AU 20-F DEF-14A Report Dec. 31, 2020 | Alphaminr

Effective Date August 11, 2021

These terms and conditions govern your use of the website alphaminr.com and its related services.

These Terms and Conditions (“Terms”) are a binding contract between you and Alphaminr, (“Alphaminr”, “we”, “us” and “service”). You must agree to and accept the Terms. These Terms include the provisions in this document as well as those in the Privacy Policy. These terms may be modified at any time.

Subscription

Your subscription will be on a month to month basis and automatically renew every month. You may terminate your subscription at any time through your account.

Fees

We will provide you with advance notice of any change in fees.

Usage

You represent that you are of legal age to form a binding contract. You are responsible for any activity associated with your account. The account can be logged in at only one computer at a time.
The Services are intended for your own individual use. You shall only use the Services in a manner that complies with all laws. You may not use any automated software, spider or system to scrape data from Alphaminr.

Limitation of Liability

Alphaminr is not a financial advisor and does not provide financial advice of any kind. The service is provided “As is”. The materials and information accessible through the Service are solely for informational purposes. While we strive to provide good information and data, we make no guarantee or warranty as to its accuracy.

TO THE EXTENT PERMITTED BY APPLICABLE LAW, UNDER NO CIRCUMSTANCES SHALL ALPHAMINR BE LIABLE TO YOU FOR DAMAGES OF ANY KIND, INCLUDING DAMAGES FOR INVESTMENT LOSSES, LOSS OF DATA, OR ACCURACY OF DATA, OR FOR ANY AMOUNT, IN THE AGGREGATE, IN EXCESS OF THE GREATER OF (1) FIFTY DOLLARS OR (2) THE AMOUNTS PAID BY YOU TO ALPHAMINR IN THE SIX MONTH PERIOD PRECEDING THIS APPLICABLE CLAIM. SOME STATES DO NOT ALLOW THE EXCLUSION OR LIMITATION OF INCIDENTAL OR CONSEQUENTIAL OR CERTAIN OTHER DAMAGES, SO THE ABOVE LIMITATION AND EXCLUSIONS MAY NOT APPLY TO YOU.

If any provision of these Terms is found to be invalid under any applicable law, such provision shall not affect the validity or enforceability of the remaining provisions herein.

ANGLOGOLD ASHANTI LTD

20-Fs

20-F	Fiscal year ended Dec. 31, 2022
20-F	Fiscal year ended Dec. 31, 2021
20-F	Fiscal year ended Dec. 31, 2020
20-F	Fiscal year ended Dec. 31, 2019
20-F	Fiscal year ended Dec. 31, 2018
20-F	Fiscal year ended Dec. 31, 2017
20-F	Fiscal year ended Dec. 31, 2016
20-F	Fiscal year ended Dec. 31, 2015
20-F	Fiscal year ended Dec. 31, 2014
20-F	Fiscal year ended Dec. 31, 2013
20-F	Fiscal year ended Dec. 31, 2012
20-F	Fiscal year ended Dec. 31, 2011
20-F	Fiscal year ended Dec. 31, 2010
20-F	Fiscal year ended April 19, 2010

TABLE OF CONTENTS

Part Iprint Item 1: Identity Of Directors, Senior Management and Advisorsprint Item 2: Offer Statistics and Expected Timetableprint Item 3: Key Informationprint Item 8A: Legal Proceedings Colombiaprint Item 4B: Business Overview The Regulatory Environment Enabling Anglogold Ashanti To Mineprint Item 4B: Business Overview Environmental, Health and Safety Mattersprint Item 4B: Business Overview The Regulatory Environment Enabling Anglogold Ashanti To Mine Americas Brazilprint Item 8A: Legal Proceedings Brazilprint Item 4B: Business Overview The Regulatory Environment Enabling Anglogold Ashanti To Mine Africa Tanzaniaprint Item 4B: Business Overview Theprint Item 4B: Business Overview The Regulatory Environment Enabling Anglogold Ashanti To Mine Africa Maliprint Item 4B: Business Overview The Regulatory Environment Enabling Anglogold Ashanti To Mine Africa Democratic Republic Of The Congo (drc)print Item 4B: Business Overview The Regulatory Environment Enabling Anglogold Ashanti To Mine Americas Argentinaprint Item 18: Financial Statements Note 1 Accounting Policies Provision For Silicosisprint Item 18: Financial Statements Note 28 Provision For Pension and Post-retirement Benefitsprint Item 8A: Legal Proceedings Ghanaprint Item 4B: Business Overview The Regulatory Environment Enabling Anglogold Ashanti To Mine Americas Colombiaprint Item 8A: Legal Proceedingsprint Item 15: Controls and Proceduresprint Item 4: Information on The Companyprint Item 4A: Unresolved Staff Commentsprint Item 5: Operating and Financial Review and Prospectsprint Item 6: Directors, Senior Management and Employeesprint Item 7: Major Shareholders and Related Party Transactionsprint Item 8: Financial Informationprint Item 9: The Offer and Listingprint Item 10: Additional Informationprint Item 11: Quantitative and Qualitative Disclosures About Market Riskprint Item 12: Description Of Securities Other Than Equity Securitiesprint Part IIprint Item 13: Defaults, Dividend Arrearages and Delinquenciesprint Item 14: Material Modifications To The Rights Of Security Holders and Use Of Proceedsprint Item 16A: Audit Committee Financial Expertprint Item 16B: Code Of Ethics and Whistle-blowing Policiesprint Item 16C: Principal Accountant Fees and Servicesprint Item 16D: Exemptions From The Listing Standards For Audit Committeesprint Item 16E: Purchases Of Equity Securities By The Issuer and Affiliated Purchasersprint Item 16F: Change in Registrant S Certifying Accountantprint Item 16G: Corporate Governanceprint Item 16H: Mine Safety Disclosureprint Part IIIprint Item 17: Financial Statementsprint Item 18: Financial Statementsprint

Exhibits

Exhibit 19.1 Memorandum of Incorporation of AngloGold Ashanti Limited(last amended 10 June 2020) Filed herewith Exhibit 19.2.1 Indenture for guaranteed debt securities among AngloGold Ashanti Holdings plc, as issuer, AngloGold Ashanti Limited, as guarantor, and The Bank of New York Mellon, as trustee, dated as of 28 April 2010 Incorporated by reference to Exhibit 4.2 to AngloGold Ashanti Limited and AngloGold Ashanti Holdings plcs Registration Statement on Form F-3 (Nos. 333-182712 and 333-182712-02) filed with the Securities and Exchange Commission on 17July 2012 Exhibit 19.2.2 Form of 6.50% Notes due 2040 and related Guarantee Incorporated by reference to Exhibit 99(C) to AngloGold Ashanti Limited and AngloGold Ashanti Holdings plcs Registration Statement on Form 8-A (Nos. 001-14846 and 001-34725) filed with the Securities and Exchange Commission on 28April 2010 Exhibit 19.2.3 Form of 5.125% Notes due 2022 and related Guarantee Incorporated by reference to Exhibit 4.1 to AngloGold Ashanti Limited and AngloGold Ashanti Holdings plc's report on Form 6-K (Nos. 001-14846 and 001-34725) filed with the Securities and Exchange Commission on 30July 2012 Exhibit 19.2.4 Form of 3.75% Notes due 2030 and related Guarantee Incorporated by reference to Exhibit 4.1 to AngloGold Ashanti Limited and AngloGold Ashanti Holdings plc's report on Form 6-K (Nos. 001-14846 and 001-34725) filed with the Securities and Exchange Commission on 1 October 2020 Exhibit 19.2.5 Description of Securities Registered under Section 12 of the Securities Exchange Act of 1934 Filed herewith Exhibit 19.2.6 Amended and Restated Deposit Agreement dated as of 3 June 2008 among AngloGold Ashanti Limited, The Bank of New York Mellon as Depositary and all Owners and Beneficial Owners from time to time of American Depositary Shares issued thereunder Incorporated by reference to Exhibit 1 to AngloGold Ashanti Limiteds Registration Statement on Form F-6 (No. 333-159248) filed with the Securities and Exchange Commission on 14 May 2009 Exhibit 19.4.1.1 Bonus Share Plan as amended on 27March 2013 Incorporated by reference to AngloGold Ashanti Limiteds report on Form 6-K (No. 001-14846) furnished to the Securities and Exchange Commission on 10April 2013 Exhibit 19.4.1.2 Long-Term Incentive Plan as amended on 27March 2013 Incorporated by reference to AngloGold Ashanti Limiteds report on Form 6-K (No.001-14846) furnished to the Securities and Exchange Commission on 10April 2013 Exhibit 19.4.1.3 Deferred Share Plan of AngloGold Ashanti 2018 Incorporated by reference to AngloGold Ashanti Limiteds report on Form 6-K (No.001-14846) furnished to the Securities and Exchange Commission on 18May2017 Exhibit 19.4.4.1 Syndicated Multi-currency Revolving Credit Facility agreement dated 23 October 2018 withAngloGoldAshanti Holdings plc andAngloGoldAustralia Limited as borrowers and the Bank of Novia Scotia as facility agent and the financial institutions party thereto as lenders Incorporated by reference to AngloGold Ashanti Limiteds report on Form 6-K (No.001-14846) furnished to the Securities and Exchange Commission on 25 February 2019 Exhibit 19.4.5.1 Employment contract of Kelvin Paul Michael Dushnisky Chief Executive Officer with effect from 1 September 2018 Incorporated by reference to AngloGold Ashanti Limiteds report on Form 6-K (No. 001-14846) furnished to the Securities and Exchange Commission on 12 February 2019 Exhibit 19.4.5.2 Employment contract of Kandimathie Christine Ramon Interim Chief Executive Officer with effect from 1 September 2020 Filed herewith Exhibit 19.4.5.3 Employment contract of Ian Kramer Interim Chief Financial Officer with effect from 1 September 2020 Filed herewith Exhibit 19.4.6 Stock Purchase Agreement dated as of 8 June 2015, among AngloGold Ashanti North America Inc., a Colorado corporation, AngloGold Ashanti USA Incorporated, a Delaware corporation, AngloGold Ashanti (Colorado) Corp., aDelawarecorporation, GCGC LLC, a Colorado limited liability company, and Newmont Mining Corporation, aDelaware corporation,andAngloGold AshantiLimited,a South African public company Incorporated by reference to AngloGold Ashanti Limited's report on Form 6-K (No.001-14846) filed with the Securities and Exchange Commission on 19 February 2016 Exhibit 19.8 List of AngloGold Ashanti Limited subsidiaries Filed herewith Exhibit 19.12.1 Certification of Christine Ramon as Interim Chief Executive Officer ofAngloGoldAshanti Limited, pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Filed herewith Exhibit 19.12.2 Certification ofIan Kramer as InterimChief Financial Officer of AngloGold Ashanti Limited, pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Filed herewith Exhibit 19.13 Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Filed herewith Exhibit 19.15.1 Consent of Ernst & Young Inc., independent registered public accounting firm Filed herewith Exhibit 19.15.2 Consent of BDO LLP, independent registered public accounting firm Filed herewith

* THE VALUE IS THE MARKET VALUE AS OF THE LAST DAY OF THE QUARTER FOR WHICH THE 13F WAS FILED.

FUND	NUMBER OF SHARES	VALUE ($)	PUT OR CALL

DIRECTORS	AGE	BIO	OTHER DIRECTOR MEMBERSHIPS

Owner	Position	Direct Shares	Indirect Shares