preferred Stock, filed with the Secretary of State of the State of Delaware and effective March 10, 2021, incorporated herein by reference to Exhibit 3.2 of the Companys Form 8-K filed on March 11, 2021 (SEC File No. 001-12291). 4.1 Purchase Contract and Pledge Agreement, dated March 11, 2021, between the Company and Deutsche Bank Trust Company Americas, aspurchase contract agent, collateral agent,custodial agent and securities intermediary, incorporated herein by reference to Exhibit4.1 ofthe Companys Form 8-K filed on March 11, 2021 (SEC File No. 001-12291). 4.2 Form of Corporate Unit, incorporated herein by reference as part of Exhibit 4.1 of the Companys Form 8-K filed on March 11, 2021 (SEC File No. 001-12291). 4.3 Form of Treasury Unit, incorporated herein by reference as part of Exhibit 4.1 of the Companys Form 8-K filed on March 11, 2021 (SEC File No. 001-12291). 4.4 Form of Cash Settled Unit, incorporated herein by reference as part of Exhibit 4.1 of the Companys Form 8-K filed on March 11, 2021 (SEC File No. 001-12291). 4.5 Form of Series A Cumulative Perpetual Convertible Preferred Stock Certificate, incorporated herein by reference to Exhibit 4.5 of the Companys Form 8-K filed on March 11, 2021 (SEC File No. 001-12291). 4.6 Form of Series B Cumulative Perpetual Preferred Stock Certificate, incorporated herein by reference to Exhibit 4.6 of the Companys Form 8-K filed on March 11, 2021 (SEC File No. 001-12291). 10.1 Eight Amended and Restated Credit Agreement dated as of September 24, 2021 among The AES Corporation, a Delaware corporation, the lenders listed on the signature pages thereof, Citibank, N.A., as Administrative Agent and Citibank, N.A., Mizuho Bank Ltd. and Sumitomo Mitsui Banking Corporation, as Joint Lead Arrangers, incorporated herein by reference to Exhibit 10.1 of the Companys Form 8-K filed on September 28, 2021 (SEC File No. 001-12291). 31.1 Rule13a-14(a)/15d-14(a) Certification of Andrs Gluski (filed herewith). 31.2 Rule13a-14(a)/15d-14(a) Certification of Stephen Coughlin (filed herewith). 32.1 Section1350 Certification of Andrs Gluski (filed herewith). 32.2 Section1350 Certification of Stephen Coughlin (filed herewith).