AXP 10-K Annual Report Dec. 31, 2018 | Alphaminr
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AXP 10-K Fiscal year ended Dec. 31, 2018

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AMERICAN EXPRESS CO
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TABLE OF CONTENTS
Part IItem 1. BusinessItem 1A. Risk FactorsItem 1B. Unresolved Staff CommentsItem 2. PropertiesItem 3. Legal ProceedingsItem 4. Mine Safety DisclosuresPart IIItem 5. Market For Registrant S Common Equity, Related Stockholder Matters and Issuer Purchases Of Equity SecuritiesItem 6. Selected Financial DataItem 7. Management S Discussion and Analysis Of Financial Condition and Results Of Operations (md&a)Item 7A. Quantitative and Qualitative Disclosures About Market RiskItem 8. Financial Statements and Supplementary DataItem 9. Changes in and Disagreements with Accountants on Accounting and Financial DisclosureItem 9A. Controls and ProceduresItem 9B. Other InformationPart IIIItem 14. Principal Accounting Fees and ServicesPart IVItem 15. Exhibits, Financial Statement SchedulesItem 16. Form 10-k Summary

Exhibits

3.1 Company's Amended and Restated Certificate of Incorporation as amended through February 27, 2015 (incorporated by reference to Exhibit3.1 the Company's Quarterly Report on Form10-Q (Commission File No.1-7657) for the quarter ended March31, 2015). 3.2 Company's By-Laws, as amended through September 26, 2016 (incorporated by reference to Exhibit 3.1 of the Company's Current Report on Form 8-K (Commission File No. 1-7657), dated September 26, 2016). 10.1 American Express Company Deferred Compensation Plan for Directors and Advisors, as amended and restated effective April 1, 2018 (incorporated by reference to Exhibit 10.3 of the Company's Quarterly Report on Form 10-Q (Commission File No. 1-7657) for the quarter ended March 31, 2018). 10.2 American Express Company 2007 Pay-for-Performance Deferral Program Document (incorporated by reference to Exhibit10.1 of the Company's Current Report on Form8-K (Commission File No.1-7657), dated November20, 2006 (filed November22, 2006)). 10.3 Description of amendments to 19942006 Pay-for-Performance Deferral Programs (incorporated by reference to Exhibit10.13 of the Company's Annual Report on Form10-K (Commission File No.1-7657) for the year ended December31, 2006). 10.7 Amendment to the Pre-2008 Nonqualified Deferred Compensation Plans of American Express Company (incorporated by reference to Exhibit10.19 of the Company's Annual Report on Form10-K (Commission File No.1-7657) for the year ended December31, 2008). 10.12 Amendment to American Express Company Key Executive Life Insurance Plan, effective as of January22, 2007 (incorporated by reference to Exhibit10.22 of the Company's Annual Report on Form10-K (Commission File No.1-7657) for the year ended December31, 2006). 10.13 Amendment to American Express Company Key Executive Life Insurance Plan, effective as of January1, 2011 (incorporated by reference to Exhibit10.24 of the Company's Annual Report on Form10-K (Commission File No.1-7657) for the year ended December31, 2010). 10.20 Second Amendment and Restatement of the American Express Retirement Restoration Plan (f/k/a Supplemental Retirement Plan) (as amended and restated effective as of January1, 2012) (incorporated by reference to Exhibit10.28 of the Company's Annual Report on Form10-K (Commission File No.1-7657) for the year ended December31, 2011). 10.21 Third Amendment to the American Express Retirement Restoration Plan (f/k/a Supplemental Retirement Plan) (dated March 29, 2012) (incorporated by reference to Exhibit10.1 of the Company's Quarterly Report on Form10-Q (Commission File No.1-7657) for the quarter ended March31, 2012). 10.22 Fourth Amendment to the American Express Retirement Restoration Plan (f/k/a Supplemental Retirement Plan) (dated October 24, 2012) (incorporated by reference to Exhibit10.31 of the Company's Annual Report on Form10-K (Commission File No.1-7657) for the year ended December31, 2012). 10.23 Fifth Amendment to the American Express Retirement Restoration Plan (f/k/a Supplemental Retirement Plan) (dated May1, 2013) (incorporated by reference to Exhibit10.1 of the Company's Quarterly Report on Form10-Q (Commission File No.1-7657) for the quarter ended March31, 2013). 10.24 Sixth Amendment to the American Express Retirement Restoration Plan (f/k/a Supplemental Retirement Plan) (dated August 16, 2013) (incorporated by reference to Exhibit10.1 of the Company's Quarterly Report on Form10-Q (Commission File No.1-7657) for the quarter ended September 30, 2013). 10.25 Seventh Amendment to the American Express Retirement Restoration Plan (f/k/a Supplemental Retirement Plan) (dated September 26, 2013) (incorporated by reference to Exhibit10.2 of the Company's Quarterly Report on Form10-Q (Commission File No.1-7657) for the quarter ended September 30, 2013). 10.26 Eighth Amendment to the American Express Retirement Restoration Plan (f/k/a Supplemental Retirement Plan) (dated December 1, 2013) (incorporated by reference to Exhibit10.36 of the Company's Annual Report on Form10-K (Commission File No.1-7657) for the year ended December31, 2013). 10.27 Ninth Amendment to the American Express Retirement Restoration Plan (f/k/a Supplemental Retirement Plan) (dated December 14, 2016) (incorporated by reference to Exhibit 10.30 of the Company's Annual Report on Form 10-K (Commission File No. 1-7657) for the year ended December 31, 2016). *10.28 Tenth Amendment to the American Express Retirement Restoration Plan (f/k/a Supplemental Retirement Plan) (dated December 17, 2018). 10.29 American Express Company 2003Share Equivalent Unit Plan for Directors, as amended and restated, effective January 1, 2015 (incorporated by reference to Exhibit10.38 of the Company's Annual Report on Form10-K (Commission File No.1-7657) for the year ended December31, 2015). 10.30 Description of Compensation Payable to Non-Management Directors effective January 1, 2015 (incorporated by reference to Exhibit10.39 of the Company's Annual Report on Form10-K (Commission File No.1-7657) for the year ended December31, 2014). 10.32 American Express Company 2007 Incentive Compensation Plan Master Agreement (as amended and restated effective January1, 2011) (incorporated by reference to Exhibit10.8 of the Company's Annual Report on Form10-K (Commission File No.1-7657) for the year ended December31, 2010). 10.33 American Express Company 2007 Incentive Compensation Plan Master Agreement (as amended and restated effective January 23, 2012) (incorporated by reference to Exhibit10.1 of the Company's Current Report on Form8-K (Commission File No.1-7657), dated January 23, 2012 (filed January 27, 2012)). 10.34 Form of nonqualified stock option award agreement for executive officers under the American Express Company 2007 Incentive Compensation Plan (for awards made after January26, 2016) (incorporated by reference to Exhibit10.43 of the Company's Annual Report on Form10-K (Commission File No.1-7657) for the year ended December31, 2015). 10.35 Form of restricted stock unit award agreement for executive officers under the American Express Company 2007 Incentive Compensation Plan (for awards made after January26, 2016) (incorporated by reference to Exhibit10.44 of the Company's Annual Report on Form10-K (Commission File No.1-7657) for the year ended December31, 2015). 10.36 Form of award agreement for executive officers in connection with Portfolio Grant awards under the American Express Company 2007 Incentive Compensation Plan (for awards made after January29, 2013) (incorporated by reference to Exhibit10.39 of the Company's Annual Report on Form10-K (Commission File No.1-7657) for the year ended December31, 2012). 10.37 American Express Company 2016 Incentive Compensation Plan (incorporated by reference to Exhibit 10.1 of the Company's Current Report on Form 8-K (Commission File No. 1-7657), dated May 2, 2016). 10.38 Form of nonqualified stock option award agreement for executive officers under the American Express Company 2016 Incentive Compensation Plan (for awards made after May 2, 2016) (incorporated by reference to Exhibit10.41 of the Company's Annual Report on Form10-K (Commission File No.1-7657) for the year ended December31, 2016). 10.39 Form of restricted stock unit award agreement for executive officers under the American Express Company 2016 Incentive Compensation Plan (for awards made after May 2, 2016) (incorporated by reference to Exhibit 10.42 of the Company's Annual Report on Form 10-K (Commission File No. 1-7657) for the year ended December 31, 2016). 10.40 Form of award agreement for executive officers in connection with Performance Grant awards (a/k/a Executive Annual Incentive Awards) under the American Express Company 2016 Incentive Compensation Plan (for awards made after May 2, 2016) (incorporated by reference to Exhibit 10.43 of the Company's Annual Report on Form 10-K (Commission File No. 1-7657) for the year ended December 31, 2016). 10.41 Form of award agreement for executive officers in connection with Portfolio Grant awards under the American Express Company 2016 Incentive Compensation Plan (for awards made after May 2, 2016) (incorporated by reference to Exhibit 10.44 of the Company's Annual Report on Form 10-K (Commission File No. 1-7657) for the year ended December 31, 2016). 10.46 Amendment dated January 29, 2018 to the agreement dated February 27, 1995 between the Company and Berkshire Hathaway Inc., on behalf of itself and its subsidiaries (incorporated by reference to Exhibit 10.1 of the Company's Current Report on Form 8-K (Commission File No. 1-7657), dated January 29, 2018 (filed January 30, 2018)). *21 Subsidiaries of the Company. *23 Consent of PricewaterhouseCoopers LLP. *31.1 Certification of Stephen J. Squeri, Chief Executive Officer, pursuant to Rule13a-14(a) promulgated under the Securities Exchange Act of 1934, as amended. *31.2 Certification of Jeffrey C. Campbell, Chief Financial Officer, pursuant to Rule13a-14(a) promulgated under the Securities Exchange Act of 1934, as amended. *32.1 Certification of Stephen J. Squeri, Chief Executive Officer, pursuant to 18U.S.C. Section1350, as adopted pursuant to Section906 of the Sarbanes-Oxley Act of 2002. *32.2 Certification of Jeffrey C. Campbell, Chief Financial Officer, pursuant to 18U.S.C. Section1350, as adopted pursuant to Section906 of the Sarbanes-Oxley Act of 2002.