BX 10-Q Quarterly Report March 31, 2021 | Alphaminr

BX 10-Q Quarter ended March 31, 2021

BLACKSTONE GROUP INC
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TABLE OF CONTENTS
Part I. Financial InformationItem 1. Financial StatementsItem 1A. Unaudited Supplemental Presentation Of Statements Of Financial ConditionItem 2. Management S Discussion and Analysis Of Financial Condition and Results Of OperationsNote 9. Variable Interest Entities, andNote 17. Commitments and Contingencies Commitments Investment Commitments and Contingencies GuaranteesItem 3. Quantitative and Qualitative Disclosures About Market RiskItem 4. Controls and ProceduresPart II. Other InformationItem 1. Legal ProceedingsItem 1A. Risk FactorsItem 2. Unregistered Sales Of Equity Securities and Use Of ProceedsItem 3. Defaults Upon Senior SecuritiesItem 4. Mine Safety DisclosuresItem 5. Other InformationItem 6. Exhibits

Exhibits

3.1 Amended and Restated Certificate of Incorporation of The Blackstone Group Inc. (incorporated herein by reference to Exhibit 3.1 of the Registrants Annual Report on Form 10-K for the year ended December 31, 2020). 3.2 Amended and Restated Bylaws of The Blackstone Group Inc. (incorporated herein by reference to Exhibit 3.2 of the Registrants Annual Report on Form 10-K for the year ended December 31, 2020). 10.1* Fourth Amended and Restated Limited Partnership Agreement of Blackstone Holdings I L.P., dated as of May 7, 2021, by and among Blackstone Holdings I/II GP L.L.C. and the limited partners of Blackstone Holdings I L.P. party thereto. 10.2* Fourth Amended and Restated Limited Partnership Agreement of Blackstone Holdings II L.P., dated as of May 7, 2021, by and among Blackstone Holdings I/II GP L.L.C. and the limited partners of Blackstone Holdings II L.P. party thereto. 10.3* Fifth Amended and Restated Limited Partnership Agreement of Blackstone Holdings III L.P., dated as of May 7, 2021, by and among Blackstone Holdings III GP L.P. and the limited partners of Blackstone Holdings III L.P. party thereto. 10.4* Fifth Amended and Restated Limited Partnership Agreement of Blackstone Holdings IV L.P., dated as of May 7, 2021, by and among Blackstone Holdings IV GP L.P. and the limited partners of Blackstone Holdings IV L.P. party thereto. 10.5* Fourth Amended and Restated Limited Partnership Agreement of Blackstone Holdings AI L.P., dated as of May7, 2021, by and among Blackstone Holdings I/II GP L.L.C. and the limited partners of Blackstone Holdings AI L.P. party thereto. 10.6* Amended and Restated Tax Receivable Agreement, dated as of May 7, 2021, by and among Blackstone Holdings I/II GP L.L.C., Blackstone Holdings I L.P., Blackstone Holdings II L.P. and the limited partners of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. party thereto. 10.7* Fifth Amended and Restated Exchange Agreement, dated as of May 7, 2021, by and among The Blackstone Group Inc., Blackstone Holdings AI L.P., Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and the Blackstone Holdings Limited Partners party thereto. 10.8* Amended and Restated Registration Rights Agreement, dated as of May 7, 2021. 10.9*+ The Blackstone Group Inc. Amended and Restated 2007 Equity Incentive Plan. 10.10*+ The Blackstone Group Inc. Ninth Amended and Restated Bonus Deferral Plan. 31.1* Certification of the Chief Executive Officer pursuant to Rule 13a-14(a). 31.2* Certification of the Chief Financial Officer pursuant to Rule 13a-14(a). 32.1* Certification of the Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (furnished herewith). 32.2* Certification of the Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (furnished herewith).