AXP 10-K Annual Report Dec. 31, 2023 | Alphaminr
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AXP 10-K Fiscal year ended Dec. 31, 2023

Balance Sheet
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AMERICAN EXPRESS CO
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TABLE OF CONTENTS
Part IItem 1. BusinessItem 1A. Risk FactorsItem 1B. Unresolved Staff CommentsItem 1C. CybersecurityItem 2. PropertiesItem 3. Legal ProceedingsItem 4. Mine Safety DisclosuresPart IIItem 5. Market For Registrant S Common Equity, Related Stockholder Matters and Issuer Purchases Of Equity SecuritiesItem 6. [reserved]Item 7. Management S Discussion and Analysis Of Financial Condition and Results Of Operations (md&a)Item 7A. Quantitative and Qualitative Disclosures About Market RiskItem 8. Financial Statements and Supplementary DataItem 9. Changes in and Disagreements with Accountants on Accounting and Financial DisclosureItem 9A. Controls and ProceduresItem 9B. Other InformationItem 9C. Disclosure Regarding Foreign Jurisdictions That Prevent InspectionsPart IIIItem 14. Principal Accountant Fees and ServicesPart IVItem 15. Exhibit and Financial Statement SchedulesItem 16. Form 10-k Summary

Exhibits

3.1 Companys Amended and Restated Certificate of Incorporation, as amended through April 20, 2022 (incorporated by reference to Exhibit 3.1 of the Companys Quarterly Report on Form 10-Q (Commission File No. 1-7657) for the quarter ended March 31, 2022). 3.2 Companys By-Laws, as amended through October 19, 2022 (incorporated by reference to Exhibit 3.1 of the Companys Quarterly Report on Form 10-Q (Commission File No. 1-7657) for the quarter ended September 30, 2022). 4.2 Description of American Express Companys securities registered pursuant to Section 12 of the Securities Exchange Act of 1934, as amended (incorporated by reference to Exhibit4.2 of the Companys Annual Report on Form10-K (Commission File No.1-7657) for the year ended December31, 2020). 10.1 American Express Company Deferred Compensation Plan for Directors and Advisors, as amended and restated effective January 1, 2023(incorporated by reference to Exhibit10.1of the Companys Annual Report on Form 10-K (Commission File No. 1-7657) for the year ended December 31, 2022). 10.2 American Express Company 2007 Pay-for-Performance Deferral Program Document (incorporated by reference to Exhibit10.1 of the Companys Current Report on Form8-K (Commission File No.1-7657), dated November20, 2006 (filed November22, 2006)). 10.3 Description of amendments to 19942006 Pay-for-Performance Deferral Programs (incorporated by reference to Exhibit10.13 of the Companys Annual Report on Form10-K (Commission File No.1-7657) for the year ended December31, 2006). 10.7 Amendment to the Pre-2008 Nonqualified Deferred Compensation Plans of American Express Company (incorporated by reference to Exhibit10.19 of the Companys Annual Report on Form10-K (Commission File No.1-7657) for the year ended December31, 2008). 10.10 Amendment to American Express Company Key Executive Life Insurance Plan, effective as of January22, 2007 (incorporated by reference to Exhibit10.22 of the Companys Annual Report on Form10-K (Commission File No.1-7657) for the year ended December31, 2006). 10.11 Amendment to American Express Company Key Executive Life Insurance Plan, effective as of January1, 2011 (incorporated by reference to Exhibit10.24 of the Companys Annual Report on Form10-K (Commission File No.1-7657) for the year ended December31, 2010). 10.17 Twelfth Amendment and Restatement of the American Express Retirement Restoration Plan (f/k/a Supplemental Retirement Plan) (as amended and restated effective as of January 1, 2023)(incorporated by reference to Exhibit10.20of the Companys Annual Report on Form 10-K (Commission File No. 1-7657) for the year ended December 31, 2022). 10.18 American Express Company 2003Share Equivalent Unit Plan for Directors, as amended and restated, effective January 1, 2015 (incorporated by reference to Exhibit10.38 of the Companys Annual Report on Form10-K (Commission File No.1-7657) for the year ended December31, 2015). 10.19 Description of Compensation Payable to Non-Management Directors, effective January 1, 2022(incorporated by reference to Exhibit10.22of the Companys Annual Report on Form 10-K (Commission File No. 1-7657) for the year ended December 31, 2022). 10.21 American Express Company 2007 Incentive Compensation Plan Master Agreement (as amended and restated effective January 23, 2012) (incorporated by reference to Exhibit10.1 of the Companys Current Report on Form8-K (Commission File No.1-7657), dated January 23, 2012 (filed January 27, 2012)). 10.22 Form of nonqualified stock option award agreement for executive officers under the American Express Company 2007 Incentive Compensation Plan (for awards made after January26, 2016) (incorporated by reference to Exhibit10.43 of the Companys Annual Report on Form10-K (Commission File No.1-7657) for the year ended December31, 2015). 10.23 American Express Company 2016 Incentive Compensation Plan (as amended and restated effective May 5, 2020) (incorporated by reference to Exhibit 10.1 of the Companys Current Report on Form 8-K (Commission File No. 1-7657), dated May 5, 2020 (filed May 7, 2020)). * 10.24 Form of nonqualified stock option award agreement for executive officers under the American Express Company 2016 Incentive Compensation Plan. * 10.25 Form of restrictedstock unit/restricted stockaward agreement for executive officers under the American Express Company 2016 Incentive Compensation Plan. 10.26 Form of award agreement for executive officers in connection with Performance Grant awards (a/k/a Executive Annual Incentive Awards) under the American Express Company 2016 Incentive Compensation Plan (for awards made after May 2, 2016) (incorporated by reference to Exhibit 10.43 of the Companys Annual Report on Form 10-K (Commission File No. 1-7657) for the year ended December 31, 2016). 10.27 Form of notice agreement in connection with Annual Incentive Awards under the American Express Company 2016 Incentive Compensation Plan (incorporated by reference to Exhibit10.42 of the Companys Annual Report on Form10-K (Commission File No.1-7657) for the year ended December31, 2019). 10.28 Restated Letter Agreement, dated May 6, 2019, between American Express Company and Berkshire Hathaway Inc., on behalf of itself and its subsidiaries (incorporated by reference to Exhibit 10.1 of the Companys Current Report on Form 8-K (Commission File No. 1-7657), dated May 6, 2019 (filed May 6, 2019)). 10.30 Amendment No. 1, dated March 29, 2019, to the Time Sharing Agreement, dated February 13, 2018, by and between American Express Travel Related Services Company, Inc. and Stephen J. Squeri (incorporated by reference to Exhibit10.1 of the Companys Quarterly Report on Form10-Q (Commission File No.1-7657) for the quarter ended March31, 2019). 10.31 Amendment No. 2, dated July 26, 2019, to the Time Sharing Agreement, dated February 13, 2018, by and between American Express Travel Related Services Company, Inc. and Stephen J. Squeri (incorporated by reference to Exhibit 10.1 of the Companys Quarterly Report on Form 10-Q (Commission File No. 1-7657) for the quarter ended September 30, 2019). 10.32 Amendment No. 3, dated December 15, 2020, to the Time Sharing Agreement, dated February 13, 2018, by and between American Express Travel Related Services Company, Inc. and Stephen J. Squeri (incorporated by reference to Exhibit 10.46 of the Companys Annual Report on Form 10-K (Commission File No. 1-7657) for the year ended December 31, 2020). 10.33 Amendment No. 4, dated December 28, 2021, to the Time Sharing Agreement, dated February 13, 2018, by and between American Express Travel Related Services Company, Inc. and Stephen J. Squeri (incorporated by reference to Exhibit 10.46 of the Companys Annual Report on Form 10-K (Commission File No. 1-7657) for the year ended December 31, 2021). 10.34 Amendment No. 5, dated July 27, 2022, to the Time Sharing Agreement, dated February 13, 2018, by and between American Express Travel Related Services Company, Inc. and Stephen J. Squeri (incorporated by reference to Exhibit 10.1 of the Companys Quarterly Report on Form 10-Q (Commission File No. 1-7657) for the quarter ended September 30, 2022). * 21 Subsidiaries of the Company. * 23 Consent of PricewaterhouseCoopers LLP. * 31.1 Certification of Stephen J. Squeri, Chief Executive Officer, pursuant to Rule13a-14(a) promulgated under the Securities Exchange Act of 1934, as amended. * 31.2 Certification of Christophe Y. Le Caillec, Chief Financial Officer, pursuant to Rule13a-14(a) promulgated under the Securities Exchange Act of 1934, as amended. * 32.1 Certification of Stephen J. Squeri, Chief Executive Officer, pursuant to 18U.S.C. Section1350, as adopted pursuant to Section906 of the Sarbanes-Oxley Act of 2002. * 32.2 Certification of Christophe Y. Le Caillec, Chief Financial Officer, pursuant to 18U.S.C. Section1350, as adopted pursuant to Section906 of the Sarbanes-Oxley Act of 2002. * 97 American Express Company Policy for the Recovery of Erroneously Awarded Compensation.