AVY 10-K Annual Report Jan. 2, 2021 | Alphaminr
Avery Dennison Corp

AVY 10-K Fiscal year ended Jan. 2, 2021

AVERY DENNISON CORP
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TABLE OF CONTENTS
Part IItem 1. BusinessItem 1A. Risk FactorsItem 1B. Unresolved Staff CommentsItem 2. PropertiesItem 3. Legal ProceedingsItem 4. Mine Safety DisclosuresPart IIItem 5. Market For Registrant S Common Equity, Related Stockholder Matters and Issuer Purchases Of Equity SecuritiesItem 6. Selected Financial DataItem 7. Management S Discussion and Analysis Of Financial Condition and Results Of OperationsItem 7A. Quantitative and Qualitative Disclosures About Market RiskItem 8. Financial Statements and Supplementary DataItem 9. Changes in and Disagreements with Accountants on Accounting and Financial DisclosureItem 9A. Controls and ProceduresItem 9B. Other InformationPart IIIItem 10. Directors, Executive Officers, and Corporate GovernanceItem 11. Executive CompensationItem 12. Security Ownership Of Certain Beneficial Owners and Management and Related Stockholder MattersItem 13. Certain Relationships and Related Transactions, and Director IndependenceItem 14. Principal Accounting Fees and ServicesPart IVItem 15. Exhibits, Financial Statement SchedulesItem 16. Form 10-k Summary

Exhibits

3.1(i) Amended and Restated Certificate of Incorporation, as filed on April28, 2011 with the Office of Delaware Secretary of State 3.1 Current Report on Form8-K,filed April29, 2011 3.1(ii) Amended and Restated Bylaws, effective as of December7, 2017 3.1(ii) Current Report on Form8-K,filed December8, 2017 4.6 6.000% Notes Due 2033 4.4 Current Report on Form8-K,filed January16, 2003 4.7 Indenture, dated as of November20, 2007, between Registrant and Bank of New York 4.2 Current Report on Form8-K,filed November20, 2007 4.8 Second Supplemental Indenture, dated as of April13, 2010, between Registrant and Bank of New York 4.2 Current Report on Form8-K,filed April13, 2010 4.9 Form of 5.375% Senior Notes due 2020 4.2 Current Report on Form8-K,filed April13, 2010 4.10 Third Supplemental Indenture, dated as of April8, 2013, between Registrant and Bank of NY 4.2 Current Report on Form8-K,filed April8, 2013 4.11 Form of 3.35% Senior Notes due 2023 4.2 Current Report on Form8-K,filed April8, 2013 4.12 Fourth Supplemental Indenture, dated as of March3, 2017, between Registrant and The Bank of New York Mellon Trust Company, N.A. (BNY Mellon) as Trustee (including Form of 1.250% Senior Notes due 2025 on Exhibit A thereto) 4.2 Current Report on Form8-K,filed March3, 2017 4.13 Fifth Supplemental Indenture, dated as of December6, 2018, between Registrant and BNY Melon, as Trustee (including Form of 4.875% Senior Notes due 2028 on Exhibit A thereto) 4.2 Current Report on Form8-K,filed December6, 2018 4.14 Sixth Supplemental Indenture, dated as of March11, 2020, between Registrant and BNY Mellon, as Trustee (including Form of 2.650% Senior Notes due 2030 on Exhibit A thereto) 4.2 Current Report on Form8-K,filed March11, 2020 4.15 Description of Securities N/A N/A 10.1 Fifth Amended and Restated Credit Agreement, dated as of February13, 2020, by and among Registrant, Bank of America, N.A., Citibank, N.A. and JPMorgan Chase Bank, N.A. and the other lenders party thereto 10.1 Current Report on Form8-K,filed February14, 2020 10.2* Amended and Restated Supplemental Executive Retirement Plan (SERP) 10.11.1 Quarterly Report on Form10-Q,filed August12, 2009 10.4* Form ofNon-EmployeeDirector Stock Option Agreement under Director Plan 10.15.1 2003 Annual Report on Form10-K,filed March11, 2004 10.8* Amended and Restated 2005 Directors Variable Deferred Compensation Plan 10.18.2 Quarterly Report on Form10-Q,filed May10, 2011 10.10* First Amendment to Equity Plan 10.20 2014 Annual Report on Form10-K,filed February25, 2015 10.12* Amended and Restated Annual Incentive Plan 10.1 Quarterly Report on Form10-Q,filed May1, 2020 10.16* 2005 Executive Variable Deferred Retirement Plan, amended and restated 10.1 Quarterly Report on Form10-Q,filed May7, 2013 10.17* Amended and Restated Key Executive Change of Control Severance Plan 10.4 Quarterly Report on Form10-Q,filed May1, 2020 10.18* Amended and Restated Executive Severance Plan 10.3 Quarterly Report on Form10-Q,filed May1, 2020 10.19* Form of Executive Severance Agreement N/A N/A 10.20* Amended and Restated Long-Term Incentive Unit Plan (LTI Unit Plan) 10.2 Quarterly Report on Form10-Q,filed May1, 2020 10.21* Form of Restricted Stock Unit Agreement under Equity Plan 10.38 2013 Annual Report on Form10-K,filed February26, 2014 10.22* Form of Performance Unit Agreement under Equity Plan 10.39 2013 Annual Report on Form10-K,filed February26, 2014 10.23* Form of Market-Leveraged Stock Unit Agreement under Equity Plan 10.40 2013 Annual Report on Form10-K,filed February26, 2014 10.24* Form of Long-Term Incentive Unit Agreement under LTI Unit Plan 10.41 2013 Annual Report on Form10-K,filed February26, 2014 10.25* Form of Director Restricted Stock Unit Agreement under 2017 Plan 10.2 Quarterly Report on Form10-Q,filed August1, 2017 10.26* Form of Employee Market-Leveraged Stock Unit Agreement under 2017 Plan 10.3 Quarterly Report on Form10-Q,filed August1, 2017 10.27* Form of Employee Performance Unit Agreement under 2017 Plan 10.4 Quarterly Report on Form10-Q,filed August1, 2017 10.28* Form of Employee Restricted Stock Unit Agreement under 2017 Plan 10.5 Quarterly Report on Form10-Q,filed August1, 2017 10.29* Form of EmployeeNon-QualifiedStock Option Agreement under 2017 Plan 10.6 Quarterly Report on Form10-Q,filed August1, 2017 10.30* Offer Letter to Mitchell R. Butier 10.2 Quarterly Report on Form10-Q,filed May3, 2016 10.31* Offer Letter to Gregory S. Lovins 10.1 Quarterly Report on Form10-Q,filed August1, 2017 13 Portions of Annual Report to Shareholders for fiscal year ended January2, 2021 N/A N/A 21 List of Subsidiaries N/A N/A 23 Consent of PricewaterhouseCoopers LLP, Independent Registered Public Accounting Firm N/A N/A 31.1 Certification of Chief Executive Officer pursuant to Section302 of the Sarbanes-Oxley Act of 2002 N/A N/A 31.2 Certification of Chief Financial Officer pursuant to Section302 of the Sarbanes-Oxley Act of 2002 N/A N/A 32.1 Certification of Chief Executive Officer pursuant to Section906 of the Sarbanes-Oxley Act of 2002 N/A N/A 32.2 Certification of Chief Financial Officer pursuant to Section906 of the Sarbanes-Oxley Act of 2002 N/A N/A