AWK 10-K Annual Report Dec. 31, 2020 | Alphaminr
American Water Works Company, Inc.
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AWK 10-K Fiscal year ended Dec. 31, 2020

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AMERICAN WATER WORKS COMPANY, INC.
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TABLE OF CONTENTS
Part IItem 1. BusinessItem 1A. Risk FactorsItem 1B. Unresolved Staff CommentsItem 2. PropertiesItem 3. Legal ProceedingsItem 4. Mine Safety DisclosuresPart IIItem 5. Market For Registrant S Common Equity, Related Stockholder Matters and Issuer Purchases Of Equity SecuritiesItem 6. Selected Financial DataItem 7. Management S Discussion and Analysis Of Financial Condition and Results Of OperationsItem 7A. Quantitative and Qualitative Disclosures About Market RiskItem 8. Financial Statements and Supplementary DataNote 1: Organization and OperationNote 2: Significant Accounting PoliciesNote 3: Impact Of Novel Coronavirus (covid-19) PandemicNote 4: Regulatory MattersNote 5: Revenue RecognitionNote 6: Acquisitions and DivestituresNote 7: Property, Plant and EquipmentNote 8: Allowance For Uncollectible AccountsNote 9: Goodwill and Other Intangible AssetsNote 10: Shareholders EquityNote 10: ShareholdersNote 11: Stock Based CompensationNote 12: Long-term DebtNote 13: Short-term DebtNote 14: General TaxesNote 15: Income TaxesNote 16: Employee BenefitsNote 17: Commitments and ContingenciesNote 18: Earnings Per Common ShareNote 19: Fair Value Of Financial InformationNote 20: LeasesNote 21: Segment InformationNote 22: Unaudited Quarterly DataItem 9. Changes in and Disagreements with Accountants on Accounting and Financial DisclosureItem 9A. Controls and ProceduresItem 9B. Other InformationPart IIIItem 10. Directors, Executive Officers and Corporate GovernanceItem 11. Executive CompensationItem 12. Security Ownership Of Certain Beneficial Owners and Management and Related Stockholder MattersItem 13. Certain Relationships and Related Transactions, and Director IndependenceItem 14. Principal Accountant Fees and ServicesPart IVItem 15. Exhibits and Financial Statement Schedules

Exhibits

2.1# Stock Purchase Agreement, dated November 20, 2019, by and among American Water Works Company, Inc., New York American Water Company, Inc. and Liberty Utilities Co. (incorporated by reference to Exhibit 2.1 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed November 20, 2019). 3.1 Restated Certificate of Incorporation of American Water Works Company, Inc. (incorporated by reference to Exhibit 3.1 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed November 6, 2008). 3.2 Amended and Restated Bylaws of American Water Works Company, Inc. (incorporated by reference to Exhibit 3.1 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed December 10, 2020). 4.1 Indenture, dated as of October 22, 2007, between American Water Capital Corp. and Wells Fargo Bank, National Association (incorporated by reference to Exhibit 4.4 to American Water Capital Corp.s Registration Statement on Form S-4, File No. 333-148284, and American Water Works Company, Inc.s Registration Statement on Form S-4, File No. 333-148284-01, filed December 21, 2007). 4.2 Indenture, dated as of December 4, 2009, between American Water Capital Corp. and Wells Fargo Bank, National Association (incorporated by reference to Exhibit 4.1 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed December 3, 2010). 4.3 Officers Certificate, dated December 15, 2010, establishing the 6.00% Senior Monthly Notes due 2040 (incorporated by reference to Exhibit 4.1 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed December 15, 2010). 4.4 Officers Certificate, dated December 17, 2012, establishing the 4.300% Senior Notes due 2042 (incorporated by reference to Exhibit 4.1 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed December 17, 2012). 4.5 Officers Certificate, dated November 20, 2013, establishing the 3.850% Senior Notes due 2024 (incorporated by reference to Exhibit 4.1 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed November 20, 2013). 4.6 Officers Certificate, dated August 14, 2014, establishing the 3.400% Senior Notes due 2025 (incorporated by reference to Exhibit 4.1 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed August 14, 2014). 4.7 Officers Certificate, dated August 14, 2014, providing for a further issuance of the 4.300% Senior Notes due 2042 (incorporated by reference to Exhibit 4.3 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed August 14, 2014). 4.8 Officers Certificate, dated August 13, 2015, establishing the 4.300% Senior Notes due 2045 (incorporated by reference to Exhibit 4.1 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed August 13, 2015). 4.9 Officers Certificate, dated August 13, 2015, providing for a further issuance of the 3.400% Senior Notes due 2025 (incorporated by reference to Exhibit4.3 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed August 13, 2015). 4.10 Officers Certificate, dated November 17, 2016, establishing the 3.000% Senior Notes due 2026 (incorporated by reference to Exhibit 4.1 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed November 17, 2016). 4.11 Officers Certificate, dated November 17, 2016, establishing the 4.000% Senior Notes due 2046 (incorporated by reference to Exhibit 4.2 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed November 17, 2016). 4.12 Officers Certificate, dated August 10, 2017, establishing the 2.950% Senior Notes due 2027 (incorporated by reference to Exhibit 4.1 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed August 10, 2017). 4.13 Officers Certificate, dated August 10, 2017, establishing the 3.750% Senior Notes due 2047 (incorporated by reference to Exhibit 4.2 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed August 10, 2017). 4.14 Officers Certificate, dated August 9, 2018, establishing the 3.750% Senior Notes due 2028 (incorporated by reference to Exhibit 4.1 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed August 9, 2018). 4.15 Officers Certificate, dated August 9, 2018, establishing the 4.200% Senior Notes due 2048 (incorporated by reference to Exhibit 4.2 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed August 9, 2018). 4.16 Officers Certificate, dated May 13, 2019, establishing the 3.450% Senior Notes due 2029 (incorporated by reference to Exhibit 4.1 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed on May 13, 2019). 4.17 Officers Certificate, dated May 13, 2019, establishing 4.150% Senior Notes due 2049 (incorporated by reference to Exhibit 4.2 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed on May 13, 2019). 4.18 Officers Certificate of American Water Capital Corp., dated April 14, 2020, establishing the terms and authorizing the issuance of the 2.80% Senior Notes due 2030 (incorporated by reference to Exhibit 4.1 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed April 14, 2020). 4.19 Officers Certificate of American Water Capital Corp., dated April 14, 2020, establishing the terms and authorizing the issuance of the 3.45% Senior Notes due 2050 (incorporated by reference to Exhibit 4.2 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed April 14, 2020). 4.20 Description of American Water Works Company, Inc.s Equity Securities (filed herewith). 4.21 Note Purchase Agreement, as amended, dated December 21, 2006, between American Water Capital Corp. and the purchasers party thereto (incorporated by reference to Exhibit 4.2 to American Water Works Company, Inc.s Registration Statement on Form S-1, File No. 333-145757, filed October 11, 2007) with respect to the 5.77% Series D Senior Notes due December 21, 2021. 4.22 Note Purchase Agreement, dated May 15, 2008, between American Water Capital Corp. and the purchasers party thereto (incorporated by reference to Exhibit 10.1 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed May 19, 2008) with respect to the 6.55% Series H Senior Notes due May 15, 2023. 10.1.1 Second Amended and Restated Credit Agreement, dated as of March 21, 2018, by and among American Water Works Company, Inc., American Water Capital Corp., each of the Lenders party thereto, Wells Fargo Bank, National Association, as administrative agent, JPMorgan Chase Bank, N.A., as syndication agent, and Mizuho Bank, Ltd., PNC Bank, National Association, and U.S. Bank National Association, as co-documentation agents (incorporated by reference to Exhibit 10.1 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed on March 21, 2018). 10.1.2 Extension Agreement, dated as of April 9, 2019, among American Water Works Company, Inc., American Water Capital Corp., each of the Lenders party thereto, and Wells Fargo Bank, National Association, as administrative agent (incorporated by reference to Exhibit 10.17.2 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 1, 2019). 10.1.3 Extension Agreement, dated as of April 1, 2020, among American Water Works Company, Inc., American Water Capital Corp., each of the Lenders party thereto, and Wells Fargo Bank, National Association, as administrative agent (incorporated by reference to Exhibit 10.1.3 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed on May6, 2020). 10.2 Term Loan Credit Agreement, dated as of March 20, 2020, by and among American Water, AWCC, Wells Fargo Bank, National Association, as administrative agent and as a lender, Wells Fargo Securities LLC, as a joint lead arranger and joint bookrunner, and each of Mizuho Bank, Ltd. and U.S. Bank National Association, as a joint lead arranger and joint bookrunner, and as a lender (incorporated by reference to Exhibit 10.1 to the Companys Current Report on Form 8-K, File No. 001-34028, filed March 20, 2020). 10.3 Support Agreement, dated June 22, 2000, together with First Amendment to Support Agreement, dated July 26, 2000, by and between American Water Works Company, Inc. and American Water Capital Corp. (incorporated by reference to Exhibit 10.3 to American Water Capital Corp.s Registration Statement on Form S-1, File No. 333-145757-01, and American Water Works Company, Inc.s Registration Statement on Form S-1, File No. 333-145757, filed October 11, 2007). 10.4.1* Letter Agreement, dated February 17, 2015, between Michael A. Sgro and American Water Works Company, Inc. (incorporated by reference to Exhibit 10.4 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed August 5, 2015). 10.4.2* Amendment, dated December 6, 2018, to Letter Agreement between Michael A. Sgro and American Water Works Company, Inc. (incorporated by reference to Exhibit 10.6.2 to American Water Works Company, Inc.s Annual Report on Form 10-K, File No. 001-34028, filed February 19, 2019). 10.5* Offer Letter for Employment, dated May 1, 2019, between American Water Works Company, Inc. and M. Susan Hardwick (incorporated by reference to Exhibit 10.1 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed July 31, 2019). 10.6* Offer Letter for Employment, dated February 12, 2020, between American Water Works Company, Inc. and Walter J. Lynch.(incorporated by reference to Exhibit 10.18to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No.001-34028, filedMay 6, 2020). 10.7* Offer Letter for Employment, dated April 28, 2020, between American Water Works Company, Inc. and William Varley(incorporated by reference to Exhibit 10.2to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed August 5, 2020). 10.8* Offer Letter for Employment, dated August 5, 2020, between American Water Works Company, Inc. and Adam Noble(incorporated by reference to Exhibit 10.1to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed November 4, 2020). 10.9* Offer Letter for Employment, datedFebruary 25, 2020, between American Water Works Company, Inc. and Bruce A. Hauk (filed herewith). 10.10* Separation Agreement and General Release, dated as of May 13, 2020, between American Water Works Company, Inc. and Loyd A. Warnock(incorporated by reference to Exhibit 10.3to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed August 5, 2020). 10.11* Amended and Restated American Water Works Company, Inc. Deferred Compensation Plan, dated as of January 1, 2001 (incorporated by reference to Exhibit 10.9 to American Water Capital Corp.s Registration Statement on Form S-1, File No. 333-145757-01, and American Water Works Company, Inc.s Registration Statement on Form S-1, File No. 333-145757, filed October 11, 2007). 10.12* Nonqualified Deferred Compensation Plan for Non-Employee Directors of American Water Works Company, Inc., as amended and restated, effective as of January 1, 2009 (incorporated by reference to Exhibit 10.38 to American Water Works Company, Inc.s Registration Statement on Form S-1, File No. 333-155245, filed November 18, 2008). 10.13.1* Nonqualified Savings and Deferred Compensation Plan for Employees of American Water Works Company, Inc. and Its Designated Subsidiaries, as amended and restated, effective as of June 1, 2018 (incorporated by reference to Exhibit 10.9.3 to American Water Works Company, Inc.s Annual Report on Form 10-K, File No. 001-34028, filed February 19, 2019). 10.13.2* Amendment No. 2019-1 to the Nonqualified Savings and Deferred Compensation Plan for Employees of American Water Works Company, Inc. and its Designated Subsidiaries, as amended and restated, effective as of November 1, 2019 (incorporated by reference to Exhibit 4.1.2 to American Water Works Company, Inc.s Registration Statement on Form S-8, File No. 333-235598, filed December 19. 2019). 10.14* Amended and Restated American Water Works Company, Inc. Executive Retirement Plan, dated as of March 1, 2007 (incorporated by reference to Exhibit 10.8 to American Water Capital Corp.s Registration Statement on Form S-1, File No. 333-145757-01, and American Water Works Company, Inc.s Registration Statement on Form S-1, File No. 333-145757, filed October 11, 2007). 10.15.2* Amendment 2016-1 to American Water Works Company, Inc. Annual Incentive Plan (now known as the Annual Performance Plan), effective January 1, 2016 (incorporated by reference to Exhibit 10.14.2 to American Water Works Company, Inc.s Annual Report on Form 10-K, File No. 001-34028, filed February 25, 2016). 10.16* Second Amended and Restated American Water Works Company, Inc. and its Designated Subsidiaries 2017 Nonqualified Employee Stock Purchase Plan, adopted on July 27, 2018, effective as of February 5, 2019 (incorporated by reference to Exhibit 10.2 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed October 31, 2018). 10.17.2* American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan 2015 Nonqualified Stock Option Grant (incorporated by reference to Exhibit 10.13.10 to American Water Works Company, Inc.s Annual Report on Form 10-K, File No. 001-34028, filed February 25, 2016). 10.17.3* Amendment to American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan 2015 Nonqualified Stock Option Grant (incorporated by reference to Exhibit 10.13.11 to American Water Works Company, Inc.s Annual Report on Form 10-K, File No. 001-34028, filed February 25, 2016). 10.17.4* American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan 2016 Nonqualified Stock Option Grant (incorporated by reference to Exhibit 10.1.1 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 4, 2016). 10.17.5* American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan 2016 Restricted Stock Unit Grant (incorporated by reference to Exhibit 10.2.1 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 4, 2016). 10.17.6* American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan 2017 Restricted Stock Unit Grant (incorporated by reference to Exhibit 10.1.1 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May3, 2017). 10.17.7* American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan 2016 Performance Stock Unit Grant Form A-1 (incorporated by reference to Exhibit 10.3.1 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 4, 2016). 10.17.8* American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan 2016 Performance Stock Unit Grant Form B-1 (incorporated by reference to Exhibit 10.3.3 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 4, 2016). 10.17.9* American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan 2017 Performance Stock Unit Grant Form A-1 (incorporated by reference to Exhibit 10.2.1 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May3, 2017). 10.17.10* American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan 2017 Performance Stock Unit Grant Form B-1 (incorporated by reference to Exhibit 10.2.3 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May3, 2017). 10.17.11* American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan 2013 Stock Unit Grant Form for Non-Employee Directors (incorporated by reference to Exhibit 10.1 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed August7, 2013). 10.17.12* American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan 2014 Stock Unit Grant Form for Non-Employee Directors (incorporated by reference to Exhibit 10.5 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed August6, 2014). 10.17.13* American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan 2016 Stock Unit Grant Form for Non-Employee Directors (incorporated by reference to Exhibit 10.1 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed August3, 2016). 10.18.1* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan (incorporated by reference to Exhibit 10.1 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed August 2, 2017). 10.18.2* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2018 Restricted Stock Unit Grant (incorporated by reference to Exhibit 10.3 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 2, 2018). 10.18.3* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2019 Restricted Stock Unit Grant (incorporated by reference to Exhibit 10.1 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 1, 2019). 10.18.4* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2019 Restricted Stock Unit Grant (for Chief Executive Officer, Chief Financial Officer and Chief Operating Officer) (incorporated by reference to Exhibit 10.3 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 1, 2019). 10.18.5* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2019 Restricted Stock Unit Grant (for M. Susan Hardwick) (incorporated by reference to Exhibit 10.2 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed July 31, 2019). 10.18.6* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2020 Restricted Stock Unit Grant.(incorporated by reference to Exhibit 10.3to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 6, 2020). 10.18.7* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2020 Restricted Stock Unit Grant (for Chief Executive Officer and Chief Operating Officer) (incorporated by reference to Exhibit 10.4 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 6, 2020). 10.18.8* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2020 Restricted Stock Unit Grantdated February 11, 2020(for M. Susan Hardwick) (incorporated by reference to Exhibit 10.5 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 6, 2020). 10.18.9* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2020 Restricted Stock Unit GrantDated February 11, 2020(for Michael A. Sgro) (incorporated by reference to Exhibit 10.6 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 6, 2020). 10.18.10* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2020 Restricted Stock Unit GrantDated February 11, 2020(for Loyd A. Warnock) (incorporated by reference to Exhibit 10.7 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 6, 2020). 10.18.11* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2020 Restricted Stock Unit Grantdated August 31, 2020(for Adam Noble)(incorporated by reference to Exhibit 10.2 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed November 4, 2020). 10.18.12* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2017 Performance Stock Unit Grant Form A-1 (incorporated by reference to Exhibit 10.5 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed May 12, 2017). 10.18.13* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2017 Performance Stock Unit Grant Form B-1 (incorporated by reference to Exhibit 10.7 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed May 12, 2017). 10.18.14* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2019 Performance Stock Unit Grant Form A-1 (incorporated by reference to Exhibit 10.6 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 1, 2019). 10.18.15* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2019 Performance Stock Unit Grant Form A-3 (incorporated by reference to Exhibit 10.8 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 1, 2019). 10.18.16* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2019 Performance Stock Unit Grant Form A (for Loyd A. Warnock)(incorporated by reference to Exhibit 10.9 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 1, 2019). 10.18.17* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2019 Performance Stock Unit Grant Form A (for M. Susan Hardwick) (incorporated by reference to Exhibit 10.3 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed July 31, 2019). 10.18.18* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2019 Performance Stock Unit Grant Form B-1 (corrected)(incorporated by reference to Exhibit 10.14.33to American Water Works Company, Inc.s Quarterly Report on Form 10-K, File No. 001-34028, filedFebruary18, 2020). 10.18.19* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2019 Performance Stock Unit Grant Form B-3 (corrected) (incorporated by reference to Exhibit 10.14.34 to American Water Works Company, Inc.s Quarterly Report on Form 10-K, File No. 001-34028, filedFebruary 18, 2020). 10.18.20* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2019 Performance Stock Unit Grant Form B (corrected) (for Loyd A. Warnock)(incorporated by reference to Exhibit 10.14.35to American Water Works Company, Inc.s Quarterly Report on Form 10-K, File No. 001-34028, filed February 18, 2020). 10.18.21* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2019 Performance Stock Unit Grant Form B (corrected) (for M. Susan Hardwick)(incorporated by reference to Exhibit 10.14.36to American Water Works Company, Inc.s Quarterly Report on Form 10-K, File No. 001-34028, filed February 18, 2020). 10.18.22* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2020 Performance Stock Unit Grant Form A-1(incorporated by reference to Exhibit 10.8to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 6, 2020). 10.18.23* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2020 Performance Stock Unit Grant Form A-2 (incorporated by reference to Exhibit 10.9 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 6, 2020). 10.18.24* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2020 Performance Stock Unit Grant Form A (for M. Susan Hardwick) (incorporated by reference to Exhibit 10.10 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 6, 2020). 10.18.25* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2020 Performance Stock Unit Grant Form A (for Michael A. Sgro)(incorporated by reference to Exhibit 10.11 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No.001-34028, filed May 6, 2020). 10.18.26* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2020 Performance Stock Unit Grant Form A (for Loyd A. Warnock)(incorporated by reference to Exhibit 10.12 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 6, 2020). 10.18.27* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2020 Performance Stock Unit Grant Form B-1(incorporated by reference to Exhibit 10.13 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 6, 2020). 10.18.28* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2020 Performance Stock Unit Grant Form B-2(incorporated by reference to Exhibit 10.14 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 6, 2020). 10.18.29* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2020 Performance Stock Unit Grant Form B (for M. Susan Hardwick) (incorporated by reference to Exhibit 10.15 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 6, 2020). 10.18.30* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2020 Performance Stock Unit Grant Form B (for Michael A. Sgro)(incorporated by reference to Exhibit 10.16 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 6, 2020). 10.18.31* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2020 Performance Stock Unit Grant Form B (for Loyd A. Warnock) (incorporated by reference to Exhibit 10.17 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 6, 2020). 10.18.32* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2017 Non-Employee Director Stock Unit Grant (incorporated by reference to Exhibit 10.9 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed May 12, 2017). 10.18.33* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2018 Non-Employee Director Stock Unit Grant (incorporated by reference to Exhibit 10.1 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed August 1, 2018). 10.18.34* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2020 Non-Employee Director Stock Unit Grant (incorporated by reference to Exhibit 10.7 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed August 5, 2020). 10.19* American Water Works Company, Inc. Executive Severance Policy, dated as of December 16, 2008 (incorporated by reference to Exhibit 10.1 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed November 3, 2010). 10.20.1* American Water Works Company, Inc. Pension Plan for Employees, amended and restated effective January 1, 2016 (incorporated by reference to Exhibit 10.16.1to American Water Works Company, Inc.s Quarterly Report on Form 10-K, File No. 001-34028, filed February 18, 2020). 10.20.2* American Water Works Company, Inc. Amendment Two to the Pension Plan for Employees, amended and restated effective January 1, 2016 (incorporated by reference to Exhibit 10.16.2 to American Water Works Company, Inc.s Quarterly Report on Form 10-K, File No. 001-34028, filed February 18, 2020). 21.1 Subsidiaries of American Water Works Company, Inc. (filed herewith). 22.1 Guaranteed Securities (filed herewith). 23.1 Consent of PricewaterhouseCoopers LLP (filed herewith). 31.1 Certification of Walter J. Lynch, President and Chief Executive Officer, pursuant to Section 302 of the Sarbanes-Oxley Act (filed herewith). 31.2 Certification of M. Susan Hardwick, Executive Vice President and Chief Financial Officer, pursuant to Section 302 of the Sarbanes-Oxley Act (filed herewith). 32.1 Certification of Walter J. Lynch, President and Chief Executive Officer, pursuant to Section 906 of the Sarbanes-Oxley Act (furnished herewith). 32.2 Certification of M. Susan Hardwick, Executive Vice President and Chief Financial Officer, pursuant to Section 906 of the Sarbanes-Oxley Act (furnished herewith).