AVGO 10-Q Quarterly Report April 30, 2023 | Alphaminr
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AVGO 10-Q Quarter ended April 30, 2023

Balance Sheet
Cash Flow
Income Statement
Debt
TABLE OF CONTENTS
Part I Financial InformationItem 1. Condensed Consolidated Financial Statements UnauditedItem 2. Management S Discussion and Analysis Of Financial Condition and Results Of OperationsItem 3. Quantitative and Qualitative Disclosures About Market RiskItem 4. Controls and ProceduresPart II Other InformationItem 1. Legal ProceedingsItem 1A. Risk FactorsItem 2. Unregistered Sales Of Equity Securities and Use Of ProceedsItem 3. Defaults Upon Senior SecuritiesItem 4. Mine Safety DisclosuresItem 5. Other InformationItem 6. Exhibits

Exhibits

2.1# Agreement and Plan of Merger, dated as of July 11, 2018, by and among Broadcom Inc., Collie Acquisition Corp. and CA, Inc. Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) July 12, 2018 2.2# Asset Purchase Agreement, dated August 8, 2019, by and between Broadcom Inc. and Symantec Corporation. Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) August 9, 2019 2.3# APA Letter Agreement, dated as of October 1, 2020, by and between Broadcom Inc. and NortonLifeLock Inc. Broadcom Inc. Annual Report on Form 10-K (Commission File No. 001-38449) December 18, 2020 2.4 Agreement and Plan of Merger, dated as of May 26, 2022, by and among Broadcom Inc., VMware, Inc., Verona Holdco, Inc., Verona Merger Sub, Inc., Barcelona Merger Sub 2, Inc. and Barcelona Merger Sub 3, LLC. Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) May 26, 2022 3.1 Amended and Restated Certificate of Incorporation. Broadcom Inc. Current Report on Form8-K12B (Commission File No.001-38449) April 4, 2018 3.2 Amended and Restated Bylaws. Broadcom Inc. Current Report on Form 8-K12B (Commission File No. 001-38449) April 4, 2018 4.1 Form of Common Stock Certificate. Broadcom Inc. Quarterly Report on Form 10-Q (Commission File No. 001-38449) June 14, 2018 4.2 Description of Common Stock. Broadcom Inc. Annual Report on Form 10-K (Commission File No. 001-38449) December 20, 2019 4.3 Indenture, dated as of January19, 2017, by and among theBroadcom Corporation and Broadcom Cayman Finance Limited (the Co-Issuers), the guarantors and Wilmington Trust, National Association, as trustee. Broadcom Limited Current Report on Form 8-K (Commission File No. 001-37690) January 20, 2017 4.4 Supplement Indenture to the January 2017 Indenture, dated as of April 9, 2018. Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) April 9, 2018 4.5 Second Supplement Indenture to the January 2017 Indenture, dated as of January 25, 2019. Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) January 25, 2019 4.6 Form of 3.625% Senior Notes due 2024 (included in Exhibit 4.3). Broadcom Limited Current Report on Form 8-K (Commission File No. 001-37690) January 20, 2017 4.7 Form of 3.875% Senior Notes due 2027 (included in Exhibit 4.3). Broadcom Limited Current Report on Form 8-K (Commission File No. 001-37690) January 20, 2017 4.8 Indenture, dated as of October 17, 2017, by and among theCo-Issuers, the guarantors and Wilmington Trust, National Association, as trustee. Broadcom Limited Current Report on Form 8-K (Commission File No. 001-37690) October 17, 2017 4.9 Supplemental Indenture to October 2017 Indenture, dated as of April 9, 2018. Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) April 9, 2018 4.10 Second Supplemental Indenture to October 2017 Indenture, dates as of January 25, 2019. Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) January 25, 2019 4.11 Form of 2.650% Senior Notes due 2023 (included in Exhibit 4.8). Broadcom Limited Current Report on Form 8-K (Commission File No. 001-37690) October 17, 2017 4.12 Form of 3.125% Senior Notes due 2025 (included in Exhibit 4.8). Broadcom Limited Current Report on Form 8-K (Commission File No. 001-37690) October 17, 2017 4.13 Form of 3.500% Senior Notes due 2028 (included in Exhibit 4.8). Broadcom Limited Current Report on Form 8-K (Commission File No. 001-37690) October 17, 2017 4.14 Indenture, dated as of April 5, 2019, by and among the Company, as Issuer, Broadcom Technologies Inc., Broadcom Corporation and Broadcom Cayman Finance Limited, and Wilmington Trust, National Association, as trustee. Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) April 5, 2019 4.15 Form of 3.625% Senior Notes due 2024 (included in Exhibit 4.14). Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) April 5, 2019 4.16 Form of 4.750% Senior Notes due 2029 (included in Exhibit 4.14). Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) April 5, 2019 4.17 Indenture, dated as of April 9, 2020, by and among the Company, as Issuer, Broadcom Technologies Inc. and Broadcom Corporation (the 2020 Guarantors), and Wilmington Trust, National Association, as trustee. Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) April 9, 2020 4.18 Form of 5.000% Senior Notes due 2030 (included in Exhibit 4.17). Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) April 9, 2020 4.19 Indenture, dated as of May 8, 2020, by and among the Company, as Issuer, the 2020 Guarantors, and Wilmington Trust, National Association, as trustee. Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) May 8, 2020 4.20 Form of 2.250% Senior Notes due 2023 (included in Exhibit 4.19). Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) May 8, 2020 4.21 Form of 3.150% Senior Notes due 2025 (included in Exhibit 4.19). Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) May 8, 2020 4.22 Form of 4.150% Senior Notes due 2030 (included in Exhibit 4.19). Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) May 8, 2020 4.23 Form of 4.300% Senior Notes due 2032 (included in Exhibit 4.19). Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) May 8, 2020 4.24 Indenture, dated as of May 21, 2020, by and among the Company, the 2020 Guarantors and Wilmington Trust, National Association, as trustee. Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) May 21, 2020 4.25 Form of 3.459% Senior Notes due 2026 (included in Exhibit 4.24). Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) May 21, 2020 4.26 Form of 4.110% Senior Notes due 2028 (included in Exhibit 4.24). Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) May 21, 2020 4.27 Indenture, dated as of January 19, 2021, by and among the Company, the 2020 Guarantors and Wilmington Trust, National Association, as Trustee. Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) January 19, 2021 4.28 Form of 1.950% Senior Notes due 2028 (included in Exhibit 4.27). Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) January 19, 2021 4.29 Form of 2.450% Senior Notes due 2031 (included in Exhibit 4.27). Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) January 19, 2021 4.30 Form of 2.600% Senior Notes due 2033 (included in Exhibit 4.27). Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) January 19, 2021 4.31 Form of 3.500% Senior Notes due 2041 (included in Exhibit 4.27). Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) January 19, 2021 4.32 Form of 3.750% Senior Notes due 2051 (included in Exhibit 4.27). Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) January 19, 2021 4.33 Registration Rights Agreement, dated as of January 19, 2021, by and among the Company, the 2020 Guarantors and Morgan Stanley & Co. LLC, BNP Paribas Securities Corp., RBC Capital Markets, LLC, SMBC Nikko Securities America, Inc., and Truist Securities, Inc., as representatives of the several initial purchasers of the January 2021 senior notes. Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) January 19, 2021 4.34 Indenture, dated as of March 31, 2021, by and between the Company and Wilmington Trust, National Association, as Trustee. Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) March 31, 2021 4.35 Form of 3.419% Senior Notes due 2033 (included in Exhibit 4.34). Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) March 31, 2021 4.36 Form of 3.469% Senior Notes due 2034 (included in Exhibit 4.34). Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) March 31, 2021 4.37 Registration Rights Agreement, dated as of March 31, 2021, by and among the Company and BofA Securities, Inc. and HSBC Securities (USA) Inc., as dealer-managers in connection with the March 2021 exchange offer. Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) March 31, 2021 4.38 Indenture, dated as of September 30, 2021, by and between the Company and Wilmington Trust, National Association, as Trustee. Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) September 30, 2021 4.39 Form of 3.137% Senior Notes due 2035 (included in Exhibit 4.38). Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) September 30, 2021 4.40 Form of 3.187% Senior Notes due 2036 (included in Exhibit 4.38). Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) September 30, 2021 4.41 Registration Rights Agreement, dated as of September 30, 2021, by and among the Company and BNP Paribas Securities Corp., J.P. Morgan Securities LLC and TD Securities (USA) LLC, as dealer-mangers in connection with the September 2021 exchange offer. Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) September 30, 2021 4.42 Indenture, dated April 14, 2022, between the Company and Wilmington Trust, National Association, as trustee. Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) April 15, 2022 4.43 Form of 4.00% Senior Notes due 2029 (included in Exhibit 4.42). Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) April 15, 2022 4.44 Form of 4.15% Senior Notes due 2032 (included in Exhibit 4.42). Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) April 15, 2022 4.45 Registration Rights Agreement, dated as of April 14, 2022, between the Company and BofA Securities, Inc., HSBC Securities (USA) Inc., and RBC Capital Markets, LLC, as representatives of the several initial purchasers of the April 2022 senior notes. Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) April 15, 2022 4.46 Indenture, dated April 18, 2022, between the Company and Wilmington Trust, National Association, as trustee. Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) April 18, 2022 4.47 Form of 4.926% Senior Notes due 2037 (included in Exhibit 4.46). Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) April 18, 2022 4.48 Registration Rights Agreement, dated April 18, 2022, between the Company and Barclays Capital Inc., BBVA Securities Inc., BNP Paribas Securities Corp. and J.P. Morgan Securities LLC, as dealer-managers in connection with the April 2022 exchange offer. Broadcom Inc. Current Report on Form 8-K (Commission File No. 001-38449) April 18, 2022 10.1 Amendment No. 1, dated April 18, 2023, among Broadcom Inc., the lenders and other parties thereto, and BankofAmerica, N.A., as Administrative Agent, to the Credit Agreement, dated as of January 19, 2021. 31.1 Certification of Principal Executive Officer of Broadcom Inc. Pursuant to Rule13a-14 of the Securities Exchange Act of 1934, As Adopted Pursuant to Section302 of the Sarbanes-Oxley Act of 2002. 31.2 Certification of Principal Financial Officer of Broadcom Inc. Pursuant to Rule13a-14 of the Securities Exchange Act of 1934, As Adopted Pursuant to Section302 of the Sarbanes-Oxley Act of 2002. 32.1 Certification of Principal Executive Officer of Broadcom Inc. Pursuant to 18 U.S.C. Section 1350, As Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. 32.2 Certification of Principal Financial Officer of Broadcom Inc. Pursuant to 18 U.S.C. Section 1350, As Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.