APD 10-K Annual Report Sept. 30, 2017 | Alphaminr
AIR PRODUCTS & CHEMICALS INC /DE/

APD 10-K Fiscal year ended Sept. 30, 2017

AIR PRODUCTS & CHEMICALS INC /DE/
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TABLE OF CONTENTS
Part IItem 1 BusinessItem 1A. Risk FactorsItem 1B. Unresolved Staff CommentsItem 2. PropertiesItem 3. Legal ProceedingsItem 4. Mine Safety DisclosuresPart IIItem 5. Market For Registrant S Common Equity, Related Stockholder Matters,Item 6. Selected Financial DataItem 7. Management S Discussion and Analysis Of Financial Condition and ResultsItem 7A. Quantitative and Qualitative Disclosures About Market RiskItem 8. Financial Statements and Supplementary DataNote 1. 2% 2018 400. 0 400. 0Note 4. 375% 2019 400. 0 400. 0Note 4. 375%Note 3. 0% 2022 400. 0 400. 0Note 2. 75% 2023 400. 0 400. 0Note 2. 75%Note 3. 35% 2024 400. 0 400. 0Note 3. 35%Item 9. Changes in and Disagreements with Accountants on Accounting and Financial DisclosureItem 9A. Controls and ProceduresItem 9B. Other InformationPart IIIItem 10. Directors, Executive Officers and Corporate GovernanceItem 11. Executive CompensationItem 12. Security Ownership Of Certain Beneficial Owners and Management and Related Stockholder MattersItem 13. Certain Relationships and Related Transactions, and Director IndependenceItem 14. Principal Accountant Fees and ServicesPart IVItem 15. Exhibits and Financial Statement Schedules

Exhibits

2.1 Purchase Agreement dated as of 6May 2016, by and between Air Products and Chemicals, Inc. and Evonik Industries. (Filed as Exhibit 2.1 to the Companys Form 8-K Report dated 6May 2016.) 2.2 Separation Agreement dated as of 29September 2016, by and between Air Products and Chemicals, Inc. and Versum Materials, Inc. (Filed as Exhibit 2.1 to the Companys Form 8-K Report dated 5 October 2016.) 2.3 Tax Matters Agreement dated as of 29September 2016, by and between Air Products and Chemicals, Inc. and Versum Materials, Inc. (Filed as Exhibit 2.2 to the Companys Form 8-K Report dated 5 October 2016.) 3.1 Amended and Restated By-Laws of the Company. (Filed as Exhibit 3.1 to the Companys Form 8-K Report dated 21November 2014.)* 3.4 Amendment to the Restated Certificate of Incorporation of the Company dated 28January 2014. (Filed as Exhibit 10.2 to the Companys Form 10-Q Report for the quarter ended 30June 2014.)* 10.2 Annual Incentive Plan as Amended and Restated effective 1October 2008. (Filed as Exhibit 10.7 to the Companys Form 10-Q Report for the quarter ended 31March 2009.)* 10.4 Amended and Restated Deferred Compensation Program for Directors, effective 25 January 2017. 10.5 Amended and Restated Long-Term Incentive Plan of the Company effective 1October 2014. (Filed as Exhibit 10.1 to the Companys Form 8-K filed on 23September 2014.) 10.5(a) Form of Award Agreement under the Long-Term Incentive Plan of the Company, used for FY2008 awards. (Filed as Exhibit 10.1 to the Companys Form 10-Q Report for the quarter ended 31December 2007.)* 10.5(b) Form of Award Agreement under the Long-Term Incentive Plan of the Company, used for FY2009 Awards. (Filed as Exhibit 10.1 to the Companys Form 10-Q Report for the quarter ended 31December 2008.)* 10.5(c) Form of Award Agreement under the Long-Term Incentive Plan of the Company, used for FY2010awards. (Filed as Exhibit 10.1 to the Companys Form 10-Q Report for the quarter ended 31December 2009.)* 10.5(d) Form of Award Agreement under the Long-Term Incentive Plan of the Company, used for FY2011awards. (Filed as Exhibit 10.1 to the Companys Form 10-Q Report for the quarter ended 31December 2010.)* 10.5(e) Form of Award Agreement under the Long-Term Incentive Plan of the Company, used for FY2012 awards.(Filed as Exhibit 10.1 to the Companys Form 10-Q Report for the quarter ended 31December 2011.)* 10.5(f) Form of Award Agreement under the Long-Term Incentive Plan of the Company, used for FY2013 awards.(Filed as Exhibit 10.1 to the Companys Form 10-Q Report for the quarter ended 31December 2012.)* 10.5(g) Form of Award Agreement under the Long-Term Incentive Plan of the Company, used for FY2014 awards.(Filed as Exhibit 10.1 to the Companys Form 10-Q Report for the quarter ended 31December 2013.)* 10.5(h) Form of Award Agreement under the Long-Term Incentive Plan of the Company, used for FY2015 awards. (Filed as Exhibit 10.1 to the Companys Form 10-Q Report for the quarter ended 31December 2014.)* 10.5(i) Form of Award Agreement under the Long-Term Incentive Plan of the Company, used for FY2016 awards. (Filed as Exhibit 10.1 to the Companys Form 10-Q Report for the quarter ended 31December 2015.)* 10.5(j) Form of Award Agreement under the Long-Term Incentive Plan of the Company, used for FY2017 awards. (Filed as Exhibit 10.1 and 10.2 to the Companys Form 10-Q Report for the quarter ended 31December 2016.)* 10.6 Air Products and Chemicals, Inc. Retirement Savings Plan as amended and restated effective 1January 2016. (Filed as Exhibit 10.2 to the Companys Form 10-Q Report for the quarter ended 31December 2015)* 10.6(a) Amendment No. 1 to the Air Products and Chemicals, Inc. Retirement Savings Plan as Amended and Restated effective 1January 2016. (Filed as Exhibit 10.6(a) to the Company's Form 10-K report for the fiscal year ended 30 September 2016.)* 10.6(b) Amendment No. 2 to the Air Products and Chemicals, Inc. Retirement Savings Plan as Amended and Restated effective 3January 2017. (Files as Exhibit 10.3 to the Company's Form 10-Q Report for the quarter ended 31 December 2016.)* 10.6(c) Amendment No. 3 to the Air Products and Chemicals, Inc. Retirement Savings Plan as Amended and Restated effective 27 February 2017. 10.7 Supplementary Pension Plan of Air Products and Chemicals, Inc. as Amended and Restated effective August 1, 2014. (Filed as Exhibit 10.10 to the Companys Form 10-K Report for the fiscal year ended 30September 2014.)* 10.7(a) Amendment No. 1 dated as of 30September 2015 to the Supplementary Pension Plan of Air Products and Chemicals, Inc. as Amended and Restated effective 1August 2014. (Filed as Exhibit 10.10(a) to the Companys Form 10-K Report for the fiscal year ended 30September 2015.) 10.7(b) Amendment No. 2 dated as of 30September 2016 to the Supplementary Pension Plan of Air Products and Chemicals, Inc. as Amended and Restated effective 1August 2014. (Filed as Exhibit 10.7(b) to the Company's Form 10-K Report for fiscal year ended 30 September 2016.) 10.7(c) Amendment No. 3 dated as of 26 July 2017 to the Supplementary Pension Plan of Air Products and Chemicals, Inc. as Amended and Restated effective 1 August 2017. 10.8 Deferred Compensation Plan as Amended and Restated effective 1August 2014. (Filed as Exhibit 10.11 to the Companys Form 10-K Report for the fiscal year ended 30September 2014.)* 10.8(a) Amendment No. 1 dated as of 1January 2016 to the Deferred Compensation Plan as Amended and Restated effective 1August 2014. (Filed as Exhibit 10.3 to the Companys Form 10-Q Report for the quarter ended 31December 2015.) 10.8(b) Amendment No. 2 dated as of 30September 2016 to the Deferred Compensation Plan as Amended and Restated effective 1August 2014. (Filed as Exhibit 10.8(b) to the Company's Form 10-K Report for fiscal year ended 30 September 2016.)* 10.9 Revolving Credit Facility dated as of 31March 2017 for $2,500,000,000. (Filed as Exhibit 10.1 to the Companys Form 10-Q Report for the quarter ended 31March 2017.)* 10.10 Air Products and Chemicals, Inc. Executive Separation Program as amended effective as of 19July 2017. 10.11 Form of Change in Control Severance Agreement for an Executive Officer. (filed as Exhibit 10.2 of the Company's Form 8-K Report dated 23 September 2014.)* 10.12 Compensation Program for Non-Employee Directors effective 1 July 2017. (Filed as Exhibit 10.2 to the Company's Form 10-Q Report for the quarter ended 30 June 2017.)* 10.13 Air Products and Chemicals, Inc. Corporate Executive Committee Retention Agreements effective as of 10January 2014. (Filed as Exhibit 10.1 to the Companys Form8-K Report dated 15January 2014.)* 10.14 Employment Agreement for an Executive Officer. (Filed as Exhibit10.1 to the Companys Form 8-K filed on 18June 2014)* 10.16 Senior Management Severance and Summary Plan Description effective as of 1 October 2017. 12 Computation of Ratios of Earnings to Fixed Charges. 14 Code of Conduct revised on 17May 2012. (Filed as Exhibit 14 to the Companys Form 8-K Report filed on 23May 2012.)* 21 Subsidiaries of the registrant. 23.1 Consent of Independent Registered Public Accounting Firm. 24 Power of Attorney. 31.1 Certification by the Principal Executive Officer pursuant to Rule 13a-14(a) or Rule 15d-14(a) of the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 31.2 Certification by the Principal Financial Officer pursuant to Rule 13a-14(a) or Rule 15d-14(a) of the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 32.1 Certification by the Principal Executive Officer and Principal Financial Officer pursuant to 18U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. 99.1 Description of Common Stock (Filed as Exhibit 99.1 to the Companys Form 10-K Report for the fiscal year ended 30September 2014.)*