ASH 10-Q Quarterly Report March 31, 2021 | Alphaminr

Effective Date August 11, 2021

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ASHLAND GLOBAL HOLDINGS INC

10-Ks and 10-Qs

10-K	Fiscal year ended Sept. 30, 2024
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PROXIES

DEF 14A	Filed on Dec. 9, 2024
DEF 14A	Filed on Dec. 11, 2023
DEF 14A	Filed on Dec. 6, 2022
DEF 14A	Filed on Dec. 7, 2021
DEF 14A	Filed on Dec. 7, 2020
DEF 14A	Filed on Dec. 9, 2019
DEF 14A	Filed on Dec. 6, 2017
DEF 14A	Filed on Dec. 7, 2016

TABLE OF CONTENTS

Part I - Financial Information Item 1. Financial Statements Item 2. Management S Discussion and Analysis Of Financial Condition and Results Of Operations Item 3. Quantitative and Qualitative Disclosures About Market Risk Item 4. Controls and Procedures Part II Other Information Item 1. Legal Proceedings Item 1A. Risk Factors Item 2. Unregistered Sales Of Equity Securities and Use Of Proceeds Item 6. Exhibits

Exhibits

2.1 Master Asset Purchase Agreement, dated January 18, 2021, entered into by and between Schlke & Mayr GmbH, ISP Marl Holdings GmbH, and Ashland Industries Europe GmbH (filed as Exhibit 2.1 to Ashlands Form 8-K filed on January 22, 2021 (SEC File No. 333-211719) and incorporated herein by reference). 10.1 Ashland Global Holdings Inc. 2021 Omnibus Incentive Compensation Plan (filed as Exhibit 10.1 to Ashlands Form 8-K filed on February 3, 2021 (SEC File No. 333-211719) and incorporated herein by reference). 10.2 Form of Stock-Settled Restricted Stock Unit Award Agreement under the Ashland Global Holdings Inc. 2021 Omnibus Incentive Compensation Plan (filed as Exhibit 10.2 to Ashlands Form 8-K filed on February 3, 2021 (SEC File No. 333-211719) and incorporated herein by reference). 10.3 Form of Restricted Share Award Agreement under the Ashland Global Holdings Inc. 2021 Omnibus Incentive Compensation Plan (filed as Exhibit 10.3 to Ashlands Form 8-K filed on February 3, 2021 (SEC File No. 333-211719) and incorporated herein by reference). 10.4 Form of Stock Appreciation Rights Award Agreement under the Ashland Global Holdings Inc. 2021 Omnibus Incentive Compensation Plan (filed as Exhibit 10.4 to Ashlands Form 8-K filed on February 3, 2021 (SEC File No. 333-211719) and incorporated herein by reference). 10.5 Form of Performance Unit Award Agreement under the Ashland Global Holdings Inc. 2021 Omnibus Incentive Compensation Plan (filed as Exhibit 10.5 to Ashlands Form 8-K filed on February 3, 2021 (SEC File No. 333-211719) and incorporated herein by reference). 10.6 Form of Cash-Settled Restricted Stock Unit Award Agreement under the Ashland Global Holdings Inc. 2021 Omnibus Incentive Compensation Plan (filed as Exhibit 10.6 to Ashlands Form 8-K filed on February 3, 2021 (SEC File No. 333-211719) and incorporated herein by reference). 10.7 Second Amended and Restated Purchase and Sale Agreement, dated March 17, 2021, by and among Ashland LLC and Ashland Specialty Ingredients G.P., as originators, Ashland LLC, as initial servicer, and CVG Capital III LLC, as purchaser (filed as Exhibit 10.1 to Ashlands Form 8-K filed on March 18, 2021 (SEC File No. 333-211719) and incorporated herein by reference). 10.8 Receivables Purchasing Agreement, dated March 17, 2021, by and among CVG Capital III LLC, PNC Bank, National Association, as administrative agent, PNC Bank Capital Markets LLC, as structuring agent, Ashland LLC, as initial servicer, and certain other persons from time to time party thereto (filed as Exhibit 10.2 to Ashlands Form 8-K filed on March 18, 2021 (SEC File No. 333-211719) and incorporated herein by reference). 31.1* Certificate of Guillermo Novo, Chief Executive Officer of Ashland pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 31.2* Certificate of J. Kevin Willis, Chief Financial Officer of Ashland pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 32* Certificate of Guillermo Novo, Chief Executive Officer of Ashland, and J. Kevin Willis, Chief Financial Officer of Ashland pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.

* THE VALUE IS THE MARKET VALUE AS OF THE LAST DAY OF THE QUARTER FOR WHICH THE 13F WAS FILED.

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