AMAT 10-K Annual Report Oct. 27, 2019 | Alphaminr
APPLIED MATERIALS INC /DE
ALPHAMINR

AMAT 10-K Fiscal year ended Oct. 27, 2019

Balance Sheet
Cash Flow
Income Statement
Debt
APPLIED MATERIALS INC /DE
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TABLE OF CONTENTS
Part IItem 1: BusinessItem 1A: Risk FactorsItem 1B: Unresolved Staff CommentsItem 2: PropertiesItem 3: Legal ProceedingsItem 4: Mine Safety DisclosuresPart IIItem 5: Market For Registrant S Common Equity, Related Stockholder Matters and Issuer Purchases Of Equity SecuritiesItem 6: Selected Financial DataItem 7: Management S Discussion and Analysis Of Financial Condition and Results Of OperationsItem 7A: Quantitative and Qualitative Disclosures About Market RiskItem 8: Financial Statements and Supplementary DataItem 9: Changes in and Disagreements with Accountants on Accounting and Financial DisclosureItem 9A: Controls and ProceduresItem 9B: Other InformationPart IIIItem 10: Directors, Executive Officers and Corporate GovernanceItem 11: Executive CompensationItem 12: Security Ownership Of Certain Beneficial Owners and Management and Related Stockholder MattersItem 13: Certain Relationships and Related Transactions, and Director IndependenceItem 14: Principal Accounting Fees and ServicesPart IVItem 15: Exhibits, Financial Statement SchedulesItem 16: Form 10-k SummaryNote 1 Summary Of Significant Accounting PoliciesNote 2 Earnings Per ShareNote 3 Cash, Cash Equivalents and InvestmentsNote 4 Fair Value MeasurementsNote 5 Derivative Instruments and Hedging ActivitiesNote 6 Accounts Receivable, NetNote 7 Contract BalancesNote 8 Balance Sheet DetailNote 9 Business CombinationsNote 10 Goodwill, Purchased Technology and Other Intangible AssetsNote 11 Borrowing Facilities and DebtNote 12 Stockholders Equity, Comprehensive Income and Share-based CompensationNote 13 Employee Benefit PlansNote 14 Income TaxesNote 15 Warranty, Guarantees, Commitments and ContingenciesNote 16 Industry Segment OperationsNote 17 Unaudited Quarterly Consolidated Financial Data

Exhibits

3.1 Certificate of Incorporation of Applied Materials, Inc., as amended and restated through March10, 2009 10-Q 000-06920 3.1 6/3/2009 3.2 Certificate of Designation, Preferences and Rights of the Terms of the SeriesA Junior Participating Preferred Stock dated as of July9, 1999 10-Q 000-06920 3(i)(a) 9/14/1999 3.3 Amended and Restated Bylaws of Applied Materials, Inc., amended as of December 8, 2015 8-K 000-06920 3.1 12/11/2015 4.1 Indenture, dated June 8, 2011, by and between Applied Materials, Inc. and U.S. Bank National Association, as Trustee 8-K 000-06920 4.1 6/10/2011 4.2 First Supplemental Indenture, dated June 8, 2011, by and between Applied Materials, Inc. and U.S. Bank National Association, as Trustee 8-K 000-06920 4.2 6/10/2011 4.3 Second Supplemental Indenture, dated September 24, 2015, by and between Applied Materials, Inc. and U.S. Bank National Association, as Trustee 8-K 000-06920 4.1 9/24/2015 4.4 Third Supplemental Indenture, dated March 31, 2017, by and between Applied Materials, Inc. and U.S. Bank National Association, as Trustee 8-K 000-06920 4.1 3/31/2017 4.5 Description of Registrants Securities Registered Under Section 12 of the Securities Exchange Act of 1934 10.1 Form of Indemnification Agreement between Applied Materials, Inc. and Non-Employee Directors 10-K 000-06920 10.44 1/31/2000 10.2 Form of Indemnification Agreement between Applied Materials, Inc. and certain of its officers 10-K 000-06920 10.46 1/31/2000 10.4* Applied Materials, Inc. amended and restated Relocation Policy 8-K 000-06920 10.46 10/31/2005 10.5* Applied Materials Inc. Employee Financial Assistance Plan, amended and restated as of December 18, 2008 10-Q 000-06920 10.58 3/3/2009 10.6 Deed of Amendment to Applied Materials Profit Sharing Scheme, dated February7, 2006, to amend Clause20 of the TrustDeed thereunder 10-K 000-06920 10.48 12/12/2008 10.7 Deed of Amendment to Applied Materials Profit Sharing Scheme, dated February7, 2006, to amend the definition of Eligible Employee in the First Schedule to the TrustDeed thereunder. 10-K 000-06920 10.49 12/12/2008 10.8* Form of Restricted Stock Unit Agreement for use under the amended and restated Applied Materials, Inc. Employee Stock Incentive Plan 10-Q 000-06920 10.1 8/23/2018 10.9* Form of Restricted Stock Unit Agreement for Nonemployee Directors for use under the amended and restated Applied Materials, Inc. Employee Stock Incentive Plan 10-Q 000-06920 10.4 5/24/2012 10.10* Form of Performance Shares Agreement for use under the amended and restated Applied Materials, Inc. Employee Stock Incentive Plan 10-Q 000-06920 10.5 5/24/2012 10.11* Form of Restricted Stock Agreement for use under the amended and restated Applied Materials, Inc. Employee Stock Incentive Plan 10-Q 000-06920 10.3 8/23/2012 10.12* Applied Materials, Inc. Employees Stock Purchase Plan, amended and restated effective October 28, 2019 10.13* Offer Letter, dated August 14, 2013, between Applied Materials, Inc. and Gary E. Dickerson 10-Q 000-06920 10.2 8/22/2013 10.14* Form of Non-Qualified Stock Option Agreement for Employees for use under the Applied Materials, Inc. Employee Stock Incentive Plan, as amended 10-Q 000-06920 10.4 8/22/2013 10.15* Form of Performance Unit Agreement for use under the Applied Materials, Inc. Employee Stock Incentive Plan, as amended 10-Q 000-06920 10.2 2/20/2014 10.16* Form of Letter of Understanding for Long-Term Assignment 10-K 000-06920 10.49 12/17/2014 10.17* Applied Materials, Inc. Applied Incentive Plan, amended and restated effective October 27, 2014 10-Q 000-06920 10.4 2/19/2015 10.18* Form of Performance Shares Agreement for fiscal 2015 performance-based equity awards for certain executive officers under the amended and restated Applied Materials, Inc. Employee Stock Incentive Plan 10-Q 000-06920 10.5 2/19/2015 10.19 Credit Agreement, dated as of September 3, 2015, among Applied Materials, Inc., JPMorgan Chase Bank, N.A., as administrative agent, and other lenders named therein 8-K 000-06920 10.1 9/9/2015 10.20 Extension Agreement, dated as of September 3, 2017, to Credit Agreement, dated as of September 3, 2015, among Applied Materials, Inc., JPMorgan Chase Bank, N.A., as administrative agent, and the lenders party thereto. 8-K 000-06920 10.1 9/5/2017 10.21* Applied Materials, Inc. Stock Purchase Plan for Offshore Employees, amended and restated effectiveOctober 28,2019 10.22* Applied Materials, Inc. 2016 Deferred Compensation Plan 10-K 000-06920 10.33 12/9/2015 10.23* Applied Materials, Inc. Employee Stock Incentive Plan, as amended and restated effective March 9, 2017 10-Q 000-06920 10.1 5/25/2017 10.24* Applied Materials, Inc. Senior Executive Bonus Plan, as amended and restated effective March 9, 2017 10-Q 000-06920 10.2 5/25/2017 10.25* Amendment No. 1 to the Applied Materials, Inc. 2016 Deferred Compensation Plan 10-Q 000-06920 10.1 2/21/2019 10.26* Second Amendment to the Applied Materials, Inc. 2016 Deferred Compensation Plan 10-Q 000-06920 10.2 2/21/2019 10.27* Form of Performance Shares Agreement for members of the Executive Staff for use under the Applied Materials, Inc. Employee Stock Incentive Plan 10-Q 000-06920 10.3 2/21/2019 10.28* Form of Restricted Stock Unit Agreement for members of the Executive Staff for use under the Applied Materials, Inc. Employee Stock Incentive Plan 10-Q 000-06920 10.4 2/21/2019 10.29* Share Purchase Agreement, dated as of June 30, 2019, among Applied Materials, Inc., Kokusai Electric Corporation and KKR HKE Investment L.P. 8-K 000-06920 2.1 7/1/2019 10.30 Term Loan Credit Agreement, dated as of August 19, 2019, among Applied Materials, Inc., JPMorgan Chase Bank, N.A., as administrative agent, and other lenders named therein 8-K 000-06920 10.1 8/21/2019 10.31 Amendment No. 2, dated as of August 19, 2019, to Credit Agreement, dated as of September 3, 2015, among Applied Materials, Inc., JPMorgan Chase Bank, N.A., as administrative agent, and other lenders named therein 8-K 000-06920 10.2 8/21/2019 21 SubsiSubsidiaries of Applied Materials, Inc. 23 Consent of Independent Registered Public Accounting Firm, KPMG LLPLP 31.1 Certification of Chief Executive Officer Pursuant to Section302 of the Sarbanes-Oxley Act of 2002 31.2 Certification of Chief Financial Officer Pursuant to Section302 of the Sarbanes-Oxley Act of 2002 32.1 Certification Pursuant to 18U.S.C. Section1350, as adopted pursuant to Section906 of the Sarbanes-Oxley Act of 2002 32.2 Certification Pursuant to 18U.S.C. Section1350, as adopted pursuant to Section906 of the Sarbanes-Oxley Act of 2002