BLK 10-K Annual Report Dec. 31, 2017 | Alphaminr

BLK 10-K Fiscal year ended Dec. 31, 2017

BLACKROCK INC.
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TABLE OF CONTENTS
Part IItem 1. BusinessItem 1A. Risk FactorsItem 1B. UnresItem 2. PropertiesItem 3. Legal ProceedingsItem 4. Mine Safety DisclosuresPart IIItem 5. Market For Registrant S Common Equity, Related Stockholder Matters and Issuer Purchases Of Equity SecuritiesItem 6. SelectedItem 7. Management S Discussion and Analysis OfItem 7A. Quantitative and Qualitative Disclosures About Market RiskItem 8. Financial Statements and Supplemental DataItem 9. Cha Nges in and Disagreements with Accountants on Accounting and Financial DisclosureItem 9A. Control S and ProceduresItem 9B. OtherPart IIIItem 10. Directors, Executi Ve Officers and Corporate GovernanceItem 11. Executive CompensationItem 12. Security Ownership Of Certain Beneficial Owners and Management and Related Stockholder MattersItem 13. Certain Relationships and Related Transactions, and Director IndependenceItem 14. Principal Accountant Fees and ServicesPart IVItem 15. Exhibits and Financial Statement Schedules

Exhibits

3.1(1) Amended and Restated Certificate of Incorporation of BlackRock. 3.2(2) Certificate of Amendment to the Amended and Restated Certificate of Incorporation of BlackRock, Inc. 3.3(3) Amended and Restated Bylaws of BlackRock. 3.4(1) Certificate of Designations of Series A Convertible Participating Preferred Stock of BlackRock. 3.5(4) Certificate of Designations of Series B Convertible Participating Preferred Stock of BlackRock. 3.6(4) Certificate of Designations of Series C Convertible Participating Preferred Stock of BlackRock. 3.7(5) Certificate of Designations of Series D Convertible Participating Preferred Stock of BlackRock. 4.1(6) Specimen of Common Stock Certificate. 4.2(7) Indenture, dated September 17, 2007, between BlackRock and The Bank of New York, as trustee, relating to senior debt securities. 4.3(8) Form of 6.25% Notes due 2017. 4.4(9) Form of 5.00% Notes due 2019. 4.5(10) Form of 4.25% Notes due 2021. 4.6(11) Form of 3.375% Notes due 2022. 4.7(12) Form of 3.500% Notes due 2024. 4.8(13) Form of 1.250% Notes due 2025. 4.9(14) Form of 3.200% Notes due 2027. 4.10(13) OfficersCertificate,datedMay6,2015,forthe1.250%Notesdue2025issuedpursuanttotheIndenture. 10.1(15) BlackRock, Inc. Second Amended and Restated 1999 Stock Award and Incentive Plan.+ 10.2(16) Amended and Restated BlackRock, Inc. 1999 Annual Incentive Performance Plan.+ 10.4(18) Form of Restricted Stock Unit Agreement under the BlackRock, Inc. Second Amended and Restated 1999 Stock Award and Incentive Plan.+ 10.5(18) Form of Performance-Based Restricted Stock Unit Agreement (BPIP) under the BlackRock, Inc. Second Amended and Restated 1999 Stock Award and Incentive Plan.+ 10.6(1) Form of Stock Option Agreement expected to be used in connection with future grants of Stock Options under the BlackRock, Inc. Second Amended and Restated 1999 Stock Award and Incentive Plan.+ 10.7(1) Form of Restricted Stock Agreement expected to be used in connection with future grants of Restricted Stock under the BlackRock, Inc. Second Amended and Restated 1999 Stock Award and Incentive Plan.+ 10.8(1) Form of Directors Restricted Stock Unit Agreement expected to be used in connection with future grants of Restricted Stock Units under the BlackRock, Inc. Second Amended and Restated 1999 Stock Award and Incentive Plan.+ 10.9(15) BlackRock, Inc. Amended and Restated Voluntary Deferred Compensation Plan, as amended and restated as of November 16, 2015.+ 10.10(19) Share Surrender Agreement, dated October 10, 2002 (the Share Surrender Agreement), among Old BlackRock, PNC Asset Management, Inc. and The PNC Financial Services Group, Inc.+ 10.12(21) Second Amendment, dated as of June 11, 2007, to the Share Surrender Agreement.+ 10.13(4) Third Amendment, dated as of February 27, 2009, to the Share Surrender Agreement.+ 10.14(22) Fourth Amendment, dated as of August 7, 2012, to the Share Surrender Agreement.+ 10.15(23) Five-Year Revolving Credit Agreement, dated as of March 10, 2011, by and among BlackRock, Inc., certain of its subsidiaries, Wells Fargo Bank, National Association, as administrative agent, swingline lender, issuing lender and L/C agent, Sumitomo Mitsui Banking Corporation, as Japanese Yen lender, a group of lenders, Wells Fargo Securities, LLC, Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Barclays Capital, J.P. Morgan Securities LLC and Morgan Stanley Senior Funding, Inc., as joint lead arrangers and joint bookrunners, Citibank, N.A., as syndication agent and Bank of America, N.A., Barclays Bank PLC, JPMorgan Chase Bank, N.A. and Morgan Stanley Senior Funding, Inc., as documentation agents. 10.16(24) Amendment No. 1, dated as of March 30, 2012, by and among BlackRock, Inc., certain of its subsidiaries, Wells Fargo Bank, National Association, as administrative agent, swingline lender, issuing lender, L/C agent and a lender, and the banks and other financial institutions referred to therein. 10.17(25) Amendment No. 2, dated as of March 28, 2013, by and among BlackRock, Inc., certain of its subsidiaries, Wells Fargo Bank, National Association, as administrative agent, swingline lender, issuing lender, L/C agent and a lender, and the banks and other financial institutions referred to therein. 10.18(26) Amendment No. 3, dated as of March 28, 2014, by and among BlackRock, Inc., certain of its subsidiaries, Wells Fargo Bank, National Association, as administrative agent, swingline lender, issuing lender, L/C agent and a lender, and the banks and other financial institutions referred to therein. 10.19(27) Amendment No. 4, dated as of April 2, 2015, by and among BlackRock, Inc., certain of its subsidiaries, Wells Fargo Bank, National Association, as administrative agent, swingline lender, issuing lender, L/C agent and a lender, and the banks and other financial institutions referred to therein. 10.20(28) Amendment No. 5, dated as of April 8, 2016, by and among BlackRock, Inc., certain of its subsidiaries, Wells Fargo Bank, National Association, as administrative agent, swingline lender, issuing lender, L/C agent and a lender, and the banks and other financial institutions referred to therein. 10.21(29) Amendment No. 6, dated as of April 6, 2017, by and among BlackRock, Inc., certain of its subsidiaries, Wells Fargo Bank, National Association, as administrative agent, swingline lender, issuing lender, L/C agent and a lender, and the banks and other financial institutions referred to therein. 10.22(4) Amended and Restated Implementation and Stockholder Agreement, dated as of February 27, 2009, between The PNC Financial Services Group, Inc. and BlackRock. 10.23(30) Amendment No. 1, dated as of June 11, 2009, to the Amended and Restated Implementation and Stockholder Agreement between The PNC Financial Services Group, Inc. and BlackRock. 10.24(31) Lease Agreement, dated as of February 17, 2010, among BlackRock Investment Management (UK) Limited and Mourant & Co Trustees Limited and Mourant Property Trustees Limited as Trustees of the Drapers Gardens Unit Trust for the lease of Drapers Gardens, 12 Throgmorton Avenue, London, EC2, United Kingdom. 10.25(32) Lease, by and between BlackRock, Inc. and 50 HYMC Holdings LLC.* 10.26(33) Letter Agreement, dated February 12, 2013, between Gary S. Shedlin and BlackRock.+ 10.27(34) Amended and Restated Commercial Paper Dealer Agreement between BlackRock and Barclays Capital Inc., dated as of December 23, 2014. 10.28(34) Amended and Restated Commercial Paper Dealer Agreement between BlackRock and Citigroup Global Markets Inc., dated as of December 23, 2014. 10.29(34) Amended and Restated Commercial Paper Dealer Agreement between BlackRock and Merrill Lynch, Pierce, Fenner & Smith Incorporated, dated as of January 6, 2015. 10.30(34) Amended and Restated Commercial Paper Dealer Agreement between BlackRock and Credit Suisse Securities (USA) LLC dated as of January 6, 2015. 12.1 Computation of Ratio of Earnings to Fixed Charges. 21.1 Subsidiaries of Registrant. 23.1 Deloitte & Touche LLP Consent. 31.1 Section 302 Certification of Chief Executive Officer. 31.2 Section 302 Certification of Chief Financial Officer. 32.1 Section 906 Certification of Chief Executive Officer and Chief Financial Officer.