AVGO 10-Q Quarterly Report Feb. 3, 2019 | Alphaminr

AVGO 10-Q Quarter ended Feb. 3, 2019

TABLE OF CONTENTS
Part I Financial InformationItem 1. Condensed Consolidated Financial Statements UnauditedItem 2. Management S Discussion and Analysis Of Financial Condition and Results Of OperationsItem 3. Quantitative and Qualitative Disclosures About Market RiskItem 4. Controls and ProceduresPart II Other InformationItem 1. Legal ProceedingsItem 1A. Risk FactorsItem 2. Unregistered Sales Of Equity Securities and Use Of ProceedsItem 3. Defaults Upon Senior SecuritiesItem 4. Mine Safety DisclosuresItem 5. Other InformationItem 6. Exhibits

Exhibits

2.1# Agreement and Plan of Merger, dated May 28, 2015, by and among Pavonia Limited, Avago Technologies Limited, Safari Cayman L.P., Avago Technologies Cayman Holdings Ltd., Avago Technologies Cayman Finance Limited, Buffalo CS Merger Sub, Inc., Buffalo UT Merger Sub, Inc. and Broadcom Corporation. Avago Technologies Limited Current Report on Form 8-K (Commission File No. 001-34428) May 29, 2015 2.2 Amendment No. 1 to Agreement and Plan of Merger, dated July 29, 2015, by and between Avago Technologies Limited and Broadcom Corporation. Avago Technologies Limited Current Report on Form 8-K (Commission File No. 001-34428) July 31, 2015 2.3# Agreement and Plan of Merger, dated November 2, 2016, by and among Brocade Communications Systems, Inc., Broadcom Limited, Broadcom Corporation and Bobcat Merger Sub, Inc. Broadcom Limited Current Report on Form 8-K/A (Commission File No. 001-37690) November 2, 2016 2.4# Agreement and Plan of Merger, dated as of July 11, 2018, by and among Broadcom Inc., Collie Acquisition Corp. and CA, Inc. Broadcom Inc. Current Report on Form 8-K (Commission File No. 333-222898) July 12, 2018 3.1 Amended and Restated Certificate of Incorporation Broadcom Inc. Current Report on Form8-K12B (Commission File No.333-222898) April 4, 2018 3.2 Amended and Restated Bylaws Broadcom Inc. Current Report on Form 8-K12B (Commission File No. 333-222898) April 4, 2018 4.1 Form of Common Stock Certificate. Broadcom Inc. Quarterly Report on Form 10-Q (Commission File No. 333-222898) June 14, 2018 4.2 Indenture, dated as of January19, 2017, by and among theBroadcom Corporation and Broadcom Cayman Finance Limited(Co-Issuers), the Company, Broadcom Cayman L.P., and BC Luxembourg S. r.l.(the Guarantors) and Wilmington Trust, National Association, as trustee. Broadcom Limited Current Report on Form 8-K (Commission File No. 001-37690) January 20, 2017 4.3 Supplement Indenture to the January 2017 Indenture, dated as of April 9, 2018. Broadcom Inc. Current Report on Form 8-K (Commission File No. 333-222898) April 9, 2018 4.4 Second Supplement Indenture to the January 2017 Indenture, dated as of January 25, 2019. Broadcom Inc. Current Report on Form 8-K (Commission File No. 333-222898) January 25, 2019 4.5 Form of 2.375% Senior Note due 2020 (included in Exhibit 4.2). Broadcom Limited Current Report on Form 8-K (Commission File No. 001-37690) January 20, 2017 4.6 Form of 3.000% Senior Note due 2022 (included in Exhibit 4.2). Broadcom Limited Current Report on Form 8-K (Commission File No. 001-37690) January 20, 2017 4.7 Form of 3.625% Senior Note due 2024 (included in Exhibit 4.2). Broadcom Limited Current Report on Form 8-K (Commission File No. 001-37690) January 20, 2017 4.8 Form of 3.875% Senior Note due 2027 (included in Exhibit 4.2). Broadcom Limited Current Report on Form 8-K (Commission File No. 001-37690) January 20, 2017 4.9 Indenture, dated as of October 17, 2017, by and among theCo-Issuers, the Company and Broadcom Cayman L.P., (the October Guarantors) and Wilmington Trust, National Association, as trustee. Broadcom Limited Current Report on Form 8-K (Commission File No. 001-37690) October 17, 2017 4.10 Supplemental Indenture to October 2017 Indenture, dated as of April 9, 2018. Broadcom Inc. Current Report on Form 8-K (Commission File No. 333-222898) April 9, 2018 4.11 Second Supplemental Indenture to October 2017 Indenture, dates as of January 25, 2019. Broadcom Inc. Current Report on Form 8-K (Commission File No. 333-222898) January 25, 2019 4.12 Form of 2.200% Senior Note due 2021 (included in Exhibit 4.9). Broadcom Limited Current Report on Form 8-K (Commission File No. 001-37690) October 17, 2017 4.13 Form of 2.650% Senior Note due 2023 (included in Exhibit 4.9). Broadcom Limited Current Report on Form 8-K (Commission File No. 001-37690) October 17, 2017 4.14 Form of 3.125% Senior Note due 2025 (included in Exhibit 4.9). Broadcom Limited Current Report on Form 8-K (Commission File No. 001-37690) October 17, 2017 4.15 Form of 3.500% Senior Note due 2028 (included in Exhibit 4.9). Broadcom Limited Current Report on Form 8-K (Commission File No. 001-37690) October 17, 2017 10.1 Credit Agreement, dated as of November 5, 2018, among the Company, the lenders and other third parties party thereto, and Bank of America, N.A., as Administrative Agent. Broadcom Inc. Current Report on Form 8-K (Commission File No. 333-222898) November 5, 2018 10.2+ Agreement for Multi-Year Equity Award of RSUs under the Avago Technologies Limited 2009 Equity Incentive Award Plan (the Avago Plan). Broadcom Inc. Current Report on Form 8-K (Commission File No. 333-222898) December 6, 2018 10.3+ Agreement for Multi-Year Equity Award of Performance Stock Units (PSUs) under the Avago Plan. Broadcom Inc. Current Report on Form 8-K (Commission File No. 333-222898) December 6, 2018 10.4+ Agreement for Multi-Year Equity Award of RSUs under the Broadcom Corporation 2012 Stock Incentive Plan (the BRCM Plan). Broadcom Inc. Current Report on Form 8-K (Commission File No. 333-222898) December 6, 2018 10.5+ Agreement for Multi-Year Equity Award of PSUs under the BRCM Plan. Broadcom Inc. Current Report on Form 8-K (Commission File No. 333-222898) December 6, 2018 10.6+ Policy on Acceleration of Executive Staff Equity Awards in the Event of Permanent Disability. 10.7+ Policy on Acceleration of Equity Awards in the Event of Death. 31.1 Certification of Principal Executive Officer of Broadcom Inc. Pursuant to Rule13a-14 of the Securities Exchange Act of 1934, As Adopted Pursuant to Section302 of the Sarbanes-Oxley Act of 2002. 31.2 Certification of Principal Financial Officer of Broadcom Inc. Pursuant to Rule13a-14 of the Securities Exchange Act of 1934, As Adopted Pursuant to Section302 of the Sarbanes-Oxley Act of 2002. 32.1 Certification of Principal Executive Officer of Broadcom Inc. Pursuant to 18 U.S.C. Section 1350, As Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. 32.2 Certification of Principal Financial Officer of Broadcom Inc. Pursuant to 18 U.S.C. Section 1350, As Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.