AU 20-F DEF-14A Report Dec. 31, 2021 | Alphaminr
ANGLOGOLD ASHANTI LTD

AU 20-F Report ended Dec. 31, 2021

TABLE OF CONTENTS
Part IprintItem 1: Identity Of Directors, Senior Management and AdvisorsprintItem 2: Offer Statistics and Expected TimetableprintItem 3: Key InformationprintItem 8A: Legal Proceedings ColombiaprintItem 4B: Business Overview The Regulatory Environment Enabling Anglogold Ashanti To MineprintItem 4B: Business Overview Sustainability and Environmental, Social and Governance ( Esg ) MattersprintItem 4B: Business Overview The Regulatory Environment Enabling Anglogold Ashanti To Mine Americas BrazilprintItem 4B: Business Overview Sustainability and Environmental, Social and Governance ( Esg ) Matters Waste ManagementprintItem 8A: Legal Proceedings BrazilprintItem 4B: Business Overview The Regulatory Environment Enabling Anglogold Ashanti To Mine Africa Region TanzaniaprintItem 4B: Business Overview The Regulatory Environment Enabling Anglogold Ashanti To Mine Africa Region GhanaprintItem 4B: Business Overview The Regulatory Environment Enabling Anglogold Ashanti To Mine Africa Region MaliprintItem 4B: Business Overview The Regulatory Environment Enabling Anglogold Ashanti To Mine Americas ArgentinaprintItem 18: Financial Statements Note 26 Provision For Pension and Post-retirement BenefitsprintItem 8A: Legal Proceedings GhanaprintItem 4B: Business Overview The Regulatory Environment Enabling Anglogold Ashanti To Mine Americas ColombiaprintItem 4B: Business Overview The Regulatory Environment Enabling Anglogold Ashanti To Mine AustraliaprintItem 18: Financial Statements Note 24 Borrowings Ibor Linked BorrowingsprintItem 8A: Legal ProceedingsprintItem 15: Controls and ProceduresprintItem 4: Information on The CompanyprintItem 10D: Exchange ControlsprintItem 3D: Risk FactorsprintItem 8A: Legal Proceedings TanzaniaprintItem 4A: Unresolved Staff CommentsprintItem 5: Operating and Financial Review and ProspectsprintItem 6: Directors, Senior Management and EmployeesprintItem 7: Major Shareholders and Related Party TransactionsprintItem 8: Financial InformationprintItem 9: The Offer and ListingprintItem 10: Additional InformationprintItem 11: Quantitative and Qualitative Disclosures About Market RiskprintItem 12: Description Of Securities Other Than Equity SecuritiesprintPart IIprintItem 13: Defaults, Dividend Arrearages and DelinquenciesprintItem 14: Material Modifications To The Rights Of Security Holders and Use Of ProceedsprintItem 16A: Audit Committee Financial ExpertprintItem 16B: Code Of Ethics and Whistle-blowing PoliciesprintItem 16C: Principal Accountant Fees and ServicesprintItem 16D: Exemptions From The Listing Standards For Audit CommitteesprintItem 16E: Purchases Of Equity Securities By The Issuer and Affiliated PurchasersprintItem 16F: Change in Registrant S Certifying AccountantprintItem 16G: Corporate GovernanceprintItem 16H: Mine Safety DisclosureprintItem 16I: Disclosure Regarding Foreign Jurisdictions That PreventprintPart IIIprintItem 17: Financial StatementsprintItem 18: Financial Statementsprint

Exhibits

Exhibit 19.1 Memorandum of Incorporation of AngloGold Ashanti Limited (last amended 10 June 2020) Incorporated by reference to Exhibit 19.1 to AngloGold Ashanti Limiteds Annual Report on Form 20-F (No. 001-14846) filed with the Securities and Exchange Commission on 26 March 2021 Exhibit 19.2.1 Indenture for guaranteed debt securities among AngloGold Ashanti Holdings plc, as issuer, AngloGold Ashanti Limited, as guarantor, and The Bank of New York Mellon, as trustee, dated as of 28 April 2010 Incorporated by reference to Exhibit 4.2 to AngloGold Ashanti Limited and AngloGold Ashanti Holdings plcs Registration Statement on Form F-3 (Nos. 333-182712 and 333-182712-02) filed with the Securities and Exchange Commission on 17July 2012 Exhibit 19.2.2 Form of 6.50% Notes due 2040 and related Guarantee Incorporated by reference to Exhibit 99(C) to AngloGold Ashanti Limited and AngloGold Ashanti Holdings plcs Registration Statement on Form 8-A (Nos. 001-14846 and 001-34725) filed with the Securities and Exchange Commission on 28April 2010 Exhibit 19.2.3 Form of 3.75% Notes due 2030 and related Guarantee Incorporated by reference to Exhibit 4.1 to AngloGold Ashanti Limited and AngloGold Ashanti Holdings plcs report on Form 6-K (Nos. 001-14846 and 001-34725) filed with the Securities and Exchange Commission on 1 October 2020 Exhibit 19.2.4 Form of 3.375% Notes due 2028 and related Guarantee Incorporated by reference to Exhibit 4.1 toAngloGold Ashanti Limited and AngloGoldAshanti Holdings plcs report on Form 6-K(Nos. 001-14846 and 001-34725) filed with theSecurities and Exchange Commission on 22October 2021 Exhibit 19.2.5 Description of Securities Registered under Section 12 of the Securities Exchange Act of 1934 Filed herewith Exhibit 19.2.6 Amended and Restated Deposit Agreement dated as of 3 June 2008 among AngloGold Ashanti Limited, The Bank of New York Mellon as Depositary and all Owners and Beneficial Owners from time to time of American Depositary Shares issued thereunder Incorporated by reference to Exhibit 1 to AngloGold Ashanti Limiteds Registration Statement on Form F-6 (No. 333-159248) filed with the Securities and Exchange Commission on 14 May 2009 Exhibit 19.4.1.1 Bonus Share Plan as amended on 27March 2013 Incorporated by reference to AngloGold Ashanti Limiteds report on Form 6-K (No. 001-14846) furnished to the Securities and Exchange Commission on 10April 2013 Exhibit 19.4.1.2 Long-Term Incentive Plan as amended on 27March 2013 Incorporated by reference to AngloGold Ashanti Limiteds report on Form 6-K (No.001-14846) furnished to the Securities and Exchange Commission on 10April 2013 Exhibit 19.4.1.3 Deferred Share Plan of AngloGold Ashanti 2018 Incorporated by reference to AngloGold Ashanti Limiteds report on Form 6-K (No.001-14846) furnished to the Securities and Exchange Commission on 18May2017 Exhibit 19.4.4.1 Syndicated Multi-currency Revolving Credit Facility agreement dated 23 October 2018 with AngloGold Ashanti Holdings plc and AngloGold Australia Limited as borrowers and the Bank of Novia Scotia as facility agent and the financial institutions party thereto as lenders Incorporated by reference to AngloGold Ashanti Limiteds report on Form 6-K (No.001-14846) furnished to the Securities and Exchange Commission on 25 February 2019 Exhibit 19.4.5.1 Employment contract of Kelvin Paul Michael Dushnisky Chief Executive Officer (with effect from 1 September 2018 until 31 August 2020) Incorporated by reference to AngloGold Ashanti Limiteds report on Form 6-K (No. 001-14846) furnished to the Securities and Exchange Commission on 12 February 2019 Exhibit 19.4.5.2 Employment contract of Kandimathie Christine Ramon Interim Chief Executive Officer (with effect from 1 September 2020 until 31 August 2021) and Chief Financial Officer (with effect from 1 September 2021) Incorporated by reference toExhibit 99.1 to AngloGold Ashanti Limitedsreport on Form 6-K (No. 001-14846) filed withthe Securities and Exchange Commission on 4 May 2021 Exhibit 19.4.5.3 Interim CEO appointment letter of Kandimathie Christine Ramon Interim Chief Executive Officer (with effect from 1 September 2020 until 31 August 2021) Incorporated by reference to Exhibit 19.4.5.2to AngloGold Ashanti Limiteds AnnualReport on Form 20-F (No. 001-14846) filedwith the Securities and ExchangeCommission on 26 March 2021 Exhibit 19.4.5.4 Employment contract of Ian Kramer Interim Chief Financial Officer (with effect from 1 September 2020 until 31 August 2021) Incorporated by reference toExhibit 99.2 to AngloGold Ashanti Limitedsreport on Form 6-K (No. 001-14846) filed withthe Securities and Exchange Commission on4 May 2021 Exhibit 19.4.5.5 Interim CFO appointment letter of Ian Kramer Interim Chief Financial Officer (with effect from 1 September 2020 until 31 August 2021) Incorporated by reference to Exhibit 19.4.5.3to AngloGold Ashanti Limiteds AnnualReport on Form 20-F (No. 001-14846) filedwith the Securities and Exchange Commission on 26 March 2021 Exhibit 19.4.5.6 Employment contract of Alberto Calderon Chief Executive Officer (with effect from 1 September 2021) Filed herewith Exhibit 19.4.6 Stock Purchase Agreement dated as of 8 June 2015, among AngloGold Ashanti North America Inc., a Colorado corporation, AngloGold Ashanti USA Incorporated, a Delaware corporation, AngloGold Ashanti (Colorado) Corp., a Delaware corporation, GCGC LLC, a Colorado limited liability company, and Newmont Mining Corporation, a Delaware corporation, and AngloGold Ashanti Limited, a South African public company Incorporated by reference to AngloGold Ashanti Limiteds report on Form 6-K (No.001-14846) furnished to the Securities and Exchange Commission on 19 February 2016 Exhibit 19.8 List of AngloGold Ashanti Limited subsidiaries Filed herewith Exhibit 19.12.1 Certification of Alberto Calderon as Chief Executive Officer of AngloGold Ashanti Limited, pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Filed herewith Exhibit 19.12.2 Certification of Christine Ramon as Chief Financial Officer of AngloGold Ashanti Limited, pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Filed herewith Exhibit 19.13 Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Filed herewith Exhibit 19.15.1 Consent of Ernst & Young Inc., independent registered public accounting firm Filed herewith Exhibit 19.15.2 Consent of BDO LLP, independent registered public accounting firm Filed herewith Exhibit 19.15.3 Consent of Chairman of the Mineral Resource and Ore Reserve Steering Committee Filed herewith Exhibit 19.15.4 Technical Report Summary, Geita Gold Mine, A Life of Mine Summary Report (including Consent of Qualified Person) Incorporated by reference to Exhibit 96.1 to AngloGold Ashanti Limiteds report on Form 6-K (No. 001-14846) filed with the Securities and Exchange Commission on 30 March 2022 Exhibit 19.15.5 Technical Report Summary, Obuasi, A Life of Mine Summary Report (including Consent of Qualified Person) Incorporated by reference to Exhibit 96.2 to AngloGold Ashanti Limiteds report on Form 6-K (No. 001-14846) filed with the Securities and Exchange Commission on 30 March 2022 Exhibit 19.15.6 Technical Report Summary, Iduapriem, A Life of Mine Summary Report (including Consent of Qualified Person) Incorporated by reference to Exhibit 96.3 to AngloGold Ashanti Limiteds report on Form 6-K (No. 001-14846) filed with the Securities and Exchange Commission on 30 March 2022 Exhibit 19.15.7 Technical Report Summary, Siguiri, A Life of Mine Summary Report (including Consent of Qualified Person) Incorporated by reference to Exhibit 96.4 to AngloGold Ashanti Limiteds report on Form 6-K (No. 001-14846) filed with the Securities and Exchange Commission on 30 March 2022 Exhibit 19.15.8 Technical Report Summary, Kibali Gold Mine, A Life of Mine Summary Report (including Consent of Qualified Person) Incorporated by reference to Exhibit 96.5 to AngloGold Ashanti Limiteds report on Form 6-K (No. 001-14846) filed with the Securities and Exchange Commission on 30 March 2022 Exhibit 19.15.9 Technical Report Summary, Cuiab, A Life of Mine Summary Report (including Consent of Qualified Person) Incorporated by reference to Exhibit 96.6 to AngloGold Ashanti Limiteds report on Form 6-K (No. 001-14846) filed with the Securities and Exchange Commission on 30 March 2022 Exhibit 19.15.10 Technical Report Summary, Crrego do Stio Minerao, A Life of Mine Summary Report (including Consent of Qualified Person) Incorporated by reference to Exhibit 96.7 to AngloGold Ashanti Limiteds report on Form 6-K (No. 001-14846) filed with the Securities and Exchange Commission on 30 March 2022 Exhibit 19.15.11 Technical Report Summary, Lamego, A Life of Mine Summary Report (including Consent of Qualified Person) Incorporated by reference to Exhibit 96.8 to AngloGold Ashanti Limiteds report on Form 6-K (No. 001-14846) filed with the Securities and Exchange Commission on 30 March 2022 Exhibit 19.15.12 Technical Report Summary, Serra Grande Mine, A Life of Mine Summary Report (including Consent of Qualified Person) Incorporated by reference to Exhibit 96.9 to AngloGold Ashanti Limiteds report on Form 6-K (No. 001-14846) filed with the Securities and Exchange Commission on 30 March 2022 Exhibit 19.15.13 Technical Report Summary, Cerro Vanguardia, A Life of Mine Summary Report (including Consent of Qualified Person) Incorporated by reference to Exhibit 96.10 to AngloGold Ashanti Limiteds report on Form 6-K (No. 001-14846) filed with the Securities and Exchange Commission on 30 March 2022 Exhibit 19.15.14 Technical Report Summary, La Colosa Project, An Initial Assessment Report (including Consent of Qualified Person) Incorporated by reference to Exhibit 96.11 to AngloGold Ashanti Limiteds report on Form 6-K (No. 001-14846) filed with the Securities and Exchange Commission on 30 March 2022 Exhibit 19.15.15 Technical Report Summary, Quebradona Project, A Preliminary Feasibility Report (including Consent of Qualified Person) Incorporated by reference to Exhibit 96.12 to AngloGold Ashanti Limiteds report on Form 6-K (No. 001-14846) filed with the Securities and Exchange Commission on 30 March 2022 Exhibit 19.15.16 Technical Report Summary, Gramalote Project, An Initial Assessment Report (including Consent of Qualified Person) Incorporated by reference to Exhibit 96.13 to AngloGold Ashanti Limiteds report on Form 6-K (No. 001-14846) filed with the Securities and Exchange Commission on 30 March 2022 Exhibit 19.15.17 Technical Report Summary, Silicon Project, An Initial Assessment Report (including Consent of Qualified Person) Incorporated by reference to Exhibit 96.14 to AngloGold Ashanti Limiteds report on Form 6-K (No. 001-14846) filed with the Securities and Exchange Commission on 30 March 2022 Exhibit 19.15.18 Technical Report Summary, Sunrise Dam Gold Mine, A Life of Mine Summary Report (including Consent of Qualified Person) Incorporated by reference to Exhibit 96.15 to AngloGold Ashanti Limiteds report on Form 6-K (No. 001-14846) filed with the Securities and Exchange Commission on 30 March 2022 Exhibit 19.15.19 Technical Report Summary, Butcher Well Project, An Initial Assessment Report (including Consent of Qualified Person) Incorporated by reference to Exhibit 96.16 to AngloGold Ashanti Limiteds report on Form 6-K (No. 001-14846) filed with the Securities and Exchange Commission on 30 March 2022 Exhibit 19.15.20 Technical Report Summary, Tropicana Gold Mine, A Life of Mine Summary Report (including Consent of Qualified Person) Incorporated by reference to Exhibit 96.17 to AngloGold Ashanti Limiteds report on Form 6-K (No. 001-14846) filed with the Securities and Exchange Commission on 30 March 2022 Exhibit 19.15.21 Letter from Ernst & Young Inc. to the Securities and Exchange Commission regarding a change in registrant's certifying accountant Filed herewith Exhibit 19.17 Subsidiary Issuer of Guaranteed Securities Filed herewith