ALK 10-Q Quarterly Report Sept. 30, 2020 | Alphaminr
ALASKA AIR GROUP, INC.
ALPHAMINR

ALK 10-Q Quarter ended Sept. 30, 2020

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ALASKA AIR GROUP, INC.
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TABLE OF CONTENTS
Part IItem 1. Condensed Consolidated Financial StatementsNote 1. General and Summary Of Significant Accounting PoliciesNote 2. Covid-19 PandemicNote 3. RevenueNote 4. Fair Value MeasurementsNote 5. Long-term DebtNote 6. Employee Benefit PlansNote 7. Commitments and ContingenciesNote 8. Shareholders' EquityNote 9. Operating Segment InformationItem 2. Management S Discussion and Analysis Of Financial Condition and Results Of OperationsItem 3. Quantitative and Qualitative Disclosure About Market RiskItem 4. Controls and ProceduresPart IIItem 1. Legal ProceedingsItem 1A. Risk FactorsItem 2. Unregistered Sales Of Equity Securities and Use Of ProceedsItem 3. Defaults Upon Senior SecuritiesItem 4. Mine Safety DisclosuresItem 5. Other InformationItem 6. Exhibits

Exhibits

3.1 Amended and Restated Certificate of Incorporation of Registrant 10-Q August 3, 2017 3.1 4.1 Pass Through Trust Agreement, dated as of July 2, 2020, between Alaska Airlines, Horizon and U.S. Bank Trust National Association. * 8-K July 6, 2020 4.1 4.2 Trust Supplement No. 2020-1A, dated as of July 2, 2020, between Alaska Airlines, Horizon and U.S. Bank Trust National Association, as Class A Trustee, to the Pass Through Trust Agreement dated as of July 2, 2020. 8-K July 6, 2020 4.2 4.3 Trust Supplement No. 2020-1B, dated as of July 2, 2020, between Alaska Airlines, Horizon and U.S. Bank Trust National Association, as Class B Trustee, to the Pass Through Trust Agreement dated as of July 2, 2020. 8-K July 6, 2020 4.3 4.4 Guarantee from Alaska Air Group, Inc., as Guarantor, to U.S. Bank Trust National Association, as Pass Through Trustee under the Class A Pass Through Trust Agreement, Pass Through Trustee under the Class B Pass Through Trust Agreement, Subordination Agent and Loan Trustee, dated as of July 2, 2020. * 8-K July 6, 2020 4.4 4.5 Guarantee from Alaska Airlines Inc., as Guarantor, to U.S. Bank Trust National Association, as Pass Through Trustee under the Class A Pass Through Trust Agreement, Pass Through Trustee under the Class B Pass Through Trust Agreement, Subordination Agent and Loan Trustee, dated as of July 2, 2020. * 8-K July 6, 2020 4.5 4.6 Guarantee from Horizon Air Industries, Inc., as Guarantor, to U.S. Bank Trust National Association, as Pass Through Trustee under the Class A Pass Through Trust Agreement, Pass Through Trustee under the Class B Pass Through Trust Agreement, Subordination Agent and Loan Trustee, dated as of July 2, 2020. * 8-K July 6, 2020 4.6 4.7 Form of Pass Through Trust Certificate, Series 2020-1A (included in Exhibit A to Exhibit 4.2) 8-K July 6, 2020 4.7 4.8 Form of Pass Through Trust Certificate, Series 2020-1B (included in Exhibit A to Exhibit 4.3) 8-K July 6, 2020 4.8 4.9 Intercreditor Agreement (2020-1), dated as of July 2, 2020, among U.S. Bank Trust National Association, as Trustee of the Alaska Air Pass Through Trust 2020-1A and the Alaska Air Pass Through Trust 2020-1B, Crdit Agricole Corporate and Investment Bank, acting through its New York Branch, as Class A Liquidity Provider and Class B Liquidity Provider, and U.S. Bank Trust National Association, as Subordination Agent. * 8-K July 6, 2020 4.9 4.10 Revolving Credit Agreement (2020-1A), dated as of July 2, 2020, between U.S. Bank Trust National Association, as Subordination Agent, as agent and trustee for the trustee of Alaska Air Pass Through Trust 2020-1A and as Borrower, and Crdit Agricole Corporate andRevolving Credit Agreement (2020-1A), dated as of July 2, 2020, between U.S. Bank Trust National Association, as Subordination Agent, as agent and trustee for the trustee of Alaska Air Pass Through Trust 2020-1A and as Borrower, and Crdit Agricole Corporate and Investment Bank, acting through its New York Branch, as Class A Liquidity Provider. * 8-K July 6, 2020 4.10 4.11 Revolving Credit Agreement (2020-1B), dated as of July 2, 2020, between U.S. Bank Trust National Association, as Subordination Agent, as agent and trustee for the trustee of Alaska Air Pass Through Trust 2020-1B and as Borrower, and Crdit Agricole Corporate and Investment Bank, acting through its New York Branch, as Class B Liquidity Provider. * 8-K July 6, 2020 4.11 4.12 Participation Agreement (N568AS), dated as of July 2, 2020, among Alaska Airlines, U.S. Bank Trust National Association, as Pass Through Trustee under the Pass Through Trust Agreements, U.S. Bank Trust National Association, as Subordination Agent, U.S. Bank Trust National Association, as Loan Trustee, and U.S. Bank Trust National Association, in its individual capacity as set forth therein. *, ** 8-K July 6, 2020 4.12 4.13 Indenture and Security Agreement (N568AS), dated as of July 2, 2020, between Alaska Airlines and U.S. Bank Trust National Association, as Loan Trustee. *, ** 8-K July 6, 2020 4.13 4.14 Participation Agreement (N494AS), dated as of July 2, 2020, among Alaska Airlines, U.S. Bank Trust National Association, as Pass Through Trustee under the Pass Through Trust Agreements, U.S. Bank Trust National Association, as Subordination Agent, U.S. Bank Trust National Association, as Loan Trustee, and U.S. Bank Trust National Association, in its individual capacity as set forth therein. *, *** 8-K July 6, 2020 4.14 4.15 Indenture and Security Agreement (N494AS), dated as of July 2, 2020, between Alaska Airlines and U.S. Bank Trust National Association, as Loan Trustee. *, *** 8-K July 6, 2020 4.15 4.16 Participation Agreement (N626QX), dated as of July 2, 2020, among Horizon U.S. Bank Trust National Association, as Pass Through Trustee under the Pass Through Trust Agreements, U.S. Bank Trust National Association, as Subordination Agent, U.S. Bank Trust National Association, as Loan Trustee, and U.S. Bank Trust National Association, in its individual capacity as set forth therein. *, **** 8-K July 6, 2020 4.16 4.17 Indenture and Security Agreement (N626QX), dated as of July 2, 2020, between Horizon and U.S. Bank Trust National Association, as Loan Trustee. *, **** 8-K July 6, 2020 4.17 4.18 Form of Series 2020-1 Equipment Notes issued by Alaska Airlines (included in Exhibits4.13and4.15). 8-K July 6, 2020 4.18 4.19 Form of Series 2020-1 Equipment Notes issued by Horizon (included in Exhibit4.17). 8-K July 6, 2020 4.19 4.20 Closing Date Warrant to Purchase Common Stock, dated September 28, 2020. 10-Q 4.21 Warrant Agreement, dated September 28, 2020, between Alaska Air Group, Inc. and the United States Department of the Treasury 10-Q 4.22 Alaska Airlines Loyalty Program Pledge and Security Agreement, dated as of September 28, 2020.* 10-Q 4.23 Alaska Airlines Aircraft and Engine Pledge and Security Agreement dated as of September 28, 2020. 10-Q 4.24 Amended and Restated Horizon Aircraft, Engine, and Propeller Pledge and Security Agreement dated as of October 30, 2020. 10-Q 10.1 Loan and Guarantee Agreement, dated as of September 28, 2020, among Alaska Airlines, Inc., as Borrower, the Guarantors party hereto from time to time, the United States Department of the Treasury, and The Bank of New York Mellon, as Administrative Agent and Collateral Agent 10-Q 10.2 Loan and Guarantee Agreement, dated as of September 28, 2020, and amended and restated as of October 30, 2020 among Alaska Airlines, Inc., as Borrower, the Guarantors party hereto from time to time, the United States Department of the Treasury, and The Bank of New York Mellon, as Administrative Agent and Collateral Agent 10-Q 10.3 Restatement Agreement, dated as of October 30, 2020, to that certain Loan and Guarantee Agreement, dated as of September 28, 2020. 10-Q 31.1 Certification of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 10-Q 31.2 Certification of Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 10-Q 32.1 Certification of Chief Executive Officer Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 10-Q 32.2 Certification of Chief Financial Officer Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 10-Q 99.1 Schedule I**. 8-K July 6, 2020 99.1 99.2 Schedule II***. 8-K July 6, 2020 99.2 99.3 Schedule III****. 8-K July 6, 2020 99.3