AVGO 10-Q Quarterly Report Feb. 2, 2025 | Alphaminr

AVGO 10-Q Quarter ended Feb. 2, 2025

TABLE OF CONTENTS
Part I Financial InformationprintItem 1. Condensed Consolidated Financial Statements UnauditedprintItem 2. Management S Discussion and Analysis Of Financial Condition and Results Of OperationsprintItem 3. Quantitative and Qualitative Disclosures About Market RiskprintItem 4. Controls and ProceduresprintPart II Other InformationprintItem 1. Legal ProceedingsprintItem 1A. Risk FactorsprintItem 2. Unregistered Sales Of Equity Securities and Use Of ProceedsprintItem 3. Defaults Upon Senior SecuritiesprintItem 4. Mine Safety DisclosuresprintItem 5. Other InformationprintItem 6. Exhibitsprint

Exhibits

2.1 Agreement and Plan of Merger, dated as of May 26, 2022, by and among Broadcom Inc., VMware, Inc., Verona Holdco, Inc., Verona Merger Sub, Inc., Barcelona Merger Sub 2, Inc. and Barcelona Merger Sub 3, LLC. 8-K 001-38449 2.1 05-26-2022 3.1 Amended and Restated Certificate of Incorporation (including all amendments thereto). 10-Q 001-38449 3.1 09-11-2024 3.2 Amended and Restated Bylaws. 8-K12B 001-38449 3.2 04-04-2018 4.1 Form of Common Stock Certificate. 10-Q 001-38449 4.1 06-14-2018 4.2 Description of Common Stock. 10-K 001-38449 4.2 12-20-2024 4.3 Indenture, dated as of January19, 2017, by and among theBroadcom Corporation and Broadcom Cayman Finance Limited (the Co-Issuers), the guarantors and Wilmington Trust, National Association, as trustee. 8-K 001-37690 4.1 01-20-2017 4.4 First Supplemental Indenture to the January 2017 Indenture, dated as of April 9, 2018. 8-K 001-38449 4.1 04-09-2018 4.5 Second SupplementalIndenture to the January 2017 Indenture, dated as of January 25, 2019. 8-K 001-38449 4.1 01-25-2019 4.6 Form of 3.875% Senior Notes due 2027 (included in Exhibit 4.3). 8-K 001-37690 4.1 01-20-2017 4.7 Indenture, dated as of October 17, 2017, by and among theCo-Issuers, the guarantors and Wilmington Trust, National Association, as trustee. 8-K 001-37690 4.1 10-17-2017 4.8 Supplemental Indenture totheOctober 2017 Indenture, dated as of April 9, 2018. 8-K 001-38449 4.2 04-09-2018 4.9 Second Supplemental Indenture totheOctober 2017 Indenture, dated as of January 25, 2019. 8-K 001-38449 4.2 01-25-2019 4.10 Form of 3.125% Senior Notes due 2025 (included in Exhibit 4.7). 8-K 001-37690 4.1 10-17-2017 4.11 Form of 3.500% Senior Notes due 2028 (included in Exhibit 4.7). 8-K 001-37690 4.1 10-17-2017 4.12 Indenture, dated as of April 5, 2019, by and among the Companyas Issuer, Broadcom Technologies Inc., Broadcom Corporation and Broadcom Cayman Finance Limited, and Wilmington Trust, National Association, as trustee. 8-K 001-38449 4.1 04-05-2019 4.13 Form of 4.750% Senior Notes due 2029 (included in Exhibit 4.12). 8-K 001-38449 4.1 04-05-2019 4.14 Indenture, dated as of April 9, 2020, by and among the Company, as Issuer, Broadcom Technologies Inc. and Broadcom Corporation (the 2020 Guarantors), and Wilmington Trust, National Association, as trustee. 8-K 001-38449 4.1 04-09-2020 4.15 Form of 5.000% Senior Notes due 2030 (included in Exhibit 4.14). 8-K 001-38449 4.1 04-09-2020 4.16 Indenture, dated as of May 8, 2020, by and among the Companyas Issuer, the 2020 Guarantors, and Wilmington Trust, National Association, as trustee. 8-K 001-38449 4.1 05-08-2020 4.17 Form of 3.150% Senior Notes due 2025 (included in Exhibit 4.16). 8-K 001-38449 4.1 05-08-2020 4.18 Form of 4.150% Senior Notes due 2030 (included in Exhibit 4.16). 8-K 001-38449 4.1 05-08-2020 4.19 Form of 4.300% Senior Notes due 2032 (included in Exhibit 4.16). 8-K 001-38449 4.1 05-08-2020 4.20 Indenture, dated as of May 21, 2020, by and among the Company, the 2020 Guarantors and Wilmington Trust, National Association, as trustee. 8-K 001-38449 4.1 05-21-2020 4.21 Form of 3.459% Senior Notes due 2026 (included in Exhibit 4.20). 8-K 001-38449 4.1 05-21-2020 4.22 Form of 4.110% Senior Notes due 2028 (included in Exhibit 4.20). 8-K 001-38449 4.1 05-21-2020 4.23 Indenture, dated as of January 19, 2021, by and among the Company, the 2020 Guarantors and Wilmington Trust, National Association, as Trustee. 8-K 001-38449 4.1 01-19-2021 4.24 Form of 1.950% Senior Notes due 2028 (included in Exhibit 4.23). 8-K 001-38449 4.1 01-19-2021 4.25 Form of 2.450% Senior Notes due 2031 (included in Exhibit4.23). 8-K 001-38449 4.1 01-19-2021 4.26 Form of 2.600% Senior Notes due 2033 (included in Exhibit 4.23). 8-K 001-38449 4.1 01-19-2021 4.27 Form of 3.500% Senior Notes due 2041 (included in Exhibit 4.23). 8-K 001-38449 4.1 01-19-2021 4.28 Form of 3.750% Senior Notes due 2051 (included in Exhibit 4.23). 8-K 001-38449 4.1 01-19-2021 4.29 Registration Rights Agreement, dated as of January 19, 2021, by and among the Company, the 2020 Guarantors and Morgan Stanley & Co. LLC, BNP Paribas Securities Corp., RBC Capital Markets, LLC, SMBC Nikko Securities America, Inc., and Truist Securities, Inc., as representatives of the several initial purchasers of the January 2021SeniorNotes. 8-K 001-38449 4.7 01-19-2021 4.30 Indenture, dated as of March 31, 2021, by and between the Company and Wilmington Trust, National Association, as Trustee. 8-K 001-38449 4.1 03-31-2021 4.31 Form of 3.419% Senior Notes due 2033 (included in Exhibit 4.30). 8-K 001-38449 4.1 03-31-2021 4.32 Form of 3.469% Senior Notes due 2034 (included in Exhibit 4.30). 8-K 001-38449 4.1 03-31-2021 4.33 Registration Rights Agreement, dated as of March 31, 2021, by and among the Company and BofA Securities, Inc. and HSBC Securities (USA) Inc., as dealer-managers in connection with the March 2021ExchangeOffer. 8-K 001-38449 4.4 03-31-2021 4.34 Indenture, dated as of September 30, 2021, by and between the Company and Wilmington Trust, National Association, as Trustee. 8-K 001-38449 4.1 09-30-2021 4.35 Form of 3.137% Senior Notes due 2035 (included in Exhibit 4.34). 8-K 001-38449 4.1 09-30-2021 4.36 Form of 3.187% Senior Notes due 2036 (included in Exhibit 4.34). 8-K 001-38449 4.1 09-30-2021 4.37 Registration Rights Agreement, dated as of September 30, 2021, by and among the Company and BNP Paribas Securities Corp., J.P. Morgan Securities LLC and TD Securities (USA) LLC, as dealer-mangers in connection with the September 2021 exchange offer. 8-K 001-38449 4.4 09-30-2021 4.38 Indenture, dated April 14, 2022, between the Company and Wilmington Trust, National Association, as trustee. 8-K 001-38449 4.1 04-15-2022 4.39 Form of 4.00% Senior Notes due 2029 (included in Exhibit 4.38). 8-K 001-38449 4.1 04-15-2022 4.40 Form of 4.15% Senior Notes due 2032 (included in Exhibit 4.38). 8-K 001-38449 4.1 04-15-2022 4.41 Registration Rights Agreement, dated as of April 14, 2022, between the Company and BofA Securities, Inc., HSBC Securities (USA) Inc., and RBC Capital Markets, LLC, as representatives of the several initial purchasers of the April 2022SeniorNotes. 8-K 001-38449 4.4 04-15-2022 4.42 Indenture, dated April 18, 2022, between the Company and Wilmington Trust, National Association, as trustee. 8-K 001-38449 4.1 04-18-2022 4.43 Form of 4.926% Senior Notes due 2037 (included in Exhibit 4.42). 8-K 001-38449 4.1 04-18-2022 4.44 Registration Rights Agreement, dated April 18, 2022, between the Company and Barclays Capital Inc., BBVA Securities Inc., BNP Paribas Securities Corp. and J.P. Morgan Securities LLC, as dealer-managers in connection with the April 2022ExchangeOffer. 8-K 001-38449 4.3 04-18-2022 4.45 Indenture, dated July 12, 2024, between the Company and Wilmington Trust, National Association, as trustee. 8-K 001-38449 4.1 07-12-2024 4.46 Supplemental Indenture No. 1, dated July 12, 2024, between the Company and Wilmington Trust, National Association, as trustee. 8-K 001-38449 4.2 07-12-2024 4.47 Form of 5.050% Senior Notes due 2027 (included in Exhibit 4.46). 8-K 001-38449 4.2 07-12-2024 4.48 Form of 5.050% Senior Notes due 2029 (included in Exhibit 4.46). 8-K 001-38449 4.2 07-12-2024 4.49 Form of 5.150% Senior Notes due 2031 (included in Exhibit 4.46). 8-K 001-38449 4.2 07-12-2024 4.50 Supplemental Indenture No. 2, dated October 2, 2024, between the Company and Wilmington Trust, National Association, as trustee. 8-K 001-38449 4.2 10-02-2024 4.51 Form of 4.150% Senior Notes due 2028 (included in Exhibit 4.50). 8-K 001-38449 4.2 10-02-2024 4.52 Form of 4.350% Senior Notes due 2030 (included in Exhibit 4.50). 8-K 001-38449 4.2 10-02-2024 4.53 Form of 4.550% Senior Notes due 2032 (included in Exhibit 4.50). 8-K 001-38449 4.2 10-02-2024 4.54 Form of 4.800% Senior Notes due 2034 (included in Exhibit 4.50). 8-K 001-38449 4.2 10-02-2024 4.55 Supplemental Indenture No. 3, dated January 10, 2025, between Broadcom Inc. and Wilmington Trust, National Association, as trustee. 8-K 001-38449 4.2 01-10-2025 4.56 Form of 4.800% Senior Notes due 2028 (included in Exhibit 4.55). 8-K 001-38449 4.2 01-10-2025 4.57 Form of 5.050% Senior Notes due 2030 (included in Exhibit 4.55). 8-K 001-38449 4.2 01-10-2025 4.58 Form of 5.200% Senior Notes due 2032 (included in Exhibit 4.55). 8-K 001-38449 4.2 01-10-2025 31.1 Certification of Principal Executive Officer of Broadcom Inc. Pursuant to Rule13a-14 of the Securities Exchange Act of 1934, as Adopted Pursuant to Section302 of the Sarbanes-Oxley Act of 2002. 31.2 Certification of Principal Financial Officer of Broadcom Inc. Pursuant to Rule13a-14 of the Securities Exchange Act of 1934,as Adopted Pursuant to Section302 of the Sarbanes-Oxley Act of 2002. 32.1 Certification of Principal Executive Officer of Broadcom Inc. Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. 32.2 Certification of Principal Financial Officer of Broadcom Inc. Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.