AWK 10-K Annual Report Dec. 31, 2023 | Alphaminr
American Water Works Company, Inc.
ALPHAMINR

AWK 10-K Fiscal year ended Dec. 31, 2023

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AMERICAN WATER WORKS COMPANY, INC.
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TABLE OF CONTENTS
Part IItem 1. BusinessItem 1A. Risk FactorsItem 1B. Unresolved Staff CommentsItem 1C. CybersecurityItem 2. PropertiesItem 3. Legal ProceedingsItem 4. Mine Safety DisclosuresPart IIItem 5. Market For Registrant S Common Equity, Related Stockholder Matters and Issuer Purchases Of Equity SecuritiesItem 6. [reserved]Item 7. Management S Discussion and Analysis Of Financial Condition and Results Of OperationsItem 7A. Quantitative and Qualitative Disclosures About Market RiskItem 8. Financial Statements and Supplementary DataNote 1: Organization and OperationNote 2: Significant Accounting PoliciesNote 3: Regulatory MattersNote 4: Revenue RecognitionNote 5: Acquisitions and DivestituresNote 6: Property, Plant and EquipmentNote 7: Allowance For Uncollectible AccountsNote 8: GoodwillNote 9: Shareholders EquityNote 9: ShareholdersNote 10: Stock Based CompensationNote 11: Long-term DebtNote 12: Short-term DebtNote 13: General TaxesNote 14: Income TaxesNote 15: Employee BenefitsNote 16: Commitments and ContingenciesNote 17: Earnings Per Common ShareNote 18: Fair Value Of Financial InformationNote 19: LeasesNote 20: Segment InformationNote 21: Unaudited Quarterly DataItem 9. Changes in and Disagreements with Accountants on Accounting and Financial DisclosureItem 9A. Controls and ProceduresItem 9B. Other InformationItem 9C. Disclosure Regarding Foreign Jurisdictions That Prevent InspectionsPart IIIItem 10. Directors, Executive Officers and Corporate GovernanceItem 11. Executive CompensationItem 12. Security Ownership Of Certain Beneficial Owners and Management and Related Stockholder MattersItem 13. Certain Relationships and Related Transactions, and Director IndependenceItem 14. Principal Accountant Fees and ServicesPart IVItem 15. Exhibits and Financial Statement SchedulesItem 16. Form 10-k Summary

Exhibits

2.1.1# Stock Purchase Agreement, dated November 20, 2019, by and among American Water Works Company, Inc., New York American Water Company, Inc. and Liberty Utilities Co. (incorporated by reference to Exhibit 2.1 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed November 20, 2019). 2.1.2 Letter Agreement, dated June 29, 2021, by and among American Water Works Company, Inc., Liberty Utilities (Eastern Water Holdings) Corp. and New York American Water Company, Inc., with respect to the Stock Purchase Agreement, dated November 20, 2019, by and among American Water Works Company, Inc., New York American Water Company, Inc. and Liberty Utilities Co. (incorporated by reference to Exhibit 2.1 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed June 29, 2021). 2.2# Membership Interest Purchase Agreement, dated as of October 28, 2021, by and among American Water Enterprises, LLC, American Water (USA), LLC, American Water Resources, LLC, Pivotal Home Solutions, LLC, American Water Resources Holdings, LLC, American Water Works Company, Inc. and Lakehouse Buyer Inc. (incorporated by reference to Exhibit 2.1 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed October 29, 2021). 3.1 Restated Certificate of Incorporation of American Water Works Company, Inc. (incorporated by reference to Exhibit 3.1 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed November 6, 2008). 3.2 Amended and Restated Bylaws of American Water Works Company, Inc. (incorporated by reference to Exhibit 3.1 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed December 8, 2022). 4.1 Indenture, dated as of October 22, 2007, between American Water Capital Corp. andComputershare Trust Company, N.A., as successor to Wells Fargo Bank, National Association(incorporated by reference to Exhibit 4.4 to American Water Capital Corp.s Registration Statement on Form S-4, File No. 333-148284, and American Water Works Company, Inc.s Registration Statement on Form S-4, File No. 333-148284-01, filed December 21, 2007). 4.2 Indenture, dated as of December 4, 2009, between American Water Capital Corp. and Computershare Trust Company, N.A., as successor to Wells Fargo Bank, National Association (incorporated by reference to Exhibit 4.1 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed December 3, 2010). 4.3 Indenture, dated as of June 29, 2023, among American Water Capital Corp., American Water Works Company, Inc. and U.S. Bank Trust Company, National Association. (incorporated by reference to Exhibit 4.1 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed June 29, 2023). 4.4 Form of 3.625% Exchangeable Senior Note due 2026 (included in Exhibit 4.3) (incorporated by reference to Exhibit 4.1to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed June 29, 2023). 4.5 Officers Certificate, dated December 17, 2012, establishing the 4.300% Senior Notes due 2042 (incorporated by reference to Exhibit 4.1 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed December 17, 2012). 4.6 Officers Certificate, dated November 20, 2013, establishing the 3.850% Senior Notes due 2024 (incorporated by reference to Exhibit 4.1 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed November 20, 2013). 4.7 Officers Certificate, dated August 14, 2014, establishing the 3.400% Senior Notes due 2025 (incorporated by reference to Exhibit 4.1 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed August 14, 2014). 4.8 Officers Certificate, dated August 14, 2014, providing for a further issuance of the 4.300% Senior Notes due 2042 (incorporated by reference to Exhibit 4.3 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed August 14, 2014). 4.9 Officers Certificate, dated August 13, 2015, establishing the 4.300% Senior Notes due 2045 (incorporated by reference to Exhibit 4.1 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed August 13, 2015). 4.10 Officers Certificate, dated August 13, 2015, providing for a further issuance of the 3.400% Senior Notes due 2025 (incorporated by reference to Exhibit4.3 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed August 13, 2015). 4.11 Officers Certificate, dated November 17, 2016, establishing the 3.000% Senior Notes due 2026 (incorporated by reference to Exhibit 4.1 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed November 17, 2016). 4.12 Officers Certificate, dated November 17, 2016, establishing the 4.000% Senior Notes due 2046 (incorporated by reference to Exhibit 4.2 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed November 17, 2016). 4.13 Officers Certificate, dated August 10, 2017, establishing the 2.950% Senior Notes due 2027 (incorporated by reference to Exhibit 4.1 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed August 10, 2017). 4.14 Officers Certificate, dated August 10, 2017, establishing the 3.750% Senior Notes due 2047 (incorporated by reference to Exhibit 4.2 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed August 10, 2017). 4.15 Officers Certificate, dated August 9, 2018, establishing the 3.750% Senior Notes due 2028 (incorporated by reference to Exhibit 4.1 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed August 9, 2018). 4.16 Officers Certificate, dated August 9, 2018, establishing the 4.200% Senior Notes due 2048 (incorporated by reference to Exhibit 4.2 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed August 9, 2018). 4.17 Officers Certificate, dated May 13, 2019, establishing the 3.450% Senior Notes due 2029 (incorporated by reference to Exhibit 4.1 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed on May 13, 2019). 4.18 Officers Certificate, dated May 13, 2019, establishing the 4.150% Senior Notes due 2049 (incorporated by reference to Exhibit 4.2 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed on May 13, 2019). 4.19 Officers Certificate, dated April 14, 2020, establishing the 2.800% Senior Notes due 2030 (incorporated by reference to Exhibit 4.1 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed April 14, 2020). 4.20 Officers Certificate, dated April 14, 2020, establishing the 3.450% Senior Notes due 2050 (incorporated by reference to Exhibit 4.2 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed April 14, 2020). 4.21 Officers Certificate, dated May 14, 2021, establishing the 2.300% Senior Notes due 2031 (incorporated by reference to Exhibit 4.1 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed on May 14, 2021). 4.22 Officers Certificate, dated May 14, 2021, establishing the 3.250% Senior Notes due 2051 (incorporated by reference to Exhibit 4.2 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed on May 14, 2021). 4.23 Officers Certificate, dated May 5, 2022, establishing the 4.450% Senior Notes due 2032 (incorporated by reference to Exhibit 4.1 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed on May 5, 2022). 4.24 Description of American Water Works Company, Inc.s Equity Securities (filed herewith). 10.1.1# Third Amended and Restated Credit Agreement, dated as of October 26, 2022, by and among American Water Works Company, Inc., American Water Capital Corp., each of the Lenders party thereto, Wells Fargo Bank, National Association, as administrative agent, JPMorgan Chase Bank, N.A., as syndication agent, and Mizuho Bank, Ltd., PNC Bank, National Association, and U.S. Bank National Association, as co-documentation agents (incorporated by reference to Exhibit 10.1 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed on October 31, 2022). 10.1.2 First Amendment, dated as of June 21, 2023, to the Third Amended and Restated Credit Agreement, dated as of October 26, 2022, by and among American Water Works Company, Inc., American Water Capital Corp.,each of the Lenders party thereto, Wells Fargo Bank, National Association, as administrative agent, JPMorgan Chase Bank, N.A., as syndication agent, and Mizuho Bank, Ltd., PNC Bank, National Association, U.S. Bank National Association, and Bank of America, N.A., as co-documentation agents (incorporated by reference to Exhibit 10.1 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed July 26, 2023). 10.1.3 Extension Agreement, dated October 26, 2023, by and among American Water Works Company, Inc., American Water Capital Corp., each of the Lenders party thereto, and Wells Fargo Bank, National Association, as administrative agent(incorporated by reference toExhibit 10.1 toAmerican Water Company Inc.s Quarterly Report on Form 10-Q, FileNo.001-34028, filed November 1, 2023). 10.2 Support Agreement, dated June 22, 2000, together with First Amendment to Support Agreement, dated July 26, 2000, by and between American Water Works Company, Inc. and American Water Capital Corp. (incorporated by reference to Exhibit 10.3 to American Water Capital Corp.s Registration Statement on Form S-1, File No. 333-145757-01, and American Water Works Company, Inc.s Registration Statement on Form S-1, File No. 333-145757, filed October 11, 2007). 10.3* Offer Letter for Employment, dated as of February 2, 2022, between American Water Works Company, Inc. and M. Susan Hardwick (incorporated by reference to Exhibit 10.3 to American Water Works Company, Inc.s Annual Report on Form 10-K, File No. 001-34028, filed February 16, 2022). 10.4* Offer Letter for Employment, dated February 16, 2021, between American Water Works Company, Inc. and Cheryl Norton (incorporated by reference to Exhibit 10.13 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 3, 2021). 10.5* Offer Letter for Employment, dated January 21, 2022, between American Water Works Company, Inc. and James H. Gallegos (incorporated by reference to Exhibit 10.11 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed April 27, 2022). 10.6* Offer Letter for Employment, dated April 27, 2022, between American Water Works Company, Inc. and John C. Griffith (incorporated by reference to Exhibit 10.1 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed July 27, 2022). 10.7* Amended and Restated American Water Works Company, Inc. Deferred Compensation Plan, dated as of January 1, 2001 (incorporated by reference to Exhibit 10.9 to American Water Capital Corp.s Registration Statement on Form S-1, File No. 333-145757-01, and American Water Works Company, Inc.s Registration Statement on Form S-1, File No. 333-145757, filed October 11, 2007). 10.8* Nonqualified Deferred Compensation Plan for Non-Employee Directors of American Water Works Company, Inc., as amended and restated, effective as of January 1, 2009 (incorporated by reference to Exhibit 10.38 to American Water Works Company, Inc.s Registration Statement on Form S-1, File No. 333-155245, filed November 18, 2008). 10.9.1* Nonqualified Savings and Deferred Compensation Plan for Employees of American Water Works Company, Inc. and Its Designated Subsidiaries, as amended and restated, effective as of June 1, 2018 (incorporated by reference to Exhibit 10.9.3 to American Water Works Company, Inc.s Annual Report on Form 10-K, File No. 001-34028, filed February 19, 2019). 10.9.2* Amendment No. 2019-1 to the Nonqualified Savings and Deferred Compensation Plan for Employees of American Water Works Company, Inc. and its Designated Subsidiaries, as amended and restated, effective as of November 1, 2019 (incorporated by reference to Exhibit 4.1.2 to American Water Works Company, Inc.s Registration Statement on Form S-8, File No. 333-235598, filed December 19. 2019). 10.10* Amended and Restated American Water Works Company, Inc. Executive Retirement Plan, dated as of March 1, 2007 (incorporated by reference to Exhibit 10.8 to American Water Capital Corp.s Registration Statement on Form S-1, File No. 333-145757-01, and American Water Works Company, Inc.s Registration Statement on Form S-1, File No. 333-145757, filed October 11, 2007). 10.11.2* Amendment 2016-1 to American Water Works Company, Inc. Annual Incentive Plan (now known as theAnnual Performance Plan), effective January 1, 2016 (incorporated by reference to Exhibit 10.14.2 to American Water Works Company, Inc.s Annual Report on Form 10-K, File No. 001-34028, filed February 25, 2016). 10.12* Second Amended and Restated American Water Works Company, Inc. and its Designated Subsidiaries 2017 Nonqualified Employee Stock Purchase Plan, adopted on July 27, 2018, effective as of February 5, 2019 (incorporated by reference to Exhibit 10.2 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed October 31, 2018). 10.13.2* American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan 2017 Restricted Stock Unit Grant (incorporated by reference to Exhibit 10.1.1 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May3, 2017). 10.13.3* American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan 2017 Performance Stock Unit Grant Form A-1 (incorporated by reference to Exhibit 10.2.1 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May3, 2017). 10.13.4* American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan 2017 Performance Stock Unit Grant Form B-1 (incorporated by reference to Exhibit 10.2.3 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May3, 2017). 10.13.5* American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan 2013 Stock Unit Grant Form for Non-Employee Directors (incorporated by reference to Exhibit 10.1 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed August7, 2013). 10.13.6* American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan 2014 Stock Unit Grant Form for Non-Employee Directors (incorporated by reference to Exhibit 10.5 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed August6, 2014). 10.13.7* American Water Works Company, Inc. 2007 Omnibus Equity Compensation Plan 2016 Stock Unit Grant Form for Non-Employee Directors (incorporated by reference to Exhibit 10.1 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed August3, 2016). 10.14.1* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan (incorporated by reference to Exhibit 10.1 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed August 2, 2017). 10.14.2* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2018 Restricted Stock Unit Grant (incorporated by reference to Exhibit 10.3 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 2, 2018). 10.14.3* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2019 Restricted Stock Unit Grant (incorporated by reference to Exhibit 10.1 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 1, 2019). 10.14.4* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2020 Restricted Stock Unit Grant.(incorporated by reference to Exhibit 10.3 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 6, 2020). 10.14.5* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2021 Restricted Stock Unit Grant (incorporated by reference to Exhibit 10.1 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 3, 2021). 10.14.6* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2022 Restricted Stock Unit Grant (incorporated by reference to Exhibit 10.1 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed April 27, 2022). 10.14.7* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2022 Restricted Stock Unit Grant (for CEO, CFO and COO) (incorporated by reference to Exhibit 10.2 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed April 27, 2022). 10.14.8* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2017 Performance Stock Unit Grant Form A-1 (incorporated by reference to Exhibit 10.5 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed May 12, 2017). 10.14.9* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2017 Performance Stock Unit Grant Form B-1 (incorporated by reference to Exhibit 10.7 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed May 12, 2017). 10.14.10* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2018 Performance Stock Unit Grant Form A-1 (incorporated by reference to Exhibit 10.7 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 2, 2018). 10.14.11* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2018 Performance Stock Unit Grant Form B-1 (incorporated by reference to Exhibit 10.11to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 2, 2018). 10.14.12* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2019 Performance Stock Unit Grant Form A-1 (incorporated by reference to Exhibit 10.6 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 1, 2019). 10.14.13* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2019 Performance Stock Unit Grant Form B-1 (corrected) (incorporated by reference to Exhibit 10.14.33 to American Water Works Company, Inc.s Quarterly Report on Form 10-K, File No. 001-34028, filed February 18, 2020). 10.14.14* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2020 Performance Stock Unit Grant Form A-1 (incorporated by reference to Exhibit 10.8 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 6, 2020). 10.14.15* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2020 Performance Stock Unit Grant Form A-2 (incorporated by reference to Exhibit 10.9 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 6, 2020). 10.14.16* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2020 Performance Stock Unit Grant Form B-1 (incorporated by reference to Exhibit 10.13 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 6, 2020). 10.14.17* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2020 Performance Stock Unit Grant Form B-2 (incorporated by reference to Exhibit 10.14 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 6, 2020). 10.14.18* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2021 Performance Stock Unit Grant Form A-1 (incorporated by reference to Exhibit 10.5 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed May 3, 2021). 10.14.19* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2021 Performance Stock Unit Grant Form B-1 (as amended) (incorporated by reference to Exhibit 10.13.23 to American Water Works Company, Inc.s Annual Report on Form 10-K, File No. 001-34028, filed February 15, 2023). 10.14.20* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2022 Performance Stock Unit Grant Form A (incorporated by reference to Exhibit 10.4 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed April 27, 2022). 10.14.21* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2022 Performance Stock Unit Grant Form A (for CEO, CFO and COO) (incorporated by reference to Exhibit 10.5 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed April 27, 2022). 10.14.22* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2022 Performance Stock Unit Grant Form B (incorporated by reference to Exhibit 10.7 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed April 27, 2022). 10.14.23* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2022 Performance Stock Unit Grant Form B (for CEO, CFO and COO) (incorporated by reference to Exhibit 10.8 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed April 27, 2022). 10.14.24* Form of American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2023 Restricted Stock Unit Grant (incorporated by reference to Exhibit 10.1 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed April 26, 2023). 10.14.25* Form of American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2023 Restricted Stock Unit Grant (for CEO, CFO and COO) (incorporated by reference to Exhibit 10.2 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed April 26, 2023). 10.14.26* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2023 Performance Stock Unit Grant Form A-1 (incorporated by reference to Exhibit 10.3 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed April 26, 2023). 10.14.27* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2023 Performance Stock Unit Grant Form A-2 (for CEO, CFO and COO) (incorporated by reference to Exhibit 10.4 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed April 26, 2023). 10.14.28* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2023 Performance Stock Unit Grant Form B-1 (incorporated by reference to Exhibit 10.5 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed April 26, 2023). 10.14.29* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2023 Performance Stock Unit Grant Form B-2 (for CEO, CFO and COO) (incorporated by reference to Exhibit 10.6 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed April 26, 2023). 10.14.30* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2017 Non-Employee Director Stock Unit Grant (incorporated by reference to Exhibit 10.9 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed May 12, 2017). 10.14.31* American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2023 Stock Unit Grant Form for Non-Employee Directors (incorporated by reference to Exhibit 10.2 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed July 26, 2023). 10.15* American Water Works Company, Inc. Executive Severance Policy, as amended and restated as of July 27, 2021 (incorporated by reference to Exhibit 10.2 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed August 2, 2021). 10.16* American Water Works Company, Inc. Change of Control Severance Policy, dated as of July 27, 2021 (incorporated by reference to Exhibit 10.3 to American Water Works Company, Inc.s Quarterly Report on Form 10-Q, File No. 001-34028, filed August 2, 2021). 10.17.1#* American Water Works Company, Inc. Pension Plan for Employees, as amended and restated effective December 31, 2022 (incorporated by reference to Exhibit 10.16 to American Water Works Company, Inc.s Annual Report on Form 10-K, File No. 001-34028, filed February 15, 2023). 10.17.2* American Water Works Company, Inc. Amendment 2023-1 to the Pension Plan for Employees (as amended and restated effective December 31, 2022), dated December 20, 2023 (filed herewith). 10.17.3* American Water Works Company, Inc. Amendment 2023-2 to the Pension Plan for Employees (as amended and restated effective December 31, 2022), dated December 29, 2023 (filed herewith). 10.18.1# Secured Seller Note Agreement, dated December 9, 2021, by and among Lakehouse Bidco Inc., Lakehouse Buyer Inc., American Water Resources, LLC, Pivotal Home Solutions, LLC, American Water Resources Holdings, LLC, American Water Resources of Texas, LLC, American Water Resources of Florida, LLC, and American Water Enterprises, LLC (incorporated by reference to Exhibit 10.1 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed December 9, 2021). 10.18.2# Amendment No. 1 to Secured Seller Note Agreement, dated as of February 2, 2024, by and among Lakehouse Bidco Inc., Lakehouse Buyer Inc., American Water Resources, LLC, Pivotal Home Solutions, LLC, American Water Resources Holdings, LLC, American Water Resources of Texas, LLC, American Water Resources of Florida, LLC, and American Water Enterprises, LLC (incorporated by reference to Exhibit 10.1.2 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed February 5, 2024). 10.19 Revenue Share Agreement, dated December 9, 2021, by and among American Water Works Company, Inc., American Water Resources, LLC, Pivotal Home Solutions, LLC and American Water Resources Holdings, LLC (incorporated by reference to Exhibit 10.2 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed December 9, 2021). 21.1 Subsidiaries of American Water Works Company, Inc. (filed herewith). 22.1 Guaranteed Securities (filed herewith). 23.1 Consent of PricewaterhouseCoopers LLP (filed herewith). 31.1 Certification of M. Susan Hardwick, President and Chief Executive Officer, pursuant to Section 302 of the Sarbanes-Oxley Act (filed herewith). 31.2 Certification of John C. Griffith, Executive Vice President and Chief Financial Officer, pursuant to Section 302 of the Sarbanes-Oxley Act (filed herewith). 32.1 Certification of M. Susan Hardwick, President and Chief Executive Officer, pursuant to Section 906 of the Sarbanes-Oxley Act (furnished herewith). 32.2 Certification of John C. Griffith, Executive Vice President and Chief Financial Officer, pursuant to Section 906 of the Sarbanes-Oxley Act (furnished herewith). 97.1 American Water Works Company, Inc. Incentive-Based Compensation Recovery Policy, dated as of December 1, 2023 (filed herewith).