AZPN 10-K Annual Report June 30, 2020 | Alphaminr
ASPEN TECHNOLOGY INC /DE/

AZPN 10-K Fiscal year ended June 30, 2020

ASPEN TECHNOLOGY INC /DE/
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TABLE OF CONTENTS
Part IItem 1. BusinessItem 1A. Risk FactorsItem 1B. Unresolved Staff CommentsItem 2. PropertiesItem 3. Legal ProceedingsItem 4. Mine Safety DisclosuresPart IIItem 5. Market For Registrant's Common Equity, Related Stockholder Matters and Issuer Purchases Of Equity SecuritiesItem 6. Selected Financial DataItem 7. Management's Discussion and Analysis Of Financial Condition and Results Of OperationsItem 7A. Quantitative and Qualitative Disclosures About Market RiskItem 8. Financial Statements and Supplementary DataItem 9. Changes in and Disagreements with Accountants on Accounting and Financial DisclosureItem 9A. Controls and ProceduresItem 9B. Other InformationPart IIIItem 10. Directors, Executive Officers and Corporate GovernanceItem 11. Executive CompensationItem 12. Security Ownership Of Certain Beneficial Owners and Management and Related Stockholder MattersItem 13. Certain Relationships and Related Transactions, and Director IndependenceItem 14. Principal Accounting Fees and ServicesPart IVItem 15. Exhibits and Financial Statement Schedules

Exhibits

3.1 Certificate of Incorporation of Aspen Technology,Inc., as amended 3.2 Amended and Restated By-laws of Aspen Technology,Inc., adopted on May 19, 2020 4.2 Description of Securities 10.1 Lease Agreement dated January27, 2014 between RAR2-Crosby Corporate Center QRS,Inc. and Aspen Technology,Inc. regarding 20, 22 and 28 Crosby Drive, Bedford, Massachusetts 10.2 System License Agreement dated March30, 1982 between Aspen Technology,Inc. and the Massachusetts Institute of Technology 10.3 Amendment dated March30, 1982 to System License Agreement dated March30, 1982 between Aspen Technology,Inc. and the Massachusetts Institute of Technology 10.4 Rule 2.7 Announcement, dated January 12, 2016 10.5 364-Day Bridge Credit Agreement, dated as of January 12, 2016, among Aspen Technology, Inc., as borrower, the lenders party thereto, JPMorgan Chase Bank, N.A., as administrative agent, and J.P. Morgan Securities LLC, as sole lead arranger and sole bookrunner 10.6 Credit Agreement, dated as of February 26, 2016, among Aspen Technology, Inc., as borrower, the lenders, co-documentation agents and issuing banks party thereto, JPMorgan Chase Bank, N.A., as administrative agent, joint lead arranger and joint bookrunner, and Silicon Valley Bank, as syndication agent, joint lead arranger and joint bookrunner 10.7 Incremental Facility Amendment, dated as of August 9, 2017, to the Credit Agreement dated as of February 26, 2016 among Aspen Technology, Inc. as borrower, the lenders, JPMorgan Chase Bank, N.A. as administrative agent and issuing bank, and certain other Lenders acting in such capacity from time to time, as issuing banks 10.8 Amended and Restated Credit Agreement dated as of December 23, 2019, among Aspen Technology, Inc., as borrower, the lenders party thereto, JPMorgan Chase Bank, N.A., as administrative agent, joint lead arranger and joint bookrunner, Silicon Valley Bank, as joint lead arranger, joint bookrunner and syndication agent, and Citibank N.A., Citizens Bank, N.A., TD Bank, N.A. and Wells Fargo Bank, N.A., as co-documentation agents 10.9 First Amendment to Amended and Restated Credit Agreement dated as of August 5, 2020, among Aspen Technology, Inc., as borrower, the lenders party thereto, JPMorgan Chase Bank, N.A., as administrative agent, joint lead arranger and joint bookrunner, Silicon Valley Bank, as joint lead arranger, joint bookrunner and syndication agent, and Citibank N.A., Citizens Bank, N.A., TD Bank, N.A. and Wells Fargo Bank, N.A., as co-documentation agents 10.10 Master Confirmation-Accelerated Share Repurchase Dated August 29, 2016, with J.P. Morgan Securities, as agent for JP Morgan Chase Bank 10.11 Stock Purchase Agreement dated October 26, 2016 by and among AspenTech Holding Corporation, Mtelligence Corporation, each of the stockholders and key sellers of Mtelligence Corporation, and Cito Capital Corporation 10.12^ Aspen Technology,Inc. 2010 Equity Incentive Plan 10.13^ Form of Terms and Conditions of Restricted Stock Unit Agreement granted under Aspen Technology,Inc. 2010 Equity Incentive Plan 10.14^ Form of Terms and Conditions of Stock Option Agreement Granted under Aspen Technology,Inc. 2010 Equity Incentive Plan 10.15^ Aspen Technology, Inc. 2016 Omnibus Incentive Plan 10.16^ Form of Terms and Conditions of Restricted Stock Unit Agreement Granted Under Aspen Technology Inc. 2016 Omnibus Incentive Plan 10.17^ Form of Terms and Conditions of Stock Option Agreement Granted Under Aspen Technology Inc. 2016 Omnibus Incentive Plan 10.18^ Aspen Technology,Inc. Executive Annual Incentive Bonus Plan (Fiscal Year 2016) 10.19^ Aspen Technology, Inc. Executive Annual Bonus Plan (Fiscal Year 2017) 10.20^ Aspen Technology, Inc. Executive Annual Bonus Plan (Fiscal Year 2017)(Correction of the exhibit filed as Exhibit 10.1 of the 8-K filed on July 22, 2016, in which Growth in Annual Spend was referred to as Growth in License Annual Spend) 10.21^ Aspen Technology, Inc. Executive Annual Incentive Bonus Plan (Fiscal Year 2018) 10.22^ Aspen Technology, Inc. Executive Annual Incentive Bonus Plan (Fiscal Year 2019) 10.23^ Aspen Technology, Inc. FY20 Executive Bonus Plan 10.24^ Aspen Technology, Inc. FY21 Executive Bonus Plan 10.25^ Letter agreement dated August 2, 2019 between Aspen Technology, Inc. and Gary M. Weiss 10.26^ Amended and Restated Executive Retention Agreement dated January 31, 2019 entered into by Aspen Technology, Inc. and Antonio J. Pietri 10.27^ Form of Amended and Restated Executive Retention Agreement dated January 31, 2019 entered into between Aspen Technology, Inc. and each of Gary M. Weiss, Karl E. Johnsen and Frederic G. Hammond 10.28^ Form of Confidentiality and Non-Competition Agreement of Aspen Technology, Inc. 10.29^ Non-Competition and Non-Solicitation Agreement dated July1, 2013 entered into by Aspen Technology,Inc. and Antonio J. Pietri 21.1 Subsidiaries of Aspen Technology,Inc. 23.1 Consent of KPMGLLP 31.1 Certification of Principal Executive Officer Pursuant to Section302 of the Sarbanes-Oxley Act of 2002 31.2 Certification of Principal Financial Officer Pursuant to Section302 of the Sarbanes-Oxley Act of 2002 32.1* Certification Pursuant to 18 U.S.C. Section1350, As Adopted Pursuant to Section906 of the Sarbanes-Oxley Act of 2002