BEN 10-Q Quarterly Report March 31, 2020 | Alphaminr
FRANKLIN RESOURCES INC

BEN 10-Q Quarter ended March 31, 2020

FRANKLIN RESOURCES INC
10-Ks and 10-Qs
10-K
Fiscal year ended Sept. 30, 2024
10-Q
Quarter ended June 30, 2024
10-Q
Quarter ended March 31, 2024
10-Q
Quarter ended Dec. 31, 2023
10-K
Fiscal year ended Sept. 30, 2023
10-Q
Quarter ended June 30, 2023
10-Q
Quarter ended March 31, 2023
10-Q
Quarter ended Dec. 31, 2022
10-K
Fiscal year ended Sept. 30, 2022
10-Q
Quarter ended June 30, 2022
10-Q
Quarter ended March 31, 2022
10-Q
Quarter ended Dec. 31, 2021
10-K
Fiscal year ended Sept. 30, 2021
10-Q
Quarter ended June 30, 2021
10-Q
Quarter ended March 31, 2021
10-Q
Quarter ended Dec. 31, 2020
10-K
Fiscal year ended Sept. 30, 2020
10-Q
Quarter ended June 30, 2020
10-Q
Quarter ended March 31, 2020
10-Q
Quarter ended Dec. 31, 2019
10-K
Fiscal year ended Sept. 30, 2019
10-Q
Quarter ended June 30, 2019
10-Q
Quarter ended March 31, 2019
10-Q
Quarter ended Dec. 31, 2018
10-K
Fiscal year ended Sept. 30, 2018
10-Q
Quarter ended June 30, 2018
10-Q
Quarter ended March 31, 2018
10-Q
Quarter ended Dec. 31, 2017
10-K
Fiscal year ended Sept. 30, 2017
10-Q
Quarter ended June 30, 2017
10-Q
Quarter ended March 31, 2017
10-Q
Quarter ended Dec. 31, 2016
10-K
Fiscal year ended Sept. 30, 2016
10-Q
Quarter ended June 30, 2016
10-Q
Quarter ended March 31, 2016
10-Q
Quarter ended Dec. 31, 2015
10-K
Fiscal year ended Sept. 30, 2015
10-Q
Quarter ended June 30, 2015
10-Q
Quarter ended March 31, 2015
10-Q
Quarter ended Dec. 31, 2014
10-K
Fiscal year ended Sept. 30, 2014
10-Q
Quarter ended June 30, 2014
10-Q
Quarter ended March 31, 2014
10-Q
Quarter ended Dec. 31, 2013
10-K
Fiscal year ended Sept. 30, 2013
10-Q
Quarter ended June 30, 2013
10-Q
Quarter ended March 31, 2013
10-Q
Quarter ended Dec. 31, 2012
10-K
Fiscal year ended Sept. 30, 2012
10-Q
Quarter ended June 30, 2012
10-Q
Quarter ended March 31, 2012
10-Q
Quarter ended Dec. 31, 2011
10-K
Fiscal year ended Sept. 30, 2011
10-Q
Quarter ended June 30, 2011
10-Q
Quarter ended March 31, 2011
10-Q
Quarter ended Dec. 31, 2010
10-K
Fiscal year ended Sept. 30, 2010
10-Q
Quarter ended June 30, 2010
10-Q
Quarter ended March 31, 2010
10-Q
Quarter ended Dec. 31, 2009
PROXIES
DEF 14A
Filed on Dec. 20, 2024
DEF 14A
Filed on Dec. 27, 2023
DEF 14A
Filed on Dec. 28, 2022
DEF 14A
Filed on Jan. 11, 2022
DEF 14A
Filed on Dec. 28, 2020
DEF 14A
Filed on Dec. 26, 2019
DEF 14A
Filed on Dec. 27, 2018
DEF 14A
Filed on Jan. 3, 2018
DEF 14A
Filed on Jan. 4, 2017
DEF 14A
Filed on Jan. 8, 2016
DEF 14A
Filed on Jan. 22, 2015
DEF 14A
Filed on Jan. 23, 2014
DEF 14A
Filed on Jan. 24, 2013
DEF 14A
Filed on Jan. 24, 2012
DEF 14A
Filed on Jan. 25, 2011
DEF 14A
Filed on Jan. 25, 2010
TABLE OF CONTENTS
Part I Financial InformationItem 1. Financial StatementsNote 1 Significant Accounting PoliciesNote 2 New Accounting GuidanceNote 3 Earnings Per ShareNote 4 RevenuesNote 5 InvestmentsNote 6 Fair Value MeasurementsNote 7 Consolidated Investment ProductsNote 8 Nonconsolidated Variable Interest EntitiesNote 9 LeasesNote 10 Commitments and ContingenciesNote 11 Stock-based CompensationNote 12 Other Income (expenses)Note 13 Accumulated Other Comprehensive Income (loss)Item 2. Management S Discussion and Analysis Of Financial Condition and Results Of OperationsItem 3. Quantitative and Qualitative Disclosures About Market RiskItem 4. Controls and ProceduresPart II Other InformationItem 1. Legal ProceedingsItem 1A. Risk FactorsItem 2. Unregistered Sales Of Equity Securities and Use Of ProceedsItem 6. Exhibits

Exhibits

2.1 Agreement and Plan of Merger, dated as of February17, 2020, by and among Registrant, Legg Mason, Inc. and Alpha Sub, Inc., incorporated by reference to Exhibit2.1 to Registrants Form8-K filed with the SEC on February18, 2020 (File No.001-09318)* 3.6 Registrants Amended and Restated Bylaws (as adopted and effective October 22, 2018), incorporated by reference to Exhibit3.1 to the Registrants Form8-K filed with the SEC on October 24, 2018 (File No.001-09318) 10.1 Voting Agreement, dated as of February17, 2020, by and between the stockholders party thereto, and Registrant, incorporated by reference to Exhibit10.1 to Registrants Form8-K filed with the SEC on February18, 2020 (File No.001-09318) 10.2 Registrants 1998 Employee Stock Investment Plan (as amended and restated effective December10, 2019), incorporated by reference to Exhibit10.1 to the Registrants Form8-K filed with the SEC on February12, 2020 (File No.001-09318)** 10.3 Registrants Non-Employee Director Compensation as of February11, 2020 (filed herewith)** 10.4 Registrants Named Executive Officer Compensation as of February11, 2020 and April13, 2020 (filed herewith)** 31.1 Certification of Chief Executive Officer pursuant to Section302 of the Sarbanes-Oxley Act of 2002 (filed herewith) 31.2 Certification of Chief Financial Officer pursuant to Section302 of the Sarbanes-Oxley Act of 2002 (filed herewith) 32.1 Certification of Chief Executive Officer pursuant to 18 U.S.C. Section1350 as adopted pursuant to Section906 of the Sarbanes-Oxley Act of 2002 (furnished herewith) 32.2 Certification of Chief Financial Officer pursuant to 18 U.S.C. Section1350 as adopted pursuant to Section906 of the Sarbanes-Oxley Act of 2002 (furnished herewith)