AVGO 10-K Annual Report Nov. 1, 2020 | Alphaminr
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AVGO 10-K Fiscal year ended Nov. 1, 2020

Balance Sheet
Cash Flow
Income Statement
Debt
TABLE OF CONTENTS
Part IItem 1. BusinessItem 1A. Risk FactorsItem 1B. Unresolved Staff CommentsItem 2. PropertiesItem 3. Legal ProceedingsItem 4. Mine Safety DisclosuresPart IIItem 5. Market For The Registrant S Common Equity, Related Stockholder Matters and Issuer Sale and Purchases Of Equity SecuritiesItem 6. Selected Financial DataItem 7. Management S Discussion and Analysis Of Financial Condition and Results Of OperationsItem 7A. Quantitative and Qualitative Disclosures About Market RiskItem 8. Financial Statements and Supplementary DataItem 9. Changes in and Disagreements with Accountants on Accounting and Financial DisclosureItem 9A. Controls and ProceduresItem 9B. Other InformationPart IIIItem 10. Directors, Executive Officers and Corporate GovernanceItem 11. Executive CompensationItem 12. Security Ownership Of Certain Beneficial Owners and Management and Related Stockholder MattersItem 13. Certain Relationships and Related Transactions, and Director IndependenceItem 14. Principal Accounting Fees and ServicesPart IVItem 15. Exhibits, Financial Statement SchedulesItem 16. Form 10-k Summary

Exhibits

2.1# Agreement and Plan of Merger, dated as of July 11, 2018, by and among Broadcom, Inc., Collie Acquisition Corp. and CA, Inc. Broadcom Inc. Current Report on Form8-K (Commission File No.001-38449) July 12, 2018 2.2# Asset Purchase Agreement, dated as of August 8, 2019, by and between Broadcom Inc. and Symantec Corporation. Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) August 9, 2019 2.3# APA Letter Agreement, dated as of October 1, 2020, by and between Broadcom Inc. and NortonLifeLock Inc. 3.1 Amended and Restated Certificate of Incorporation. Broadcom Inc. Current Report on Form8-K12B (Commission File No.001-38449) April 4, 2018 3.2 Certificate of Designation of the 8.00% Mandatory Convertible Preferred Stock, Series A. Broadcom Inc. Current Report on Form8-K (Commission File No.001-38449) September 30, 2019 3.3 Amended and Restated Bylaws. Broadcom Inc. Current Report on Form8-K12B (Commission File No.001-38449) April 4, 2018 4.1 Form of Common Stock Certificate. Broadcom Inc. Quarterly Report on Form 10-Q (Commission File No. 001-38449) June 14, 2018 4.2 Form of Certificate of the 8.00% Mandatory Convertible Preferred Stock, Series A (included in Exhibit 3.2). Broadcom Inc. Current Report on Form8-K (Commission File No.001-38449) September 30, 2019 4.3 Description of Common Stock. Broadcom Inc. Annual Report on Form 10-K (Commission File No. 001-38449) December 20, 2019 4.4 Description of 8.00% Mandatory Convertible Preferred Stock, Series A. Broadcom Inc. Annual Report on Form 10-K (Commission File No. 001-38449) December 20, 2019 4.5 Indenture, dated as of January19, 2017, by and among theBroadcom Corporation and Broadcom Cayman Finance Limited (Co-Issuers), the guarantors and Wilmington Trust, National Association, as trustee. Broadcom Limited Current Report on Form 8-K (Commission File No. 001-37690) January 20, 2017 4.6 Supplement Indenture to the January 2017 Indenture, dated as of April 9, 2018. Broadcom Inc. Current Report on Form8-K (Commission File No.001-34889) April 9, 2018 4.7 Second Supplement Indenture to the January 2017 Indenture, dated as of January 25, 2019. Broadcom Inc. Current Report on Form8-K (Commission File No.001-38449) January 25, 2019 4.8 Form of 2.375% Senior Note due 2020 (included in Exhibit 4.5). Broadcom Limited Current Report on Form 8-K (Commission File No. 001-37690) January 20, 2017 4.9 Form of 3.000% Senior Note due 2022 (included in Exhibit 4.5). Broadcom Limited Current Report on Form 8-K (Commission File No. 001-37690) January 20, 2017 4.10 Form of 3.625% Senior Note due 2024 (included in Exhibit 4.5). Broadcom Limited Current Report on Form 8-K (Commission File No. 001-37690) January 20, 2017 4.11 Form of 3.875% Senior Note due 2027 (included in Exhibit 4.5). Broadcom Limited Current Report on Form 8-K (Commission File No. 001-37690) January 20, 2017 4.12 Indenture, dated as of October 17, 2017, by and among theCo-Issuers, theguarantorsand Wilmington Trust, National Association, as trustee. Broadcom Limited Current Report on Form 8-K (Commission File No. 001-37690) October 17, 2017 4.13 Supplement Indenture to October 2017 Indenture, dated as of April 9, 2018. Broadcom Inc. Current Report on Form8-K (Commission File No.001-38449) April 9, 2018 4.14 Second Supplement Indenture to October 2017 Indenture, dated as of January 25, 2019. Broadcom Inc. Current Report on Form8-K (Commission File No.001-38449) January 25, 2019 4.15 Form of 2.200% Senior Note due 2021 (included in Exhibit 4.12). Broadcom Limited Current Report on Form 8-K (Commission File No. 001-37690) October 17, 2017 4.16 Form of 2.650% Senior Note due 2023 (included in Exhibit 4.12). Broadcom Limited Current Report on Form 8-K (Commission File No. 001-37690) October 17, 2017 4.17 Form of 3.125% Senior Note due 2025 (included in Exhibit 4.12). Broadcom Limited Current Report on Form 8-K (Commission File No. 001-37690) October 17, 2017 4.18 Form of 3.500% Senior Note due 2028 (included in Exhibit 4.12). Broadcom Limited Current Report on Form 8-K (Commission File No. 001-37690) October 17, 2017 4.19 Indenture, dated as of April 5, 2019, by and among the Company,as Issuer,Broadcom Technologies Inc., Broadcom Corporation and Broadcom Cayman FinanceLimited(the2019Guarantors),and Wilmington Trust, National Association, as trustee. Broadcom Inc. Current Report on Form8-K (Commission File No.001-38449) April 5, 2019 4.20 Form of 3.125% Senior Note due 2021 (included in Exhibit 4.19). Broadcom Inc. Current Report on Form8-K (Commission File No.001-38449) April 5, 2019 4.21 Form of 3.125% Senior Note due 2022 (included in Exhibit 4.19). Broadcom Inc. Current Report on Form8-K (Commission File No.001-38449) April 5, 2019 4.22 Form of 3.625% Senior Note due 2024 (included in Exhibit 4.19). Broadcom Inc. Current Report on Form8-K (Commission File No.001-38449) April 5, 2019 4.23 Form of 4.250% Senior Note due 2026 (included in Exhibit 4.19). Broadcom Inc. Current Report on Form8-K (Commission File No.001-38449) April 5, 2019 4.24 Form of 4.750% Senior Note due 2029 (included in Exhibit 4.19). Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) April 5, 2019 4.25 Registration Rights Agreement, dated as of April5, 2019, by and among the Company, the2019Guarantors and Merrill Lynch, Pierce, Fenner& Smith Incorporated and J.P.Morgan Securities LLC, as representatives of the several initial purchasers of the April 2019 Notes. Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) April 5, 2019 4.26 Indenture, dated as of April 9, 2020, by and among the Company, as Issuer, Broadcom Technologies Inc. and Broadcom Corporation (the 2020 Guarantors), and Wilmington Trust, National Association, as trustee. Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) April 9, 2020 4.27 Form of 4.700% Senior Notes due 2025 (included in Exhibit 4.26). Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) April 9, 2020 4.28 Form of 5.000% Senior Notes due 2030(included in Exhibit 4.26). Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) April 9, 2020 4.29 Registration Rights Agreement, dated as of April 9, 2020, by and among the Company, the 2020 Guarantors and J.P. Morgan Securities LLC, as representative of the several initial purchasers of the April 2020 Senior Notes. Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) April 9, 2020 4.30 Indenture, dated as of May 8, 2020, by and among the Company, as Issuer, the 2020 Guarantors, and Wilmington Trust, National Association, as trustee. Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) May 8, 2020 4.31 Form of 2.250% Senior Notes due 2023 (included in Exhibit 4.30). Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) May 8, 2020 4.32 Form of 3.150% Senior Notes due 2025(included in Exhibit 4.30). Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) May 8, 2020 4.33 Form of 4.150% Senior Notes due 2030(included in Exhibit 4.30). Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) May 8, 2020 4.34 Form of 4.300% Senior Notes due 2032(included in Exhibit 4.30). Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) May 8, 2020 4.35 Registration Rights Agreement, dated as of May 8, 2020, by and among the Company, the 2020 Guarantors and Citigroup Global Markets Inc., HSBC Securities (USA) Inc., J.P. Morgan Securities LLC and Wells Fargo Securities, LLC, as representatives of the several initial purchasers of the May 2020 Senior Notes. Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) May 8, 2020 4.36 Indenture, dated as of May 21, 2020, by and among the Company, the 2020 Guarantors and Wilmington Trust, National Association, as trustee. Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) May 21, 2020 4.37 Form of 3.459% Senior Notes due 2026 (included in Exhibit 4.36). Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) May 21, 2020 4.38 Form of 4.110% Senior Notes due 2028(included in Exhibit 4.36). Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) May 21, 2020 4.39 Registration Rights Agreement, dated as of May 21, 2020, by and among the Company, the 2020 Guarantors and Barclays Capital Inc. and Credit Suisse Securities (USA) LLC, as dealer-managers in connection with the Exchange Offers. Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) May 21, 2020 10.1 Form of Indemnification and Advancement Agreement (effective April 4, 2018). Broadcom Inc. Current Report on Form8-K12B (Commission File No.001-38449) April 4, 2018 10.2 Form of Indemnification Agreement (Directors) (effective June 1, 2016). Broadcom Limited Quarterly Report on Form 10-Q (Commission File No. 001-37690) June 9, 2016 10.3 Form of Indemnification Agreement (Officers) (effective June 1, 2016). Broadcom Limited Quarterly Report on Form 10-Q (Commission File No. 001-37690) June 9, 2016 10.4 Form of Indemnification Agreement (Directors) (effective February 1, 2016). Broadcom Limited Current Report on Form 8-K12B (Commission File No. 001-37690) February 2, 2016 10.5 Form of Indemnification Agreement (Directors) (effective prior to February 1, 2016). Avago Technologies Limited Quarterly Report on Form10-Q (Commission File No.001-34428) September 13, 2013 10.6 Form of Indemnification Agreement (Officers) (effective prior to February 1, 2016). Avago Technologies Finance Pte. Ltd. Amendment No. 1 to Annual Report on Form 20-F/A (Commission File No. 333-137664) February 27, 2008 10.7 Credit Agreement, dated as of May 7, 2019, among Broadcom Inc., the lenders and other parties party thereto, and Bank of America, N.A., as Administrative Agent. Broadcom Inc. Current Report on Form8-K (Commission File No.001-38449) May 7, 2019 10.8 Credit Agreement, dated as of November 4, 2019, among Broadcom Inc., the lenders and other parties party thereto, and Bank of America, N.A., as Administrative Agent. Broadcom Inc. Current Report on Form8-K (Commission File No.001-38449) November 4, 2019 10.9 Sublease Agreement, dated June5, 2009, between Agilent Technologies Singapore Pte. Ltd. and Avago Technologies Manufacturing (Singapore) Pte. Ltd., relating to Avagos facility at 1 Yishun Avenue 7, Singapore 768923. Avago Technologies Limited Registration Annual Report on Form 10-K (Commission File No. 001-33428) December 15, 2010 10.10 Amendments of Sublease Agreement between Agilent Technologies Singapore Pte. Ltd. and Avago Technologies Manufacturing (Singapore) Pte. Ltd., relating to Avagos facility at 1 Yishun Avenue 7 Singapore 768923. Avago Technologies Limited Registration Annual Report on Form 10-K (Commission File No. 001-33428) December 17, 2015 10.11 Amendment No. 3 of Sublease Agreement between Agilent Technologies Singapore Pte. Ltd. and Avago Technologies Manufacturing (Singapore) Pte. Ltd., relating to Avagos facility at 1 Yishun Avenue 7 Singapore 768923. Broadcom Limited Quarterly Report on Form 10-Q (Commission File No. 001-37690) March 10, 2016 10.12 Letter of Offer for Sublease Premises locatedat1Yishun Avenue7,Singapore768923. 10.13 Lease No.I/33183P issued by Singapore Housing and Development Board to Compaq Asia Pte Ltd in respect of the land and structures comprised in Lot 1935X of Mukim 19, dated September26, 2000, and includes the Variation of Lease I/49501Q registered January15, 2002, relating to Avagos facility at 1 Yishun Avenue 7, Singapore 768923. Avago Technologies Finance Pte. Ltd. Registration Statement on Form F-4 (Commission File No. 333-137664) November 15, 2006 10.14 Lease No.I/31607P issued by Singapore Housing and Development Board to Compaq Asia Pte Ltd in respect of the land and structures comprised in Lot 1937C of Mukim 19, dated September26, 2000, and includes the Variation of Lease I/49499Q registered January15, 2002, relating to Avagos facility at 1 Yishun Avenue 7, Singapore 768923. Avago Technologies Finance Pte. Ltd. Registration Statement on Form F-4 (Commission File No. 333-137664) November 15, 2006 10.15 Lease No.I/33182P issued by Singapore Housing and Development Board to Compaq Asia Pte Ltd in respect of the land and structures comprised in Lot 2134N of Mukim 19, dated September26, 2000, and includes the Variation of Lease I/49500Q registered January15, 2002, relating to Avagos facility at 1 Yishun Avenue 7, Singapore 768923. Avago Technologies Finance Pte. Ltd. Registration Statement on Form F-4 (Commission File No. 333-137664) November 15, 2006 10.16 Lease No.I/33160P issued by Singapore Housing and Development Board to Compaq Asia Pte Ltd in respect of the land and structures comprised in Lot 1975P of Mukim 19, dated September26, 2000, and includes the Variation of Lease I/49502Q registered January15, 2002, relating to Avagos facility at 1 Yishun Avenue 7, Singapore 768923. Avago Technologies Finance Pte. Ltd. Registration Statement on Form F-4 (Commission File No. 333-137664) November 15, 2006 10.17 Lease Agreement dated August 10, 2017 between Five Point Office Venture I, LLC and Broadcom Corporation. Broadcom Limited Annual Report on Form 10-K (Commission File No.001-37690) December 21, 2017 10.18 First Amendment to Lease Agreement by and between Five Point Office Venture 1, LLC and Broadcom Corporation. 10.19* Settlement and Patent License and Non-Assert Agreement by and between Qualcomm Incorporated and Broadcom Corporation. Broadcom Corporation Current Report on Form 8-K/A (Commission File No.000-23993) July 23, 2009 10.20+ Avago Technologies Limited 2009 Equity Incentive Award Plan. Avago Technologies Limited Registration Statement on Form S-1 (Commission File No. 333-153127) July 27, 2009 10.21+ Second Amended and Restated Employee Stock Purchase Plan. Broadcom Limited Current Report on Form 8-K (Commission File No.001-37690) February 2, 2016 10.22+ Amendment to Broadcom Limited Second Amended and Restated Employee Stock Purchase Plan. Broadcom Inc. Current Report on Form8-K12B (Commission File No.001-38449) April 4, 2018 10.23+ LSI Corporation 2003 Equity Incentive Plan, as amended. Avago Technologies Limited Registration Statement on Form S-8 (Commission File No. 333-195741) May 6, 2014 10.24+ Amendment to the LSI Corporation 2003 Equity Incentive Plan (effective February 1, 2016). Broadcom Limited Annual Report on Form 10-K (Commission File No.001-37690) December 23, 2016 10.25+ Amendment to the LSI Corporation 2003 Equity Incentive Plan (effective April 4, 2018). Broadcom Inc. Current Report on Form 8-K12B (Commission File No. 001-38449) April 4, 2018 10.26+ Broadcom Corporation 2012 Stock Incentive Plan. Broadcom Corporation Annual Report on Form 10-K (Commission File No.000-23993) January 29, 2015 10.27+ Amendment to the Broadcom Corporation 2012 Stock Incentive Plan (effective February 1, 2016). Broadcom Limited Annual Report on Form 10-K (Commission File No.001-37690) December 23, 2016 10.28+ Amendment to the Broadcom Corporation 2012 Stock Incentive Plan (effective April 4, 2018). Broadcom Inc. Current Report on Form8-K12B (Commission File No.001-38449) April 4, 2018 10.29+ Brocade Communications Systems, Inc. Amended and Restated Inducement Award Plan, effective as of May 24, 2016. Brocade Communication Systems, Inc. Post-Effective Amendment No. 1 to Form S-4 on Form S-8 Registration Statement (Commission File No. 333-211823) June 3, 2016 10.30+ Amendment to the Brocade Communication Systems, Inc. Amended and Restated Inducement Award Plan (effective November 17, 2017). Broadcom Limited Registration Statement on Form S-8 (Commission File No. 333-221654) November 11, 2017 10.31+ Amendment to the Brocade Communication Systems, Inc. Amended and Restated Inducement Award Plan (effective April 4, 2018). Broadcom Inc. Current Report on Form8-K12B (Commission File No.001-38449) April 4, 2018 10.32+ CA, Inc. 2011 Incentive Plan, as amended and restated as of November 5, 2018. Broadcom Inc. Registration Statement on Form S-8 (Commission File No. 333-228175 November 5, 2018 10.33+ Bay Dynamics, Inc. 2016 Equity Incentive Plan. Broadcom Inc. Registration Statement on Form S-8 (Commission File No. 333-235753) December 30, 2019 10.34+ Form of Annual Bonus Plan for Executive Employees. Broadcom Limited Annual Report on Form 10-K (Commission File No. 001-37690) December 23, 2016 10.35+ Form ofOptionAgreementunderAvago Technologies Limited 2009 Equity IncentivePlan. Amendment No. 5 to Avago Technologies Limited Registration Statement on Form S-1 (Commission File No. 333-153127) July 27, 2009 10.36+ Form of Restricted Stock Unit Agreement (Sell to Cover) Under Avago Technologies Limited 2009 Equity Incentive Award Plan (effective February 1, 2016). Broadcom Limited Quarterly Report on Form 10-Q (Commission File No.001-37690) March 10, 2016 10.37+ Form of Restricted Stock Unit Agreement (Sell to Cover) Under Avago Technologies Limited 2009 Equity Incentive Award Plan (effective December 5, 2017). Broadcom Limited Annual Report on Form 10-K (Commission File No.001-37690) December 21, 2017 10.38+ Form of Restricted Stock Unit Award Agreement under Avago Technologies Limited 2009 Equity Incentive Plan (effective April 4, 2018). Broadcom Inc. Quarterly Report on Form10-Q (Commission File No.001-38449) June 16, 2018 10.39+ Form of Restricted Stock Unit Award Agreement under Avago Technologies Limited 2009 Equity Incentive Plan (effective December 5, 2018). Broadcom Inc. Annual Report on Form10-K (Commission File No.001-38449) December 21, 2018 10.40+ Form of Agreement for Multi-Year Equity Award of Restricted Stock Unit Award under the Avago Technologies Limited 2009 Equity Incentive Award Plan). Broadcom Inc. Current Report on Form8-K (Commission File No.001-38449) December 6, 2018 10.41+ Form of Performance Stock Unit Agreement (Relative TSR) under Avago Technologies Limited 2009 Equity Incentive Award Plan. Broadcom Limited Quarterly Report on Form 10-Q (Commission File No.001-37690) March 9, 2017 10.42+ Form of Performance Share Unit Agreement (Relative TSR) under Avago Technologies Limited 2009 Equity Incentive Plan (effective March 13, 2018). Broadcom Limited Quarterly Report on Form 10-Q (Commission File No.001-37690) March 15, 2018 10.43+ Form of Performance Share Unit Agreement (Relative TSR) under Avago Technologies Limited 2009 Equity Incentive Plan (effective April 4, 2018). Broadcom Inc. Quarterly Report on Form10-Q (Commission File No.001-38449) June 16, 2018 10.44+ Form of Performance Stock Unit Agreement (Relative TSR) under Avago Technologies Limited 2009 Equity Incentive Plan (effective December 5, 2018). Broadcom Inc. Annual Report on Form10-K (Commission File No.001-38449) December 21, 2018 10.45+ Form of Agreement for Multi-Year Equity Award of Performance Stock Units under the Avago Technologies Limited 2009 Equity Incentive Award Plan). Broadcom Inc. Current Report on Form8-K (Commission File No.001-38449) December 6, 2018 10.46+ Form of Option Agreement under LSI Corporation 2003 Equity Incentive Plan, as amended. Avago Technologies Limited Registration Statement on Form S-8 (Commission File No. 333-196438) June 2, 2014 10.47+ Form of Restricted Stock Unit Award Agreement under LSI Corporation 2003 Equity Incentive Plan, as amended (effective February 1, 2016). Broadcom Limited Quarterly Report on Form 10-Q (Commission File No.001-37690) March 10, 2016 10.48+ Form of Restricted Stock Unit Award Agreement under LSI Corporation 2003 Equity Incentive Plan, as amended (effective December 5, 2017). Broadcom Limited Annual Report on Form 10-K (Commission File No.001-37690) December 21, 2017 10.49+ Form of Restricted Stock Unit Award Agreement under LSI Corporation 2003 Equity Incentive Plan, as amended (effective April 4 2018). Broadcom Inc. Quarterly Report on Form10-Q (Commission File No.001-38449) June 16, 2018 10.50+ Form of Restricted Stock Unit Award Agreement under LSI Corporation 2003 Equity Incentive Plan, as amended (effective December 5, 2018). Broadcom Inc. Annual Report on Form10-K (Commission File No.001-38449) December 21, 2018 10.51+ Form of Restricted Stock Unit Award Agreement under LSI Corporation 2003 Equity Incentive Plan, as amended (effective December 8, 2020). 10.52+ Form of Performance Stock Unit Agreement (Relative TSR) under LSI Corporation 2003 Equity Incentive Plan, as amended (effective December 8, 2020). 10.53+ Broadcom CorporationAmendedandRestatedRestrictedStockUnitsIncentive AwardProgram. Broadcom Corporation Quarterly Report on Form 10-Q (Commission File No.000-23993) April 24, 2014 10.54+ Amendment to Broadcom Corporation Amended and Restated Restricted Stock Units Incentive Award Program. Broadcom Corporation Quarterly Report on Form 10-Q (Commission File No.000-23993) July 30, 2015 10.55+ Form of Award Letter under the Broadcom Corporation Amended and Restated Restricted Stock Units Incentive Award Program. Broadcom Corporation Quarterly Report on Form 10-Q (Commission File No.000-23993) April 24, 2014 10.56+ Form of Restricted Stock Unit Award Agreement under Broadcom Corporation 2012 Stock Incentive Plan (effective February 1, 2016). Broadcom Limited Quarterly Report on Form 10-Q (Commission File No.001-37690) March 10, 2016 10.57+ Form of Restricted Stock Unit Award Agreement under Broadcom Corporation 2012 Stock Incentive Plan (effective December 5, 2017). Broadcom Limited Annual Report on Form 10-K (Commission File No.001-37690) December 21, 2017 10.58+ Form of Restricted Stock Unit Award Agreement under Broadcom Corporation 2012 Stock Incentive Plan, as amended (effective April 4, 2018). Broadcom Inc. Quarterly Report on Form10-Q (Commission File No.001-38449) June 16, 2018 10.59+ Form of Restricted Stock Unit Award Agreement under Broadcom Corporation 2012 Stock Incentive Plan, as amended (effective December 5, 2018). Broadcom Inc. Annual Report on Form10-K (Commission File No.001-38449) December 21, 2018 10.60+ Form of Restricted Stock Unit Award Agreement under Broadcom Corporation 2012 Stock Incentive Plan, as amended (effective December 6, 2019). Broadcom Inc. Annual Report on Form10-K (Commission File No.001-38449) December 20, 2019 10.61+ Form of Agreement for Multi-Year Equity Award of Restricted Stock Units under the Broadcom Corporation 2012 Stock Incentive Plan. Broadcom Inc. Current Report on Form8-K (Commission File No.001-38449) December 6, 2018 10.62+ Form of Performance Stock Unit Agreement (Relative TSR) under Broadcom Corporation 2012 Stock Incentive Plan. Broadcom Limited Quarterly Report on Form 10-Q (Commission File No.001-37690) March 9, 2017 10.63+ Form of Performance Share Unit Agreement (Relative TSR) under Broadcom Corporation 2012 Stock Incentive Plan (effective March 15, 2018). Broadcom Limited Quarterly Report on Form 10-Q (Commission File No.001-37690) March 15, 2018 10.64+ Form of Performance Share Unit Agreement (Relative TSR) under Broadcom Corporation 2012 Stock Incentive Plan (effective April 4, 2018). Broadcom Inc. Quarterly Report on Form10-Q (Commission File No.001-38449) June 16, 2018 10.65+ Form of Performance Stock Unit Agreement (Relative TSR) under Broadcom Corporation 2012 Stock Incentive Plan (effective December 5, 2018). Broadcom Inc. Annual Report on Form10-K (Commission File No.001-38449) December 21, 2018 10.66+ Form of Agreement for Multi-Year Equity Award of Performance Stock Units under the Broadcom Corporation 2012 Stock Incentive Plan. Broadcom Inc. Current Report on Form8-K (Commission File No.001-38449) December 6, 2018 10.67+ Form of Performance Stock Unit Award Agreement under Broadcom Corporation 2012 Stock Incentive Plan, as amended (effective December 6, 2019). Broadcom Inc. Annual Report on Form10-K (Commission File No.001-38449) December 20, 2019 10.68+ Performance Stock Unit Award Agreement, dated June 15, 2017, between Broadcom Limited and Hock E. Tan. Broadcom Limited Current Report on Form 8-K (Commission File No.001-37690) June 19, 2017 10.69+ Policy on Acceleration of Executive Staff Equity Awards in the Event of Permanent Disability. Broadcom Inc. Quarterly Report on Form10-Q (Commission File No.001-38449) March 15, 2019 10.70+ Policy on Acceleration of Equity Awards in the Event of Death. Broadcom Inc. Quarterly Report on Form10-Q (Commission File No.001-38449) March 15, 2019 10.71+ Amended and RestatedSeverance Benefits Agreement, datedDecember10,2020,betweenBroadcomInc.and Hock E. Tan. Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) December 10, 2020 10.72+ Amended and RestatedSeverance Benefits Agreement, datedDecember10,2020,between BroadcomInc.and Thomas H. Krause, Jr. Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) December 10, 2020 10.73+ Amended and RestatedSeverance Benefits Agreement, datedDecember10,2020,betweenBroadcomInc.and CharlieB.Kawwas. Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) December 10, 2020 10.74+ Severance Benefits Agreement, dated September 26, 2017, between Broadcom Limited and Mark Brazeal. Broadcom Inc. Quarterly Report on Form10-Q (Commission File No.001-38449) June 16, 2018 10.75+ Severance Benefits Agreement, dated December 10, 2020, between Broadcom Inc. and Kirsten M. Spears. Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) December 10, 2020 10.76+ LetterAgreementdatedDecember8,2020,betweenBroadcomInc.andKirstenM.Spears. Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) December 10, 2020 21.1 List of Subsidiaries. 23.1 Consent of PricewaterhouseCoopers LLP, independent registered public accounting firm. 31.1 Certification of Principal Executive Officer of Broadcom Inc. Pursuant to Rule13a-14 of the Securities Exchange Act of 1934, As Adopted Pursuant to Section302 of the Sarbanes-Oxley Act of 2002. 31.2 Certification of Principal Financial Officer of Broadcom Inc. Pursuant to Rule13a-14 of the Securities Exchange Act of 1934, As Adopted Pursuant to Section302 of the Sarbanes-Oxley Act of 2002. 32.1 Certification of Principal Executive Officer of Broadcom Inc. Pursuant to 18U.S.C. Section1350, As Adopted Pursuant to Section906 of the Sarbanes-Oxley Act of 2002. 32.2 Certification of Principal Financial Officer of Broadcom Inc. Pursuant to 18U.S.C. Section1350, As Adopted Pursuant to Section906 of the Sarbanes-Oxley Act of 2002.