AWK 10-Q Quarterly Report Sept. 30, 2020

AMERICAN WATER WORKS COMPANY, INC.

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DEF 14A	Filed on March 25, 2011
DEF 14A	Filed on March 26, 2010

TABLE OF CONTENTS

Part I. Financial Information Item 1. Consolidated Financial Statements Note 1: Basis Of Presentation Note 2: Significant Accounting Policies Note 3: Impact Of Novel Coronavirus (covid-19) Pandemic Note 4: Revenue Recognition Note 5: Acquisitions and Divestitures Note 6: Shareholders' Equity Note 7: Long-term Debt Note 8: Short-term Debt Note 9: Income Taxes Note 10: Pension and Other Postretirement Benefits Note 11: Commitments and Contingencies Note 12: Earnings Per Common Share Note 13: Fair Value Of Financial Information Note 14: Leases Note 15: Segment Information Item 2. Management S Discussion and Analysis Of Financial Condition and Results Of Operations Item 3. Quantitative and Qualitative Disclosures About Market Risk Item 4. Controls and Procedures Part II. Other Information Item 1. Legal Proceedings Item 1A. Risk Factors Item 2. Unregistered Sales Of Equity Securities and Use Of Proceeds Item 3. Defaults Upon Senior Securities Item 4. Mine Safety Disclosures Item 5. Other Information Item 6. Exhibits

Exhibits

#2.1 Stock Purchase Agreement, dated November 20, 2019, by and among American Water Works Company, Inc., New York American Water Company, Inc. and Liberty Utilities Co. (incorporated by reference to Exhibit 2.1 to American Water Works Company, Inc.s Current Report on Form 8-K, File No. 001-34028, filed November 20, 2019). 3.1 Restated Certificate of Incorporation of American Water Works Company, Inc. (incorporated by reference to Exhibit 3.1 to the Companys Quarterly Report on Form 10-Q, File No. 001-34028, filed November 6, 2008). 3.2 Amended and Restated Bylaws of American Water Works Company, Inc. (incorporated by reference to Exhibit 3.2 to the Companys Quarterly Report on Form 10-Q, File No. 001-34028, filed August 5, 2015). *10.1 Offer Letter for Employment, dated August 5, 2020, between American Water Works Company, Inc. and Adam Noble. *10.2 American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan 2020 Restricted Stock Unit Grant (for Adam Noble). *31.1 Certification of Walter J. Lynch, President and Chief Executive Officer, pursuant to Section 302 of the Sarbanes-Oxley Act. *31.2 Certification of M. Susan Hardwick, Executive Vice President and Chief Financial Officer, pursuant to Section 302 of the Sarbanes-Oxley Act. **32.1 Certification of Walter J. Lynch, President and Chief Executive Officer, pursuant to Section 906 of the Sarbanes-Oxley Act. **32.2 Certification of M. Susan Hardwick, Executive Vice President and Chief Financial Officer, pursuant to Section 906 of the Sarbanes-Oxley Act.

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AWK 10-Q Quarter ended Sept. 30, 2020

Exhibits