AU 20-F DEF-14A Report Dec. 31, 2017 | Alphaminr

Effective Date August 11, 2021

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ANGLOGOLD ASHANTI LTD

20-Fs

20-F	Fiscal year ended Dec. 31, 2022
20-F	Fiscal year ended Dec. 31, 2021
20-F	Fiscal year ended Dec. 31, 2020
20-F	Fiscal year ended Dec. 31, 2019
20-F	Fiscal year ended Dec. 31, 2018
20-F	Fiscal year ended Dec. 31, 2017
20-F	Fiscal year ended Dec. 31, 2016
20-F	Fiscal year ended Dec. 31, 2015
20-F	Fiscal year ended Dec. 31, 2014
20-F	Fiscal year ended Dec. 31, 2013
20-F	Fiscal year ended Dec. 31, 2012
20-F	Fiscal year ended Dec. 31, 2011
20-F	Fiscal year ended Dec. 31, 2010
20-F	Fiscal year ended April 19, 2010

TABLE OF CONTENTS

Part Iprint Item 1: Identity Of Directors, Senior Management and Advisorsprint Item 2: Offer Statistics and Expected Timetableprint Item 3: Key Informationprint Item 4: Information on The Companyprint Item 4a:unresolved Staff Commentsprint Item 5: Operating and Financial Review and Prospectsprint Item 6: Directors, Senior Management and Employeesprint Item 7: Major Shareholders and Related Party Transactionsprint Item 8: Financial Informationprint Item 9: The Offer and Listingprint Item 10: Additional Informationprint Item 11: Quantitative and Qualitative Disclosures About Market Riskprint Item 12: Description Of Securities Other Than Equity Securitiesprint Part IIprint Item 13:defaults, Dividend Arrearages and Delinquenciesprint Item 14: Material Modifications To The Rights Of Security Holders and Use Of Proceedsprint Item 15: Controls and Proceduresprint Item 16a:audit Committee Financial Expertprint Item 16b:code Of Ethics and Whistle-blowing Policiesprint Item 16c:principal Accountant Fees and Servicesprint Item 16d:exemptions From The Listing Standards For Audit Committeesprint Item 16E: Purchases Of Equity Securities By The Issuer and Affiliated Purchasersprint Item 16F: Change in Registrant S Certifying Accountantprint Item 16g:corporate Governanceprint Item 16h:mine Safety Disclosureprint Part IIIprint Item 17:financial Statementsprint Item 18:financial Statementsprint

Exhibits

Exhibit 19.1 Memorandum of Incorporation of AngloGold Ashanti Limited as amended and in effect on 4May 2016 Incorporated by reference to AngloGold Ashanti Limiteds report on Form 6-K (No. 001-14846) furnished to the Securities and Exchange Commission on 10May 2016 Exhibit 19.2.1 Indenture for guaranteed debt securities among AngloGold Ashanti Holdings plc, as issuer, AngloGold Ashanti Limited, as guarantor, and The Bank of New York Mellon, as trustee, dated as of 28 April 2010 Incorporated by reference to Exhibit 4.2 to AngloGold Ashanti Limited and AngloGold Ashanti Holdings plcs Registration Statement on Form F-3 (Nos. 333-182712 and 333-182712-02) filed with the Securities and Exchange Commission17July 2012 Exhibit 19.2.2 Form of 5.375% Notes due 2020 and related Guarantee Incorporated by reference to Exhibit 99(C) to AngloGold Ashanti Limited and AngloGold Ashanti Holdings plcs Registration Statement on Form 8-A (Nos. 001-14846 and 001-34725) filed with the Securities and Exchange Commission on 28April 2010 Exhibit 19.2.3 Form of 6.50% Notes due 2040 and related Guarantee Incorporated by reference to Exhibit 99(C) to AngloGold Ashanti Limited and AngloGold Ashanti Holdings plcs Registration Statement on Form 8-A (Nos. 001-14846 and 001-34725) filed with the Securities and Exchange Commission on 28April 2010 Exhibit 19.2.4 Form of 5.125% Notes due 2022 and related Guarantee Incorporated by reference to Exhibit 4.1 to AngloGold Ashanti Limiteds report on Form 6-K (No. 001-14846) furnished to the Securities and Exchange Commission on 30July 2012 Exhibit 19.4.1.1 Bonus Share Plan as amended on 27March 2013 Incorporated by reference to AngloGold Ashanti Limiteds report on Form 6-K (No. 001-14846) furnished to the Securities and Exchange Commission on 10April 2013 Exhibit 19.4.1.2 Long-Term Incentive Plan as amended on 27March 2013 Incorporated by reference to AngloGold Ashanti Limiteds report on Form 6-K (No.001-14846) furnished to the Securities and Exchange Commission on 10April 2013 Exhibit 19.4.1.3 Deferred Share Plan of AngloGold Ashanti 2018 Incorporated by reference to AngloGold Ashanti Limiteds report on Form 6-K (No.001-14846) furnished to the Securities and Exchange Commission on 18May2017 Exhibit 19.4.4 Syndicated Loan Facility Agreement dated 17July 2014, by and among AngloGold Ashanti Holdings plc and AngloGold Ashanti USA Incorporated, as borrowers, AngloGold Ashanti Limited, AngloGold Ashanti plc and AngloGold Ashanti USA Incorporated, as guarantors, The Bank of Nova Scotia as facility agent and the financial institutions party thereto as lenders Incorporated by reference to AngloGold Ashanti Limiteds report on Form 6-K (No. 001-14846) furnished to the Securities and Exchange Commission on 25August 2014 Exhibit 19.4.4.1 Syndicated Loan Facility Agreement dated 25July 2014 by AngloGold Ashanti Australia Limited, as borrower and AngloGold Ashanti Limited and AngloGold Ashanti Holdings plc, as guarantors, The Commonwealth Bank of Australia as agent and the financial institutions party thereto as lenders Incorporated by reference to AngloGold Ashanti Limiteds report on Form 6-K (No. 001-14846) furnished to the Securities and Exchange Commission on 10September 2014 Exhibit 19.4.4.2 ZAR Revolving Credit Agreement dated 3December 2013 and amended 9 September 2014 with AngloGold Ashanti Limited as borrower and Nedbank Limited as facility agent who in conjunction with ABSA Bank Limited constitute the lenders Incorporated by reference to AngloGold Ashanti Limiteds report on Form 6-K (No. 001-14846) furnished to the Securities and Exchange Commission on 9March 2015 Exhibit 19.4.4.3 ZAR Revolving Credit Agreement dated 7July 2015 with AngloGold Ashanti Limited as borrower and Nedbank Limited as facility agent who in conjunction with ABSA Bank Limited constitute the lenders Incorporated by reference to AngloGold Ashanti Limiteds report on Form 6-K (No. 001-14846) furnished to the Securities and Exchange Commission on 29March 2016 Exhibit 19.4.4.4 ZAR Revolving Credit Agreement dated 3November 2017 with AngloGold Ashanti Limited as borrower and The Standard Bank of South Africa Limited as facility agent and lender Incorporated by reference to AngloGold Ashanti Limiteds report on Form 6-K (No.001-14846) furnished to the Securities and Exchange Commission on 13March2018 Exhibit 19.4.4.5 ZAR Revolving Credit Agreement dated 12 December 2017 with AngloGold Ashanti Limited as borrower and Nedbank Limited as facility agent who in conjunction with ABSA Bank Limited constitute the lenders Incorporated by reference to AngloGold Ashanti Limiteds report on Form 6-K (No.001-14846) furnished to the Securities and Exchange Commission on 15March2018 Exhibit 19.4.5 Employment contract of Srinivasan Venkatakrishnan Chief Executive Officer with effect from 8 May 2013 Incorporated by reference to AngloGold Ashanti Limiteds report on Form 6-K (No. 001-14846) furnished to the Securities and Exchange Commission on 7June2013 Exhibit 19.4.5.1 Employment contract of Kandimathie Christine Ramon Chief Financial Officer with effect from 1October 2014 Incorporated by reference to AngloGold Ashanti Limiteds report on Form 6-K (No. 001-14846) furnished to the Securities and Exchange Commission on 8October 2014 Exhibit 19.4.6 Stock Purchase Agreement dated as of 8June 2015, among AngloGold Ashanti North America Inc., a Colorado corporation, AngloGold Ashanti USA Incorporated, a Delaware corporation, AngloGold Ashanti (Colorado) Corp., a Delaware corporation, GCGC LLC, a Colorado limited liability company, and Newmont Mining Corporation, a Delaware corporation, and AngloGold Ashanti Limited, a South African public company Incorporated by reference to AngloGold Ashanti Limiteds report on Form 6-K (No.001-14846) furnished to the Securities and Exchange Commission on 19February 2016 Exhibit 19.6 Statement regarding how loss/earnings per share information was calculated See note 12 to the consolidated financial statements Exhibit 19.8 List of AngloGold Ashanti Limited subsidiaries Exhibit 19.12.1 Certification of Srinivasan Venkatakrishnan as Chief Executive Officer of AngloGold Ashanti Limited, pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 19.12.2 Certification of Christine Ramon, Chief Financial Officer of AngloGold Ashanti Limited, pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 19.13 Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Exhibit 19.15.1 Consent of Ernst & Young Inc., independent registered public accounting firm Exhibit 19.15.2 Consent of BDO LLP, independent registered public accounting firm

* THE VALUE IS THE MARKET VALUE AS OF THE LAST DAY OF THE QUARTER FOR WHICH THE 13F WAS FILED.

FUND	NUMBER OF SHARES	VALUE ($)	PUT OR CALL

DIRECTORS	AGE	BIO	OTHER DIRECTOR MEMBERSHIPS

Owner	Position	Direct Shares	Indirect Shares