AMAT 10-K Annual Report Oct. 25, 2020 | Alphaminr
APPLIED MATERIALS INC /DE
ALPHAMINR

AMAT 10-K Fiscal year ended Oct. 25, 2020

Balance Sheet
Cash Flow
Income Statement
Debt
APPLIED MATERIALS INC /DE
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TABLE OF CONTENTS
Part IprintItem 1: BusinessprintItem 1A: Risk FactorsprintItem 1B: Unresolved Staff CommentsprintItem 2: PropertiesprintItem 3: Legal ProceedingsprintItem 4: Mine Safety DisclosuresprintPart IIprintItem 5: Market For Registrant S Common Equity, Related Stockholder Matters and Issuer Purchases Of Equity SecuritiesprintItem 6: Selected Financial DataprintItem 7: Management S Discussion and Analysis Of Financial Condition and Results Of OperationsprintItem 7A: Quantitative and Qualitative Disclosures About Market RiskprintItem 8: Financial Statements and Supplementary DataprintItem 9: Changes in and Disagreements with Accountants on Accounting and Financial DisclosureprintItem 9A: Controls and ProceduresprintItem 9B: Other InformationprintPart IIIprintItem 10: Directors, Executive Officers and Corporate GovernanceprintItem 11: Executive CompensationprintItem 12: Security Ownership Of Certain Beneficial Owners and Management and Related Stockholder MattersprintItem 13: Certain Relationships and Related Transactions, and Director IndependenceprintItem 14: Principal Accounting Fees and ServicesprintPart IVprintItem 15: Exhibits, Financial Statement SchedulesprintItem 16: Form 10-k SummaryprintNote 1 Summary Of Significant Accounting PoliciesprintNote 2 Earnings Per ShareprintNote 3 Cash, Cash Equivalents and InvestmentsprintNote 4 Fair Value MeasurementsprintNote 5 Derivative Instruments and Hedging ActivitiesprintNote 6 Accounts Receivable, NetprintNote 7 Contract BalancesprintNote 8 Balance Sheet DetailprintNote 9 Business CombinationsprintNote 10 Goodwill, Purchased Technology and Other Intangible AssetsprintNote 11 Borrowing Facilities and DebtprintNote 12 LeasesprintNote 13 Stockholders Equity, Comprehensive Income and Share-based CompensationprintNote 14 Employee Benefit PlansprintNote 15 Income TaxesprintNote 16 Warranty, Guarantees, Commitments and ContingenciesprintNote 17 Industry Segment OperationsprintNote 18 Unaudited Quarterly Consolidated Financial Dataprint

Exhibits

3.1 Amended and RestatedCertificate of Incorporation of Applied Materials, Inc., as amended and restated through March16, 2020 8-K 000-06920 3.1 3/16/2020 3.2 Amended and Restated Bylaws of Applied Materials, Inc.,asamendedand restated throughMarch 16, 2020 8-K 000-06920 3.2 3/16/2020 4.1 Indenture, dated June 8, 2011, by and between Applied Materials, Inc. and U.S. Bank National Association, as Trustee 8-K 000-06920 4.1 6/10/2011 4.2 First Supplemental Indenture, dated June 8, 2011, by and between Applied Materials, Inc. and U.S. Bank National Association, as Trustee 8-K 000-06920 4.2 6/10/2011 4.3 Second Supplemental Indenture, dated September 24, 2015, by and between Applied Materials, Inc. and U.S. Bank National Association, as Trustee 8-K 000-06920 4.1 9/24/2015 4.4 Third Supplemental Indenture, dated March 31, 2017, by and between Applied Materials, Inc. and U.S. Bank National Association, as Trustee 8-K 000-06920 4.1 3/31/2017 4.5 Fourth Supplemental Indenture dated May 29, 2020, by and between Applied Materials, Inc. and U.S. Bank National Association 8-K 000-06920 4.1 5/29/2020 4.6 Description of Registrants Securities Registered Under Section 12 of the Securities Exchange Act of 1934 10.1 Form of Indemnification Agreement between Applied Materials, Inc. and Non-Employee Directors 10-K 000-06920 10.44 1/31/2000 10.2 Form of Indemnification Agreement between Applied Materials, Inc. and certain of its officers 10-K 000-06920 10.46 1/31/2000 10.4* Applied Materials, Inc. amended and restated Relocation Policy 8-K 000-06920 10.46 10/31/2005 10.5* Applied Materials Inc. Employee Financial Assistance Plan, amended and restated as of December 18, 2008 10-Q 000-06920 10.58 3/3/2009 10.6 Deed of Amendment to Applied Materials Profit Sharing Scheme, dated February7, 2006, to amend Clause20 of the TrustDeed thereunder 10-K 000-06920 10.48 12/12/2008 10.7 Deed of Amendment to Applied Materials Profit Sharing Scheme, dated February7, 2006, to amend the definition of Eligible Employee in the First Schedule to the TrustDeed thereunder. 10-K 000-06920 10.49 12/12/2008 10.8* Form of Restricted Stock Unit Agreement for use under the amended and restated Applied Materials, Inc. Employee Stock Incentive Plan 10-Q 000-06920 10.1 8/23/2018 10.9* Form of Restricted Stock Unit Agreement for Nonemployee Directors for use under the amended and restated Applied Materials, Inc. Employee Stock Incentive Plan 10-Q 000-06920 10.4 5/24/2012 10.10* Form of Performance Shares Agreement for use under the amended and restated Applied Materials, Inc. Employee Stock Incentive Plan 10-Q 000-06920 10.5 5/24/2012 10.11* Form of Restricted Stock Agreement for use under the amended and restated Applied Materials, Inc. Employee Stock Incentive Plan 10-Q 000-06920 10.3 8/23/2012 10.12* Applied Materials, Inc. Employees Stock Purchase Plan, amended and restated effective October 28, 2019 10-K 000-06920 10.12 12/13/2019 10.13* Offer Letter, dated August 14, 2013, between Applied Materials, Inc. and Gary E. Dickerson 10-Q 000-06920 10.2 8/22/2013 10.14* Form of Non-Qualified Stock Option Agreement for Employees for use under the Applied Materials, Inc. Employee Stock Incentive Plan, as amended 10-Q 000-06920 10.4 8/22/2013 10.15* Form of Performance Unit Agreement for use under the Applied Materials, Inc. Employee Stock Incentive Plan, as amended 10-Q 000-06920 10.2 2/20/2014 10.16* Form of Letter of Understanding for Long-Term Assignment 10-K 000-06920 10.49 12/17/2014 10.17* Applied Materials, Inc. Applied Incentive Plan, amended and restated effective October 27, 2014 10-Q 000-06920 10.4 2/19/2015 10.18* Form of Performance Shares Agreement for fiscal 2015 performance-based equity awards for certain executive officers under the amended and restated Applied Materials, Inc. Employee Stock Incentive Plan 10-Q 000-06920 10.5 2/19/2015 10.19* Applied Materials, Inc. Stock Purchase Plan for Offshore Employees, amended and restated effective October 28, 2019 10-K 000-06920 10.21 12/13/2019 10.20* Applied Materials, Inc. 2016 Deferred Compensation Plan 10-K 000-06920 10.33 12/9/2015 10.21* Applied Materials, Inc. Employee Stock Incentive Plan, as amended and restated effective March 9, 2017 10-Q 000-06920 10.1 5/25/2017 10.22* Applied Materials, Inc. Senior Executive Bonus Plan, as amended and restated effective March 9, 2017 10-Q 000-06920 10.2 5/25/2017 10.23* Amendment No. 1 to the Applied Materials, Inc. 2016 Deferred Compensation Plan 10-Q 000-06920 10.1 2/21/2019 10.24* Second Amendment to the Applied Materials, Inc. 2016 Deferred Compensation Plan 10-Q 000-06920 10.2 2/21/2019 10.25* Form of Performance Shares Agreement for members of the Executive Staff for use under the Applied Materials, Inc. Employee Stock Incentive Plan 10-Q 000-06920 10.3 2/21/2019 10.26* Form of Restricted Stock Unit Agreement for members of the Executive Staff for use under the Applied Materials, Inc. Employee Stock Incentive Plan 10-Q 000-06920 10.4 2/21/2019 10.27* Share Purchase Agreement, dated as of June 30, 2019, among Applied Materials, Inc., Kokusai Electric Corporation and KKR HKE Investment L.P. 8-K 000-06920 2.1 7/1/2019 10.28 Term Loan Credit Agreement, dated as of August 19, 2019, among Applied Materials, Inc., JPMorgan Chase Bank, N.A., as administrative agent, and other lenders named therein 8-K 000-06920 10.1 8/21/2019 10.29 Amendment No. 2, dated as of August 19, 2019, to Credit Agreement, dated as of September 3, 2015, among Applied Materials, Inc., JPMorgan Chase Bank, N.A., as administrative agent, and other lenders named therein 8-K 000-06920 10.2 8/21/2019 10.30* Third Amendment to the Applied Materials, Inc. 2016 Deferred Compensation Plan 10-Q 000-06920 10.1 2/20/2020 10.31 Credit Agreement, dated as of February 21, 2020, among Applied Materials, Inc., JPMorgan Chase Bank, N.A., as administrative agent, and other lenders named therein 8-K 000-06920 10.1 2/21/2020 10.32* Separation Agreement and Release, dated as of July 3, 2020 by and between Steve Ghanayem and Applied Materials, Inc. 8-K 000-06920 10.1 7/9/2020 21 Subsidiaries of Applied Materials, Inc. 23 Consent of Independent Registered Public Accounting Firm, KPMG LLP 31.1 Certification of Chief Executive Officer Pursuant to Section302 of the Sarbanes-Oxley Act of 2002 31.2 Certification of Chief Financial Officer Pursuant to Section302 of the Sarbanes-Oxley Act of 2002 32.1 Certification Pursuant to 18U.S.C. Section1350, as adopted pursuant to Section906 of the Sarbanes-Oxley Act of 2002 32.2 Certification Pursuant to 18U.S.C. Section1350, as adopted pursuant to Section906 of the Sarbanes-Oxley Act of 2002