AZPN 10-K Annual Report June 30, 2021 | Alphaminr
ASPEN TECHNOLOGY INC /DE/

AZPN 10-K Fiscal year ended June 30, 2021

ASPEN TECHNOLOGY INC /DE/
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PROXIES
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Filed on March 15, 2010
TABLE OF CONTENTS
Part IItem 1. BusinessItem 1A. Risk FactorsItem 1B. Unresolved Staff CommentsItem 2. PropertiesItem 3. Legal ProceedingsItem 4. Mine Safety DisclosuresPart IIItem 5. Market For Registrant's Common Equity, Related Stockholder Matters and Issuer Purchases Of Equity SecuritiesItem 6. Selected Financial DataItem 7. Management's Discussion and Analysis Of Financial Condition and Results Of OperationsItem 7A. Quantitative and Qualitative Disclosures About Market RiskItem 8. Financial Statements and Supplementary DataItem 9A. Controls and ProceduresPart IIIItem 10. Directors, Executive Officers and Corporate GovernanceItem 11. Executive CompensationItem 12. Security Ownership Of Certain Beneficial Owners and Management and Related Stockholder MattersItem 13. Certain Relationships and Related Transactions, and Director IndependenceItem 14. Principal Accounting Fees and ServicesPart IVItem 15. Exhibits and Financial Statement Schedules

Exhibits

3.1 Certificate of Incorporation of Aspen Technology,Inc., as amended 3.2 Amended and Restated By-laws of Aspen Technology,Inc., adopted on May 19, 2020 4.2 Description of Securities 10.1 Lease Agreement dated January27, 2014 between RAR2-Crosby Corporate Center QRS,Inc. and Aspen Technology,Inc. regarding 20, 22 and 28 Crosby Drive, Bedford, Massachusetts 10.2 System License Agreement dated March30, 1982 between Aspen Technology,Inc. and the Massachusetts Institute of Technology 10.3 Amendment dated March30, 1982 to System License Agreement dated March30, 1982 between Aspen Technology,Inc. and the Massachusetts Institute of Technology 10.4 Amended and Restated Credit Agreement dated as of December 23, 2019, among Aspen Technology, Inc., as borrower, the lenders party thereto, JPMorgan Chase Bank, N.A., as administrative agent, joint lead arranger and joint bookrunner, Silicon Valley Bank, as joint lead arranger, joint bookrunner and syndication agent, and Citibank N.A., Citizens Bank, N.A., TD Bank, N.A. and Wells Fargo Bank, N.A., as co-documentation agents 10.5 First Amendment to Amended and Restated Credit Agreement dated as of August 5, 2020, among Aspen Technology, Inc., as borrower, the lenders party thereto, JPMorgan Chase Bank, N.A., as administrative agent, joint lead arranger and joint bookrunner, Silicon Valley Bank, as joint lead arranger, joint bookrunner and syndication agent, and Citibank N.A., Citizens Bank, N.A., TD Bank, N.A. and Wells Fargo Bank, N.A., as co-documentation agents 10.6 Master Confirmation-Accelerated Share Repurchase Dated August 29, 2016, with J.P. Morgan Securities, as agent for JP Morgan Chase Bank 10.7 Supplemental Confirmation-Accelerated Share Repurchase, dated June 14, 2021, between Aspen Technology, Inc. and JPMorgan Chase Bank, National Association 10.8^ Aspen Technology,Inc. 2010 Equity Incentive Plan 10.9^ Form of Terms and Conditions of Restricted Stock Unit Agreement granted under Aspen Technology,Inc. 2010 Equity Incentive Plan 10.10^ Form of Terms and Conditions of Stock Option Agreement Granted under Aspen Technology,Inc. 2010 Equity Incentive Plan 10.11^ Aspen Technology, Inc. 2016 Omnibus Incentive Plan 10.12^ Form of Terms and Conditions of Restricted Stock Unit Agreement Granted Under Aspen Technology Inc. 2016 Omnibus Incentive Plan 10.13^ Form of Terms and Conditions of Stock Option Agreement Granted Under Aspen Technology Inc. 2016 Omnibus Incentive Plan 10.14^ Aspen Technology, Inc. FY21 Executive Bonus Plan 10.15^ Aspen Technology, Inc FY22 Executive Bonus Plan 10.16^ Amended and Restated Executive Retention Agreement dated January 31, 2019 entered into by Aspen Technology, Inc. and Antonio J. Pietri 10.17^ Form of Amended and Restated Executive Retention Agreement dated January 31, 2019 entered into between Aspen Technology, Inc. and each of Gary M. Weiss, Karl E. Johnsen and Frederic G. Hammond 10.18^ Executive Retention Agreement dated March 22, 2021 entered into between Aspen Technology, Inc. and Chantelle Breithaupt 10.19^ Form of Confidentiality and Non-Competition Agreement of Aspen Technology, Inc. 10.20^ Non-Competition and Non-Solicitation Agreement dated July1, 2013 entered into by Aspen Technology,Inc. and Antonio J. Pietri 21.1 Subsidiaries of Aspen Technology,Inc. 23.1 Consent of KPMGLLP 31.1 Certification of Principal Executive Officer Pursuant to Section302 of the Sarbanes-Oxley Act of 2002 31.2 Certification of Principal Financial Officer Pursuant to Section302 of the Sarbanes-Oxley Act of 2002 32.1* Certification Pursuant to 18 U.S.C. Section1350, As Adopted Pursuant to Section906 of the Sarbanes-Oxley Act of 2002