ARNC 10-K Annual Report Dec. 31, 2019 | Alphaminr

ARNC 10-K Fiscal year ended Dec. 31, 2019

TABLE OF CONTENTS
Part IprintItem 1. BusinessprintItem 1A. Risk FactorsprintPart Ii, Item 8. Financial Statements and Supplementary DataprintItem 1B. Unresolved Staff CommentsprintItem 2. PropertiesprintItem 3. Legal ProceedingsprintItem 4. Mine Safety DisclosuresprintPart IIprintItem 5. Market For Registrant S Common Equity, Related Stockholder Matters and Issuer Purchases Of Equity SecuritiesprintItem 6. Selected Financial DataprintItem 7. Management S Discussion and Analysis Of Financial Condition and Results Of OperationsprintItem 7A. Quantitative and Qualitative Disclosures Of Market RiskprintItem 8. Financial Statements and Supplementary DataprintItem 9. Changes in and Disagreements with Accountants on Accounting and Financial DisclosureprintItem 9A. Controls and ProceduresprintItem 9B. Other InformationprintPart IIIprintItem 10. Directors, Executive Officers and Corporate GovernanceprintItem 11. Executive CompensationprintItem 12. Security Ownership Of Certain Beneficial Owners and Management and Related Stockholder MattersprintItem 13. Certain Relationships and Related Transactions, and Director IndependenceprintItem 14. Principal Accounting Fees and ServicesprintPart IVprintItem 15. Exhibits, Financial Statements SchedulesprintItem 16. Form 10-k Summaryprint

Exhibits

2.1 Form of Separation and Distribution Agreement by and between Arconic Inc. and Arconic Rolled Products Corporation (incorporated by reference to Exhibit 2.1 to the registrants registration statement on Form 10 filed on December 17, 2019) 2.2 Form of Tax Matters Agreement by and between Arconic Inc. and Arconic Rolled Products Corporation (incorporated by reference to Exhibit 2.2 to the registrants registration statement on Form 10 filed on December 17, 2019) 2.3 Form of Employee Matters Agreement by and between Arconic Inc. and Arconic Rolled Products Corporation (incorporated by reference to Exhibit 2.3 to Amendment No. 2 to the registrants registration statement on Form 10 filed on February 7, 2020) 2.4 Form of Patent Know-How and Trade Secret License Agreement by and between Arconic Inc. and Arconic Rolled Products Corporation (incorporated by reference to Exhibit 2.4 to the registrants registration statement on Form 10 filed on December 17, 2019) 2.5 Form of Patent Know-How and Trade Secret License Agreement by and between Arconic Rolled Products Corporation and Arconic Inc. (incorporated by reference to Exhibit 2.5 to the registrants registration statement on Form 10 filed on December 17, 2019) 2.6 Form of Trademark License Agreement by and between Arconic Rolled Products Corporation and Arconic Inc. (incorporated by reference to Exhibit 2.6 to the registrants registration statement on Form 10 filed on December 17, 2019) 2.7 Form of Trademark License Agreement by and between Arconic Inc. and Arconic Rolled Products Corporation (incorporated by reference to Exhibit 2.7 to the registrants registration statement on Form 10 filed on December 17, 2019) 2.8 Form of Master Agreement for Product Supply by and between Arconic Massena LLC, Arconic Lafayette LLC, Arconic Davenport LLC and Arconic Inc. (incorporated by reference to Exhibit 2.8 to the registrants registration statement on Form 10 filed on December 17, 2019) 2.9 Metal Supply & Tolling Agreement by and between Arconic-Kfm Mill Products Hungary Kft and Arconic-Kfm Kft, dated January 1, 2020 2.10 Use Agreement by and between Arconic-Kfm Szkesfehrvri Knnyfmm Korltolt Felelssg Trsasg and Arconic-Kfm Mill Products Hungary Korltolt Felelssg Trsasg, dated January 6, 2020. 2.11 Land Use Right Agreement by and between Arconic-Kfm Mill Products Hungary Korltolt Felelssg Trsasg and Arconic-Kfm Szkesfehrvri Knnyfmm Korltolt Felelssg Trsasg, dated January 6, 2020 2.12 Service Level Agreement for Central Engineering and Maintenance by and between Arconic-Kfm Kft and Arconic-Kfm Mill Products Hungary Kft, dated January 1, 2020 2.13 Service Level Agreement for Energy, Steam and Water by and between Arconic-Kfm Kft and Arconic-Kfm Mill Products Hungary Kft, dated January 31, 2020 2.14 Land Use Right Agreement by and between Arconic-Kfm Szkesfehrvri Knnyfmm Korltolt Felelssg Trsasg and Arconic-Kfm Mill Products Hungary Korltolt Felelssg Trsasg, dated January 6, 2020 2.15 Form of Second Supplemental Tax and Project Certificate and Agreement by and among Arconic Inc., Arconic Davenport LLC and Arconic Rolled Products Corporation (incorporated by reference to Exhibit 2.15 to the registrants registration statement on Form 10 filed on December 17, 2019) 2.16 Form of Lease and Property Management Agreement by and between Arconic Inc. and Arconic Massena LLC (incorporated by reference to Exhibit 2.16 to the registrants registration statement on Form 10 filed on December 17, 2019) 3.1(a) Certificate of Incorporation of Arconic Rolled Products Corporation, effective August 14, 2019 3.1(b) Amendment to Certificate of Incorporation of Arconic Rolled Products Corporation, effective March 18, 2020 3.2 Form of Amended and Restated Bylaws of Arconic Corporation (incorporated by reference to Exhibit 3.2 to the registrants registration statement on Form 10 filed on December 17, 2019) 10.1 Form of Arconic Corporation 2020 Stock Incentive Plan (incorporated by reference to Exhibit 10.1 to Amendment No. 2 to the registrants registration statement on Form 10 filed on February 7, 2020) 10.2 Form of Indemnification Agreement by and between Arconic Corporation and individual directors or officers (incorporated by reference to Exhibit 10.2 to the registrants registration statement on Form 10 filed on December 17, 2019) 10.3 United Company RUSAL Trading House Agreement for the Supply of Aluminum Products by and between United Company RUSAL Trading House and Arconic SMZ, dated December 27, 2016 (incorporated by reference to Exhibit 10.3 to the registrants registration statement on Form 10 filed on December 17, 2019)* 10.4 Form of Arconic Corporation Deferred Fee Plan for Directors (incorporated by reference to Exhibit 10.4 to Amendment No. 1 to the registrants registration statement on Form 10 filed on January 22, 2020) 10.5 Form of Arconic Corporation Annual Cash Incentive Plan (incorporated by reference to Exhibit 10.5 to Amendment No. 1 to the registrants registration statement on Form 10 filed on January 22, 2020) 10.6 Form of Arconic Corporation Non-Employee Director Compensation Policy (incorporated by reference to Exhibit 10.6 to Amendment No. 1 to the registrants registration statement on Form 10 filed on January 22, 2020) 10.7 Employment Letter Agreement between Arconic Inc. and Timothy D. Myers, dated as of January 13, 2020(incorporated by reference to Exhibit 10.7 to Amendment No. 1 to the registrants registration statement on Form10 filed on January 22, 2020) 10.8 Employment Letter Agreement between Arconic Inc. and Erick R. Asmussen, dated as of January 29, 2020 (incorporated by reference to Exhibit 10.8 to Amendment No. 2 to the registrants registration statement on Form 10 filed on February 7, 2020) 10.9 Employment Letter Agreement between Arconic Inc. and Diana C. Toman, dated as of January 28, 2020(incorporated by reference to Exhibit 10.9 to Amendment No. 2 to the registrants registration statement on Form10 filed on February 7, 2020) 10.10 Form of Arconic Corporation Change in Control Severance Plan (incorporated by reference to Exhibit 10.10 to Amendment No. 2 to the registrants registration statement on Form 10 filed on February 7, 2020) 10.11 Form of Arconic Corporation Executive Severance Plan (incorporated by reference to Exhibit 10.11 toAmendment No. 2 to the registrants registration statement on Form 10 filed on February 7, 2020) 10.12 Arconic Corporation Deferred Compensation Plan (incorporated by reference to Exhibit 10.12 to Amendment No. 2 to the registrants registration statement on Form 10 filed on February 7, 2020) 10.13 Arconic Corporation Excess Plan C (incorporated by reference to Exhibit 10.13 to Amendment No. 2 to the registrants registration statement on Form 10 filed on February 7, 2020) 10.14 Indenture, among Arconic Rolled Products Corporation, the guarantors from time to time party thereto, U.S. Bank National Association, as trustee, U.S. Bank National Association, as collateral agent, and U.S. Bank National Association, as registrar, paying agent and authenticating agent, dated February 7, 2020 (incorporated by reference to Exhibit 10.14 to Amendment No. 2 to the registrants registration statement on Form 10 filed on February 7, 2020) 10.15 Credit Agreement, dated as of March 25, 2020, by and among the Company, the designated borrowers from time to time party thereto, the lenders and issuing banks party thereto, and JPMorgan Chase Bank, N.A., as administrative agent (incorporated by reference to Exhibit 10.1 to the Companys Current Report on Form 8-K filed on March 26, 2020) 21 Subsidiaries of the Registrant 31 Certifications pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 32 Certification pursuant to Section 906 of the Sarbanes-Oxley Act of 2002