BRKS 10-Q Quarterly Report Dec. 31, 2017 | Alphaminr
Brooks Automation, Inc.

BRKS 10-Q Quarter ended Dec. 31, 2017

BROOKS AUTOMATION, INC.
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TABLE OF CONTENTS
Part I. Financial InformationItem 1. Consolidated Financial StatementsItem 2. Management S Discussion and Analysis Of Financial Condition and Results Of OperationsItem 3. Quantitative and Qualitative Disclosures About Market RiskItem 4. Controls and ProceduresPart II. Other InformationItem 1. Legal ProceedingsItem 1A. Risk FactorsItem 2. Unregistered Sales Of Equity Securities and Use Of ProceedsItem 6. Exhibits

Exhibits

3.01 Restated Certificate of Incorporation of the Company (incorporated herein by reference to Exhibit 3.01 to the Companys registration statement on Form S-3 (Reg. No. 333-189582), filed on June 25, 2013. 3.02 Amended and Restated Bylaws of the Company (incorporated herein by reference to Exhibit 3.01 of the Companys current report on Form 8-K, filed on February 11, 2008). 3.03 Amendment to Amended and Restated Bylaws of the Company, dated August 1, 2017 (incorporated herein by reference to Exhibit 3.02 of the Companys quarterly report on Form 10-Q, filed on August 4, 2017). 4.01 Brooks Automation, Inc. Amended and Restated Deferred Compensation Plan (incorporated herein by reference to Exhibit 10.21 to the Registrants Form 10-K, filed on November 17, 2017). 10.01 Consent and First Amendment to Credit Agreement, dated October 4, 2017, by and among Wells Fargo Bank, National Association, as Administrative Agent, Brooks Automation, Inc. and BioStorage Technologies Inc. (incorporated herein by reference to Exhibit 10.24 of the Companys annual report on Form 10-K filed on November 17, 2017). 10.02 Credit Agreement dated October 4, 2017 by and among Brooks Automation, Inc., Morgan Stanley Senior Funding, Inc., and the lenders party thereto (incorporated herein by reference to Exhibit 10.25 of the Companys annual report on Form 10-K filed on November 17, 2017). 10.03 Guarantee and Security Agreement dated October 4, 2017 by and among Brooks Automation, Inc., BioStorage Technologies, Inc., Morgan Stanley Senior Funding, Inc., as Administrative Agent for the lenders (incorporated herein by reference to Exhibit 10.26 of the Companys annual report on Form 10-K filed on November 17). 2017). 10.04 Sales and Purchase Agreement dated October 5, 2017 by and among Brooks Automation Limited and the shareholders of 4titude Ltd. (incorporated herein by reference to Exhibit 10.27 of the Companys annual report on Form 10-K filed on November 17). 31.01 Certification of the Companys Chief Executive Officer pursuant to Section302 of the Sarbanes-Oxley Act of 2002. 31.02 Certification of the Companys Chief Financial Officer pursuant to Section302 of the Sarbanes-Oxley Act of 2002. 32 Certification of the Companys Chief Executive Officer and Chief Financial Officer pursuant to Section906 of the Sarbanes-Oxley Act of 2002.