AWK 10-K Annual Report Dec. 31, 2019 | Alphaminr
American Water Works Company, Inc.
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AWK 10-K Fiscal year ended Dec. 31, 2019

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AMERICAN WATER WORKS COMPANY, INC.
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TABLE OF CONTENTS
Part IItem 1. BusinessItem 3 Legal ProceedingsNote 4 Acquisitions and DivestituresItem 1A. Risk FactorsItem 1 Business Regulated Businesses Condemnation and Eminent DomainItem 7A Quantitative and Qualitative Disclosures About Market RiskNote 8 Goodwill and Other Intangible AssetsItem 1B. Unresolved Staff CommentsItem 2. PropertiesItem 3. Legal ProceedingsNote 16 Commitments and Contingencies Contingencies West Virginia Elk River Freedom Industries Chemical SpillItem 4. Mine Safety DisclosuresPart IIItem 5. Market For Registrant S Common Equity, Related Stockholder Matters and Issuer Purchases Of Equity SecuritiesNote 9 Shareholders EquityItem 6. Selected Financial DataItem 7. Management S Discussion and Analysis Of Financial Condition and Results Of OperationsItem 1A Risk FactorsItem 7 Management S Discussion and Analysis Of Financial Condition and Results Of OperationsItem 1 BusinessNote 16 Commitments and ContingenciesNote 14 Income TaxesNote 19 LeasesNote 3 Revenue RecognitionNote 2 Significant Accounting PoliciesNote 7 Regulatory Assets and LiabilitiesNote 15 Employee BenefitsItem 7A. Quantitative and Qualitative Disclosures About Market RiskItem 8. Financial Statements and Supplementary DataNote 1: Organization and OperationNote 2: Significant Accounting PoliciesNote 6 Allowance For Uncollectible AccountsNote 11 Long-term DebtNote 3: Revenue RecognitionNote 4: Acquisitions and DivestituresNote 5: Property, Plant and EquipmentNote 6: Allowance For Uncollectible AccountsNote 7: Regulatory Assets and LiabilitiesNote 8: Goodwill and Other Intangible AssetsNote 9: Shareholders EquityNote 9: ShareholdersNote 10: Stock Based CompensationNote 11: Long-term DebtNote 12: Short-term DebtNote 13: General TaxesNote 14: Income TaxesNote 15: Employee BenefitsNote 16: Commitments and ContingenciesNote 17: Earnings Per Common ShareNote 18: Fair Value Of Financial InformationNote 19: LeasesNote 20: Segment InformationNote 21: Unaudited Quarterly DataItem 9. Changes in and Disagreements with Accountants on Accounting and Financial DisclosureItem 9A. Controls and ProceduresItem 8 Financial Statements and Supplementary DataItem 9B. Other InformationPart IIIItem 10. Directors, Executive Officers and Corporate GovernanceItem 11. Executive CompensationItem 12. Security Ownership Of Certain Beneficial Owners and Management and Related Stockholder MattersItem 13. Certain Relationships and Related Transactions, and Director IndependenceItem 14. Principal Accountant Fees and ServicesPart IVItem 15. Exhibits and Financial Statement Schedules

Exhibits

2.1# Stock Purchase Agreement, dated November 20, 2019, by and among American Water Works Company, Inc., New York American Water Company, Inc. and Liberty Utilities Co. (incorporated by reference to Exhibit 2.1 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed November 20, 2019). 3.1 Restated Certificate of Incorporation of American Water Works Company, Inc. (incorporated by reference to Exhibit 3.1 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed November 6, 2008). 3.2 Amended and Restated Bylaws of American Water Works Company, Inc. (incorporated by reference to Exhibit 3.2 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed August 5, 2015). 4.1 Indenture, dated as of October 22, 2007, between American Water Capital Corp. and Wells Fargo Bank, National Association (incorporated by reference to Exhibit 4.4 to American Water Capital Corp.s Registration Statement on Form S-4, File No. 333-148284, and American Water Works Company, Inc.s Registration Statement on Form S-4, File No. 333-148284-01, filed December 21, 2007). 4.2 Indenture, dated as of December 4, 2009, between American Water Capital Corp. and Wells Fargo Bank, National Association (incorporated by reference to Exhibit 4.1 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed December 3, 2010). 4.3 Officers Certificate, dated December 15, 2010, establishing the 6.00% Senior Monthly Notes due 2040 (incorporated by reference to Exhibit 4.1 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed December 15, 2010). 4.4 Officers Certificate, dated December 17, 2012, establishing the 4.300% Senior Notes due 2042 (incorporated by reference to Exhibit 4.1 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed December 17, 2012). 4.5 Officers Certificate, dated November 20, 2013, establishing the 3.850% Senior Notes due 2024 (incorporated by reference to Exhibit 4.1 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed November 20, 2013). 4.6 Officers Certificate, dated August 14, 2014, establishing the 3.400% Senior Notes due 2025 (incorporated by reference to Exhibit 4.1 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed August 14, 2014). 4.7 Officers Certificate, dated August 14, 2014, providing for a further issuance of the 4.300% Senior Notes due 2042 (incorporated by reference to Exhibit 4.3 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed August 14, 2014). 4.8 Officers Certificate, dated August 13, 2015, establishing the 4.300% Senior Notes due 2045 (incorporated by reference to Exhibit 4.1 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed August 13, 2015). 4.9 Officers Certificate, dated August 13, 2015, providing for a further issuance of the 3.400% Senior Notes due 2025 (incorporated by reference to Exhibit4.3 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed August 13, 2015). 4.10 Officers Certificate, dated November 17, 2016, establishing the 3.000% Senior Notes due 2026 (incorporated by reference to Exhibit 4.1 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed November 17, 2016). 4.11 Officers Certificate, dated November 17, 2016, establishing the 4.000% Senior Notes due 2046 (incorporated by reference to Exhibit 4.2 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed November 17, 2016). 4.12 Officers Certificate, dated August 10, 2017, establishing the 2.950% Senior Notes due 2027 (incorporated by reference to Exhibit 4.1 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed August 10, 2017). 4.13 Officers Certificate, dated August 10, 2017, establishing the 3.750% Senior Notes due 2047 (incorporated by reference to Exhibit 4.2 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed August 10, 2017). 4.14 Officers Certificate, dated August 9, 2018, establishing the 3.750% Senior Notes due 2028 (incorporated by reference to Exhibit 4.1 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed August 9, 2018). 4.15 Officers Certificate, dated August 9, 2018, establishing the 4.200% Senior Notes due 2048 (incorporated by reference to Exhibit 4.2 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed August 9, 2018). 4.16 Officers Certificate, dated May 13, 2019, establishing the 3.450% Senior Notes due 2029 (incorporated by reference to Exhibit 4.1 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed on May 13, 2019). 4.17 Officers Certificate, dated May 13, 2019, establishing 4.150% Senior Notes due 2049 (incorporated by reference to Exhibit 4.2 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed on May 13, 2019). 4.20 Description of American Water Works Company, Inc.s Equity Securities (filed herewith). 10.1.1 Second Amended and Restated Credit Agreement, dated as of March 21, 2018, by and among American Water Works Company, Inc., American Water Capital Corp., each of the Lenders party thereto, Wells Fargo Bank, National Association, as administrative agent, JPMorgan Chase Bank, N.A., as syndication agent, and Mizuho Bank, Ltd., PNC Bank, National Association, and U.S. Bank National Association, as co-documentation agents (incorporated by reference to Exhibit 10.1 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed on March 21, 2018). 10.1.2 Extension Agreement, dated as of April 9, 2019, among American Water Works Company, Inc., American Water Capital Corp., each of the Lenders party thereto, and Wells Fargo Bank, National Association, as administrative agent (incorporated by reference to Exhibit 10.17.2 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 1, 2019). 10.2 Support Agreement, dated June 22, 2000, together with First Amendment to Support Agreement, dated July 26, 2000, by and between American Water Works Company, Inc. and American Water Capital Corp. (incorporated by reference to Exhibit 10.3 to American Water Capital Corp.s Registration Statement on Form S-1, File No. 333-145757-01, and American Water Works Company, Inc.s Registration Statement on Form S-1, File No. 333-145757, filed October 11, 2007). 10.3.1* Amended and Restated Letter Agreement between Loyd Warnock and American Water Works Company, Inc., dated May 7, 2014 (incorporated by reference to Exhibit 10.4 to American Water Works Company, Inc.s Annual Report on Form 10-K, File No. 001-34028, filed February 25, 2016). 10.3.2* Amendment, dated April 25, 2018, to Amended and Restated Letter Agreement between Loyd Warnock and American Water Works Company, Inc. (incorporated by reference to Exhibit 10.2.2 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 2, 2018). 10.3.3* Amendment, dated July 25, 2019, to Amended and Restated Letter Agreement between Loyd Warnock and American Water Works Company, Inc. (incorporated by reference to Exhibit 10.1.3 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed October 30, 2019). 10.4.1* Letter Agreement, dated February 17, 2015, between Michael A. Sgro and American Water Works Company, Inc. (incorporated by reference to Exhibit 10.4 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed August 5, 2015). 10.4.2* Amendment, dated December 6, 2018, to Letter Agreement between Michael A. Sgro and American Water Works Company, Inc. (incorporated by reference to Exhibit 10.6.2 to American Water Works Company, Inc.s Annual Report on Form 10-K, File No. 001-34028, filed February 19, 2019). 10.5* Executive Employment Agreement, dated November 1, 2018, between Radhakrishnan Swaminathan and American Water Works Service Company, Inc. (incorporated by reference to Exhibit 10.7 to American Water Works Company, Inc.s Annual Report on Form 10-K, File No. 001-34028, filed February 19, 2019). 10.6* Offer Letter for Employment, dated May 1, 2019, between American Water Works Company, Inc. and M. Susan Hardwick (incorporated by reference to Exhibit 10.1 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed July 31, 2019). 10.7* Amended and Restated American Water Works Company, Inc. Deferred Compensation Plan, dated as of January 1, 2001 (incorporated by reference to Exhibit 10.9 to American Water Capital Corp.s Registration Statement on Form S-1, File No. 333-145757-01, and American Water Works Company, Inc.s Registration Statement on Form S-1, File No. 333-145757, filed October 11, 2007). 10.8* Nonqualified Deferred Compensation Plan for Non-Employee Directors of American Water Works Company, Inc., as amended and restated, effective as of January 1, 2009 (incorporated by reference to Exhibit 10.38 to American Water Works Company, Inc.s Registration Statement on Form S-1, File No. 333-155245, filed November 18, 2008). 10.9.1* Nonqualified Savings and Deferred Compensation Plan for Employees of American Water Works Company, Inc. and Its Designated Subsidiaries, as amended and restated, effective as of January 1, 2009 (incorporated by reference to Exhibit 10.37 to American Water Works Company, Inc.s Registration Statement on Form S-1, File No. 333-155245, filed November 18, 2008). 10.9.2* Nonqualified Savings and Deferred Compensation Plan for Employees of American Water Works Company, Inc. and Its Designated Subsidiaries, as amended and restated, effective as of January 1, 2017 (incorporated by reference to Exhibit 10.9.2 to American Water Works Company, Inc.s Annual Report on Form 10-K, File No. 001-34028, filed February 19, 2019). 10.9.3* Nonqualified Savings and Deferred Compensation Plan for Employees of American Water Works Company, Inc. and Its Designated Subsidiaries, as amended and restated, effective as of June 1, 2018 (incorporated by reference to Exhibit 10.9.3 to American Water Works Company, Inc.s Annual Report on Form 10-K, File No. 001-34028, filed February 19, 2019). 10.9.4* Amendment No. 2019-1 to the Nonqualified Savings and Deferred Compensation Plan for Employees of American Water Works Company, Inc. and its Designated Subsidiaries, as amended and restated, effective as of November 1, 2019 (incorporated by reference to Exhibit 4.1.2 to American Water Works Company, Inc.s Registration Statement on Form S-8, File No. 333-235598, filed December 19. 2019). 10.10* Amended and Restated American Water Works Company, Inc. Executive Retirement Plan, dated as of March 1, 2007 (incorporated by reference to Exhibit 10.8 to American Water Capital Corp.s Registration Statement on Form S-1, File No. 333-145757-01, and American Water Works Company, Inc.s Registration Statement on Form S-1, File No. 333-145757, filed October 11, 2007). 10.11.2* Amendment 2016-1 to American Water Works Company, Inc. Annual Incentive Plan (now known as the Annual Performance Plan), effective January 1, 2016 (incorporated by reference to Exhibit 10.14.2 to American Water Works Company, Inc.s Annual Report on Form 10-K, File No. 001-34028, filed February 25, 2016). 10.12* Second Amended and Restated American Water Works Company, Inc. and its Designated Subsidiaries 2017 Nonqualified Employee Stock Purchase Plan, adopted on July 27, 2018, effective as of February 5, 2019 (incorporated by reference to Exhibit 10.2 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed October 31, 2018). 10.13.2* American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan 2014 Nonqualified Stock Option Grant Form for ML2 L5 (incorporated by reference to Exhibit 10.6 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 7, 2014). 10.13.3* American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan May 2014 Nonqualified Stock Option Grant Form for Susan N. Story (incorporated by reference to Exhibit 10.1 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed August6, 2014). 10.13.5* American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan 2015 Nonqualified Stock Option Grant (incorporated by reference to Exhibit 10.13.10 to American Water Works Company, Inc.s Annual Report on Form 10-K, File No. 001-34028, filed February 25, 2016). 10.13.6* Amendment to American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan 2015 Nonqualified Stock Option Grant (incorporated by reference to Exhibit 10.13.11 to American Water Works Company, Inc.s Annual Report on Form 10-K, File No. 001-34028, filed February 25, 2016). 10.13.7* American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan 2015 Nonqualified Stock Option Grant (for certain executives) (incorporated by reference to Exhibit 10.13.12 to American Water Works Company, Inc.s Annual Report on Form 10-K, File No. 001-34028, filed February 25, 2016). 10.13.8* American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan 2016 Nonqualified Stock Option Grant (incorporated by reference to Exhibit 10.1.1 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 4, 2016). 10.13.9* American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan 2016 Nonqualified Stock Option Grant (for certain executives) (incorporated by reference to Exhibit 10.1.2 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May4, 2016). 10.13.10* American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan 2016 Restricted Stock Unit Grant (incorporated by reference to Exhibit 10.2.1 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 4, 2016). 10.13.11* American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan 2016 Restricted Stock Unit Grant (for certain executives) (incorporated by reference to Exhibit 10.2.2 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May4, 2016). 10.13.12* American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan 2017 Restricted Stock Unit Grant (incorporated by reference to Exhibit 10.1.1 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May3, 2017). 10.13.13* American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan 2017 Restricted Stock Unit Grant (for certain executives) (incorporated by reference to Exhibit 10.1.2 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May3, 2017). 10.13.14* American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan 2016 Performance Stock Unit Grant Form A-1 (incorporated by reference to Exhibit 10.3.1 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 4, 2016). 10.13.15* American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan 2016 Performance Stock Unit Grant Form A-2 (incorporated by reference to Exhibit 10.3.2 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 4, 2016). 10.13.16* American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan 2016 Performance Stock Unit Grant Form B-1 (incorporated by reference to Exhibit 10.3.3 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 4, 2016). 10.13.17* American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan 2016 Performance Stock Unit Grant Form B-2 (incorporated by reference to Exhibit 10.3.4 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 4, 2016). 10.13.18* American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan 2017 Performance Stock Unit Grant Form A-1 (incorporated by reference to Exhibit 10.2.1 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May3, 2017). 10.13.19* American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan 2017 Performance Stock Unit Grant Form A-2 (incorporated by reference to Exhibit 10.2.2 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May3, 2017). 10.13.20* American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan 2017 Performance Stock Unit Grant Form B-1 (incorporated by reference to Exhibit 10.2.3 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May3, 2017). 10.13.21* American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan 2017 Performance Stock Unit Grant Form B-2 (incorporated by reference to Exhibit 10.2.4 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May3, 2017). 10.13.22* American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan 2011 Stock Unit Grant Form for Non-Employee Directors (incorporated by reference to Exhibit 10.2 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed August3, 2011). 10.13.23* American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan 2012 Stock Unit Grant Form for Non-Employee Directors (incorporated by reference to Exhibit 10.1 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed August2, 2012). 10.13.24* American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan 2013 Stock Unit Grant Form for Non-Employee Directors (incorporated by reference to Exhibit 10.1 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed August7, 2013). 10.13.25* American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan 2014 Stock Unit Grant Form for Non-Employee Directors (incorporated by reference to Exhibit 10.5 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed August6, 2014). 10.13.26* American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan 2015 Stock Unit Grant Form for Non-Employee Directors (incorporated by reference to Exhibit 10.1 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed August5, 2015). 10.13.27* American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan 2016 Stock Unit Grant Form for Non-Employee Directors (incorporated by reference to Exhibit 10.1 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed August3, 2016). 10.14.1* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan (incorporated by reference to Exhibit 10.1 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed August 2, 2017). 10.14.2* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2017 Restricted Stock Unit Grant (incorporated by reference to Exhibit 10.3 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed May 12, 2017). 10.14.3* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2017 Restricted Stock Unit Grant (for certain executives) (incorporated by reference to Exhibit 10.4 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed May 12, 2017). 10.14.4* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2018 Restricted Stock Unit Grant (incorporated by reference to Exhibit 10.3 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 2, 2018). 10.14.5* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2018 Restricted Stock Unit Grant (for certain executives) (incorporated by reference to Exhibit 10.4 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 2, 2018). 10.14.6* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2018 Restricted Stock Unit Grant (for Chief Executive Officer, Chief Financial Officer and Chief Operating Officer) (incorporated by reference to Exhibit 10.5 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 2, 2018). 10.14.7* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2018 Restricted Stock Unit Grant (for Loyd A. Warnock) (incorporated by reference to Exhibit 10.6 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 2, 2018). 10.14.8* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2019 Restricted Stock Unit Grant (incorporated by reference to Exhibit 10.1 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 1, 2019). 10.14.9* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2019 Restricted Stock Unit Grant (for certain executives) (incorporated by reference to Exhibit 10.2 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 1, 2019). 10.14.10* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2019 Restricted Stock Unit Grant (for Chief Executive Officer, Chief Financial Officer and Chief Operating Officer) (incorporated by reference to Exhibit 10.3 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 1, 2019). 10.14.11* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2019 Restricted Stock Unit Grant (for Loyd A. Warnock) (incorporated by reference to Exhibit 10.4 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 1, 2019). 10.14.12* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2019 Restricted Stock Unit Grant (for Radhakrishnan Swaminathan), (incorporated by reference to Exhibit 10.5 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 1, 2019). 10.14.13* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2019 Restricted Stock Unit Grant (for M. Susan Hardwick) (incorporated by reference to Exhibit 10.2 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed July 31, 2019). 10.14.14* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2019 Restricted Stock Unit Grant (for Brian Chin) (incorporated by reference to Exhibit 10.5 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed July 31, 2019). 10.14.15* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2017 Performance Stock Unit Grant Form A-1 (incorporated by reference to Exhibit 10.5 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed May 12, 2017). 10.14.16* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2017 Performance Stock Unit Grant Form A-2 (incorporated by reference to Exhibit 10.6 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed May 12, 2017). 10.14.17* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2017 Performance Stock Unit Grant Form B-1 (incorporated by reference to Exhibit 10.7 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed May 12, 2017). 10.14.18* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2017 Performance Stock Unit Grant Form B-2 (incorporated by reference to Exhibit 10.8 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed May 12, 2017). 10.14.19* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2018 Performance Stock Unit Grant Form A-1 (incorporated by reference to Exhibit 10.7 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 2, 2018). 10.14.20* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2018 Performance Stock Unit Grant Form A-2 (incorporated by reference to Exhibit 10.8 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 2, 2018). 10.14.21* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2018 Performance Stock Unit Grant Form A-3 (incorporated by reference to Exhibit 10.9 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 2, 2018). 10.14.22* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2018 Performance Stock Unit Grant Form A (for Loyd A. Warnock) (incorporated by reference to Exhibit 10.10 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 2, 2018). 10.14.23* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2018 Performance Stock Unit Grant Form B-1 (incorporated by reference to Exhibit 10.11 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 2, 2018). 10.14.24* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2018 Performance Stock Unit Grant Form B-2 (incorporated by reference to Exhibit 10.12 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 2, 2018). 10.14.25* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2018 Performance Stock Unit Grant Form B-3 (incorporated by reference to Exhibit 10.13 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 2, 2018). 10.14.26* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2018 Performance Stock Unit Grant Form B (for Loyd A. Warnock) (incorporated by reference to Exhibit 10.14 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 2, 2018). 10.14.27* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2019 Performance Stock Unit Grant Form A-1 (incorporated by reference to Exhibit 10.6 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 1, 2019). 10.14.28* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2019 Performance Stock Unit Grant Form A-2 (incorporated by reference to Exhibit 10.7 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 1, 2019). 10.14.29* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2019 Performance Stock Unit Grant Form A-3 (incorporated by reference to Exhibit 10.8 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 1, 2019). 10.14.30* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2019 Performance Stock Unit Grant Form A (for Loyd A. Warnock), (incorporated by reference to Exhibit 10.9 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 1, 2019). 10.14.31* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2019 Performance Stock Unit Grant Form A (for Radhakrishnan Swaminathan), (incorporated by reference to Exhibit 10.10 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 1, 2019). 10.14.32* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2019 Performance Stock Unit Grant Form A (for M. Susan Hardwick) (incorporated by reference to Exhibit 10.3 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed July 31, 2019). 10.14.33* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2019 Performance Stock Unit Grant Form B-1 (corrected) (filed herewith). 10.14.34* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2019 Performance Stock Unit Grant Form B-3 (corrected) (filed herewith). 10.14.35* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2019 Performance Stock Unit Grant Form B (corrected) (for Loyd A. Warnock) (filed herewith). 10.14.36* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2019 Performance Stock Unit Grant Form B (corrected) (for M. Susan Hardwick) (filed herewith). 10.14.37* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2017 Non-Employee Director Stock Unit Grant (incorporated by reference to Exhibit 10.9 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed May 12, 2017). 10.14.38* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2018 Non-Employee Director Stock Unit Grant (incorporated by reference to Exhibit 10.1 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed August 1, 2018). 10.14.39* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2019 Non-Employee Director Stock Unit Grant (incorporated by reference to Exhibit 10.6 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed July 31, 2019). 10.15* American Water Works Company, Inc. Executive Severance Policy, dated as of December 16, 2008 (incorporated by reference to Exhibit 10.1 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed November 3, 2010). 10.16.1* American Water Works Company, Inc. Pension Plan for Employees, amended and restated effective January 1, 2016 (filed herewith) 10.16.2* American Water Works Company, Inc. Amendment Two to the Pension Plan for Employees, amended and restated effective January 1, 2016 (filed herewith) 21.1 Subsidiaries of American Water Works Company, Inc. (filed herewith). 23.1 Consent of PricewaterhouseCoopers LLP (filed herewith). 31.1 Certification of Susan N. Story, President and Chief Executive Officer, pursuant to Section 302 of the Sarbanes-Oxley Act (filed herewith). 31.2 Certification of M. Susan Hardwick, Executive Vice President and Chief Financial Officer, pursuant to Section 302 of the Sarbanes-Oxley Act (filed herewith). 32.1 Certification of Susan N. Story, President and Chief Executive Officer, pursuant to Section 906 of the Sarbanes-Oxley Act (furnished herewith). 32.2 Certification of M. Susan Hardwick, Executive Vice President and Chief Financial Officer, pursuant to Section 906 of the Sarbanes-Oxley Act (furnished herewith).