BR 10-Q Quarterly Report Sept. 30, 2019 | Alphaminr
BROADRIDGE FINANCIAL SOLUTIONS, INC.

BR 10-Q Quarter ended Sept. 30, 2019

BROADRIDGE FINANCIAL SOLUTIONS, INC.
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TABLE OF CONTENTS
Part I. Financial InformationItem 1. Financial StatementsNote 1. Basis Of PresentationNote 2. New Accounting PronouncementsNote 3. Revenue RecognitionNote 4. Weighted-average Shares OutstandingNote 5. Interest Expense, NetNote 6. AcquisitionsNote 7. Fair Value Of Financial InstrumentsNote 8. LeasesNote 9. Other Non-current AssetsNote 10. Payables and Accrued ExpensesNote 11. BorrowingsNote 12. Other Non-current LiabilitiesNote 13. Stock-based CompensationNote 14. Income TaxesNote 15. Contractual Commitments, Contingencies and Off-balance Sheet ArrangementsNote 16. Changes in Accumulated Other Comprehensive Income/(loss) By ComponentNote 17. Interim Financial Data By SegmentNote 18. Subsequent EventsItem 2. Management S Discussion and Analysis Of Financial Condition and Results Of OperationsItem 3. Quantitative and Qualitative Disclosures About Market RiskItem 4. Controls and ProceduresPart II. Other InformationItem 1. Legal ProceedingsItem 1A. Risk FactorsItem 2. Unregistered Sales Of Equity Securities and Use Of ProceedsItem 6. Exhibits

Exhibits

10.1 Form of Stock Option Grant Award Agreement for U.S. Non-Employee Directors 10.2 Form of Deferred Stock Unit Award Agreement for U.S. Non-Employee Directors 10.3 Form of Restricted Stock Unit Grant Award Agreement (Performance Based) for U.S. Corporate Officers 10.4 Form of Restricted Stock Unit Grant Award Agreement (Time Based) for U.S. Corporate Officers 10.5 Form of Stock Option Grant Award Agreement for U.S. Corporate Officers 10.6 Amendment Number Two to the Broadridge Financial Solutions, Inc. Change in Control Severance Plan for Corporate Officers (incorporated by reference to Exhibit 10.1 to Form 8-K filed on September 27, 2019). 31.1 Certification of the President and Chief Executive Officer of Broadridge Financial Solutions, Inc., pursuant to Rule 13a-14 of the Exchange Act, as adopted pursuant to Section302 of the Sarbanes-Oxley Act of 2002. 31.2 Certification of the Chief Financial Officer of Broadridge Financial Solutions, Inc., pursuant to Rule 13a-14 of the Exchange Act, as adopted pursuant to Section302 of the Sarbanes-Oxley Act of 2002. 32.1 Certification of the President and Chief Executive Officer pursuant to Rule 13a-14(b) of the Exchange Act and 18U.S.C. Section1350, as adopted pursuant to Section906 of the Sarbanes-Oxley Act of 2002. 32.2 Certification of the Chief Financial Officer pursuant to Rule 13a-14(b) of the Exchange Act and 18U.S.C. Section1350, as adopted pursuant to Section906 of the Sarbanes-Oxley Act of 2002.