AVGO 10-Q Quarterly Report May 6, 2018 | Alphaminr

AVGO 10-Q Quarter ended May 6, 2018

TABLE OF CONTENTS
Part I Financial InformationItem 1. Condensed Consolidated Financial Statements UnauditedItem 2. Management S Discussion and Analysis Of Financial Condition and Results Of OperationsItem 3. Quantitative and Qualitative Disclosures About Market RiskItem 4. Controls and ProceduresPart II Other InformationItem 1. Legal ProceedingsItem 1A. Risk FactorsItem 2. Unregistered Sales Of Equity Securities and Use Of ProceedsItem 3. Defaults Upon Senior SecuritiesItem 4. Mine Safety DisclosuresItem 5. Other InformationItem 6. Exhibits

Exhibits

2.1# Agreement and Plan of Merger, dated May 28, 2015, by and among Pavonia Limited, Avago Technologies Limited, Safari Cayman L.P., Avago Technologies Cayman Holdings Ltd., Avago Technologies Cayman Finance Limited, Buffalo CS Merger Sub, Inc., Buffalo UT Merger Sub, Inc. and Broadcom Corporation. Avago Technologies Limited Current Report on Form 8-K (Commission File No. 001-34428) May 29, 2015 2.2 Amendment No. 1 to Agreement and Plan of Merger, dated July 29, 2015, by and between Avago Technologies Limited and Broadcom Corporation. Avago Technologies Limited Current Report on Form 8-K (Commission File No. 001-34428) July 31, 2015 2.3# Agreement and Plan of Merger, dated November 2, 2016, by and among Brocade Communications Systems, Inc., Broadcom Limited, Broadcom Corporation and Bobcat Merger Sub, Inc. Broadcom Limited Current Report on Form 8-K/A (Commission File No. 001-37690) November 2, 2016 3.1 Amended and Restated Certificate of Incorporation of Broadcom Inc., adopted as of April 2, 2018 Broadcom Inc. Current Report on Form8-K12B (Commission File No.333-222898) April 4, 2018 3.2 Amended and Restated Bylaws of Broadcom Inc., adopted as of April 2, 2018 Broadcom Inc. Current Report on Form 8-K12B (Commission File No. 333-222898) April 4, 2018 4.1 Form of Common Stock Certificate. 4.2 Indenture, dated as of January19, 2017, by and among theBroadcom Corporation and Broadcom Cayman Finance Limited(Co-Issuers), the Company, Broadcom Cayman L.P., and BC Luxembourg S. r.l.(the Guarantors) and Wilmington Trust, National Association, as trustee. Broadcom Limited Current Report on Form 8-K (Commission File No. 001-37690) January 20, 2017 4.3 Supplement Indenture to the January 2017 Indenture, dated as of April 9, 2018. Broadcom Inc. Current Report on Form 8-K (Commission File No. 333-222898) April 9, 2018 4.4 Form of 2.375% Senior Note due 2020 (included in Exhibit 4.2). Broadcom Limited Current Report on Form 8-K (Commission File No. 001-37690) January 20, 2017 4.5 Form of 3.000% Senior Note due 2022 (included in Exhibit 4.2). Broadcom Limited Current Report on Form 8-K (Commission File No. 001-37690) January 20, 2017 4.6 Form of 3.625% Senior Note due 2024 (included in Exhibit 4.2). Broadcom Limited Current Report on Form 8-K (Commission File No. 001-37690) January 20, 2017 4.7 Form of 3.875% Senior Note due 2027 (included in Exhibit 4.2). Broadcom Limited Current Report on Form 8-K (Commission File No. 001-37690) January 20, 2017 4.8 Registration Rights Agreement, dated as of January19, 2017, by and among theCo-Issuers,the Guarantors and Merrill Lynch, Pierce, Fenner& Smith Incorporated and Barclays Capital Inc., as representatives of the several initial purchasers of the Senior Notes. Broadcom Limited Current Report on Form 8-K (Commission File No. 001-37690) January 20, 2017 4.9 Indenture, dated as of October 17, 2017, by and among theCo-Issuers, the Company and Broadcom Cayman L.P., (the October Guarantors) and Wilmington Trust, National Association, as trustee. Broadcom Limited Current Report on Form 8-K (Commission File No. 001-37690) October 17, 2017 4.10 Supplemental Indenture to October 2017 Indenture, dated as of April 9, 2018. Broadcom Inc. Current Report on Form 8-K (Commission File No. 333-222898) April 9, 2018 4.11 Form of 2.200% Senior Note due 2021 (included in Exhibit 4.9). Broadcom Limited Current Report on Form 8-K (Commission File No. 001-37690) October 17, 2017 4.12 Form of 2.650% Senior Note due 2023 (included in Exhibit 4.9). Broadcom Limited Current Report on Form 8-K (Commission File No. 001-37690) October 17, 2017 4.13 Form of 3.125% Senior Note due 2025 (included in Exhibit 4.9). Broadcom Limited Current Report on Form 8-K (Commission File No. 001-37690) October 17, 2017 4.14 Form of 3.500% Senior Note due 2028 (included in Exhibit 4.9). Broadcom Limited Current Report on Form 8-K (Commission File No. 001-37690) October 17, 2017 4.15 Registration Rights Agreement, dated as of October 17, 2017, by and among theCo-Issuers,the October Guarantors and Merrill Lynch, Pierce, Fenner& Smith Incorporated and J.P. Morgan Securities LLC, as representatives of the several initial purchasers of the October 2017 Senior Notes. Broadcom Limited Current Report on Form 8-K (Commission File No. 001-37690) October 17, 2017 10.1 Form of Indemnification and Advancement Agreement. Broadcom Inc. Current Report on Form 8-K12B (Commission File No. 333-222898) April 4, 2018 10.2+ Amendment to the Broadcom Corporation 2012 Stock Incentive Plan. Broadcom Inc. Current Report on Form 8-K12B (Commission File No. 333-222898) April 4, 2018 10.3+ Amendment to the LSI Corporation 2003 Equity Incentive Plan. Broadcom Inc. Current Report on Form 8-K12B (Commission File No. 333-222898) April 4, 2018 10.4+ Amendment to the Emulex Corporation 2005 Equity Incentive Plan. Broadcom Inc. Current Report on Form 8-K12B (Commission File No. 333-222898) April 4, 2018 10.5+ Amendment to the Brocade Communication Systems, Inc., 2009 Stock Plan. Broadcom Inc. Current Report on Form 8-K12B (Commission File No. 333-222898) April 4, 2018 10.6+ Amendment to the Brocade Communications Systems, Inc., Amended and Restated Inducement Award Plan. Broadcom Inc. Current Report on Form 8-K12B (Commission File No. 333-222898) April 4, 2018 10.7+ Amendment to the Broadcom Limited Second Amended and Restated Employee Stock Purchase Plan. Broadcom Inc. Current Report on Form 8-K12B (Commission File No. 333-222898) April 4, 2018 10.8+ Form of Restricted Stock Unit Award Agreement under Avago Technologies Limited 2009 Equity Incentive Plan (effective April 4, 2018). 10.9+ Form of Performance Share Unit Agreement (Relative TSR) under Avago Technologies Limited 2009 Equity Incentive Award Plan (effective March 13, 2018). Broadcom Limited Quarterly Report on Form 10-Q (Commission File No. 001-37690) March 15, 2018 10.10+ Form of Performance Stock Unit Award Agreement (Relative TSR) under Avago Technologies Limited 2009 Equity Incentive Plan (effective April 4, 2018). 10.11+ Form of Restricted Stock Unit Award Agreement under LSI Corporation 2003 Equity Incentive Plan, as amended (effective April 4, 2018). 10.12+ Form of Restricted Stock Unit Award Agreement under Broadcom Corporation 2012 Stock Incentive Plan, as amended (effective April 4, 2018). 10.13+ Form of Performance Share Unit Agreement (Relative TSR) under Broadcom Corporation 2012 Stock Incentive Plan (effective March 13, 2018). Broadcom Limited Quarterly Report on Form 10-Q (Commission File No. 001-37690) March 15, 2018 10.14+ Form of Performance Stock Unit Award Agreement (Relative TSR) under Broadcom Corporation 2012 Stock Incentive Plan (effective April 4, 2018). 10.15+ Severance Benefit Agreement, dated January23, 2014, between Avago Technologies Limited and Hock E. Tan. 10.16+ Severance Benefit Agreement, dated October17, 2016, between Broadcom Limited and Thomas H. Krause, Jr. 10.17+ Severance Benefit Agreement, dated June 3, 2015, between Avago Technologies Limited and Charlie Kawwas. 10.18+ Severance Benefit Agreement, dated September26, 2017, between Broadcom Limited and Mark Brazeal. 10.19+ Severance Benefit Agreement, dated January 30, 2014, between Avago Technologies Limited and Bryan Ingram. 31.1 Certification of Principal Executive Officer of Broadcom Inc. Pursuant to Rule13a-14 of the Securities Exchange Act of 1934, As Adopted Pursuant to Section302 of the Sarbanes-Oxley Act of 2002. 31.2 Certification of Principal Financial Officer of Broadcom Inc. Pursuant to Rule13a-14 of the Securities Exchange Act of 1934, As Adopted Pursuant to Section302 of the Sarbanes-Oxley Act of 2002. 32.1 Certification of Principal Executive Officer of Broadcom Inc. Pursuant to 18 U.S.C. Section 1350, As Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. 32.2 Certification of Principal Financial Officer of Broadcom Inc. Pursuant to 18 U.S.C. Section 1350, As Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.