C 10-K Annual Report Dec. 31, 2017 | Alphaminr
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C 10-K Fiscal year ended Dec. 31, 2017

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CITIGROUP INC
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TABLE OF CONTENTS
Part IPart IIPart IIIPart IV

Exhibits

3.01 Restated Certificate of Incorporation of the Company, as in effect on the date hereof, incorporated by reference to Exhibit 3.01 to the Companys Quarterly Report on Form 10-Q for the quarter ended March 31, 2016 (File No. 1-9924). 3.02 By-Laws of the Company, as amended, as in effect on the date hereof, incorporated by reference to the Companys Current Report on Form 8-K filed October 27, 2015 (File No. 001-09924). 4.01 Form of Senior Indenture between the Company and The Bank of New York Mellon, as trustee, incorporated by reference to Exhibit 4.8 to the Companys Registration Statement on Form S-3 filed November 13, 2013 (File No. 333-192302). 4.02 First Supplemental Indenture, dated as of February 1, 2016, between Citigroup and The Bank of New York Mellon, as trustee, incorporated by reference to Exhibit 4.01 to the Companys Current Report on Form 8-K filed on February 1, 2016 (File No. 001-9924). 4.03 Second Supplemental Indenture, dated as of December29, 2016, between Citigroup and The Bank of New York Mellon, as trustee, incorporated by reference to Exhibit4.01 to the Companys Current Report on Form8-K filed on December29, 2016 (File No. 001-9924). 4.04 Third Supplemental Indenture dated as of June 26, 2017 among Citigroup Global Markets Holdings Inc., the Company and The Bank of New York Mellon, as trustee, to Indenture dated as of November 13, 2013, incorporated by reference to Exhibit 4.01 to the Companys Quarterly Report on Form 10-Q filed August 1, 2017 (File No. 001-09924). 4.05 Subordinated Debt Indenture, dated as of April12, 2001, between the Company and The Bank of New York Mellon, as successor to JP Morgan Chase Bank (formerly Bank One Trust Company, N.A.), as trustee, incorporated by reference to Exhibit 4.1 to the Companys Registration Statement on Form S-3 filed February 4, 2013 (No. 333-186425). 4.07 Second Supplemental Indenture, dated as of May 18, 2016, between Citigroup and The Bank of New York Mellon, as successor to J.P. Morgan Trust Company, N.A. (formerly Bank One Trust Company, N.A.), as trustee, incorporated by reference to Exhibit 4.2 to the Companys Current Report on Form8-K filed on May20, 2016 (No. 001-9924). 4.08 Third Supplemental Indenture, dated as of March1, 2017, between Citigroup and The Bank of New York Mellon, as successor to J.P. Morgan Trust Company, N.A. (formerly Bank One Trust Company, N.A.), as trustee, incorporated by reference to Exhibit 4.11 to the Companys Registration Statement on Form S-3 filed March 1, 2017 (No. 333-216372). 4.14 Fifth Supplemental Indenture, dated as of December 9, 2008, between the Company and The Bank of New York Mellon, as trustee, incorporated by reference to Exhibit 4.04 to the Companys Current Report on Form 8-K filed December 11, 2008 (No. 001-09924). 4.15 Sixth Supplemental Indenture, dated as of December 20, 2012, between the Company and The Bank of New York Mellon, as trustee, providing for the issuance of debt securities, incorporated by reference to Exhibit 4.5 to the Companys Current Report on Form 8-K filed December 21, 2012 (No. 001-09924). 4.16 Seventh Supplemental Indenture, dated as of May 18, 2016, between Citigroup Inc. and The Bank of New York Mellon, as trustee, incorporated by reference to Exhibit 4.1 to the Companys Current Report on Form8-K filed on May 20, 2016 (No. 001-9924). 4.18 Second Supplemental Indenture, dated as of December 20, 2012, among Citigroup Funding Inc., the Company and The Bank of New York Mellon, as successor trustee to JPMorgan Chase Bank, N.A., incorporated by reference to Exhibit 4.2 to the Companys Current Report on Form 8-K filed December 21, 2012 (No. 001-09924). 4.20 Warrant Agreement (relating to Warrants (expiring January 4, 2019)), dated as of January 25, 2011, between the Company and Computershare Inc. and Computershare Trust Company, N.A., as Warrant Agent, incorporated by reference to Exhibit 4.1 to the Companys Form 8-A filed January 26, 2011 (File No. 001-09924). 4.21 Specimen Warrant for 255,033,142 Warrants, incorporated by reference to Exhibit 4.2 to the Companys Form 8-A filed January 26, 2011 (File No. 001-09924). 4.22 Warrant Agreement (relating to Warrants (expiring October 28, 2018)), dated as of January 25, 2011, between the Company and Computershare Inc. and Computershare Trust Company, N.A., as Warrant Agent, incorporated by reference to Exhibit 4.1 to the Companys Form 8-A filed January 26, 2011 (File No. 001-09924). 4.23 Specimen Warrant for 210,084,034 Warrants, incorporated by reference to Exhibit 4.2 to the Companys Form 8-A filed January 26, 2011 (File No. 001-09924). 4.25 Specimen Physical Common Stock Certificate of the Company, incorporated by reference to Exhibit 4.1 to the Companys Current Report on Form 8-K filed May 9, 2011 (File No. 001-09924). 10.01* Citi Discretionary Incentive and Retention Award Plan (as Amended and Restated Effective as of January 1, 2015), incorporated by reference to Exhibit 10.01 to the Companys Annual Report on Form 10-K for the fiscal year ended December 31, 2014 (File No. 001-09924) (the Companys 2014 10-K). 10.02.1* Citigroup 1999 Stock Incentive Plan (as amended and restated effective January 1, 2009), incorporated by reference to Exhibit 10.15 to the Companys Annual Report on Form 10-K for the fiscal year ended December 31, 2008 (File No. 001-09924) (the Companys 2008 10-K). 10.02.2* Citigroup 2009 Stock Incentive Plan (as amended and restated effective April 24, 2013), incorporated by reference to Exhibit 10.1 to the Companys Current Report on Form 8-K filed April 26, 2013 (File No. 001-09924). 10.02.3* Citigroup 2014 Stock Incentive Plan (as amended and restated effective April 26, 2016), incorporated by reference to Exhibit 10.1 to the Companys Current Report on Form 8-K April 29, 2016 (File No. 333-211479). 10.03* Citigroup Inc. Deferred Cash Award Plan (as Amended and Restated Effective as of January 1, 2015), incorporated by reference to Exhibit 10.03 to the Companys 2014 10-K. 10.04.1* Form of Citigroup Inc. 2014 CAP/DCAP Agreement, incorporated by reference to Exhibit 10.01 to the Companys Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2013 (File No. 001-09924). 10.04.2* Form of Citigroup Inc. 2015 CAP/DCAP Agreement, incorporated by reference to Exhibit 10.01 to the Companys Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2014 (File No. 001-09924). 10.04.3* Form of Citigroup Inc. CAP/DCAP Agreement, incorporated by reference to Exhibit 10.01 to the Companys Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2015 (File No. 001-09924). 10.05* Form of Citigroup Executive Premium Price Option Agreement, incorporated by reference to Exhibit 99.2 to the Companys Current Report on Form 8-K filed January 21, 2009 (File No. 001-09924). 10.06* The Amended and Restated 2011 Citigroup Executive Performance Plan (as amended and restated January 1, 2016, and as further amended on February 16, 2017), incorporated by reference to Exhibit 10.2 to the Companys Current Report on Form 10-Q filed for the quarterly period ended March 31, 2017 (File No. 001-09924). 10.07.1* Form of Citigroup Inc. Performance Share Unit Award Agreement (awards dated February 18, 2015), incorporated by reference to Exhibit 10.01 to the Companys Quarterly Report on Form 10-Q for the quarterly period ended March 31, 2015 (File No. 001-09924). 10.07.2* Form of Citigroup Inc. Performance Share Unit Award Agreement (awards dated February 16, 2016 and in future years), incorporated by reference to Exhibit 10.02 to the Companys Quarterly Report on Form 10-Q for the quarterly period ended March 31, 2016 (File No. 001-09924). 10.07.3 Form of Citigroup Inc. Performance Share Unit Award Agreement (awards dated February 16, 2017 and in future years), incorporated by reference to Exhibit 10.01 to the Companys Quarterly Report on Form 10-Q for the quarterly period ended March 31, 2017 (File No. 001-09924). 10.08* Citigroup Management Committee Termination Notice and Non-Solicitation Policy, effective October 2, 2006, incorporated by reference to Exhibit 10.1 to the Companys Current Report on Form 8-K filed October 6, 2006 (File No. 001-09924). 10.09.4* Nonqualified Plan Amendment to the Citicorp Deferred Compensation Plan, adopted November 19, 2009, incorporated by reference to Exhibit 10.01.5 to the Companys Annual Report on Form 10-K for the fiscal year ended December 31, 2009 (File No. 001-09924) (the Companys 2009 10-K). 10.10.3* Amendment to the 1999 Amended Citibank Supplemental ERISA Plan (the 2005 Amended Citibank Supplemental ERISA Plan), incorporated by reference to Exhibit 10.04.1 to the Companys Annual Report on Form 10-K for the fiscal year ended December 31, 2005 (File No. 001-09924). 10.10.4* Amendment to the 2005 Amended Citibank Supplemental ERISA Plan, as amended January 1, 2009 (the 2009 Amended Citibank Supplemental ERISA Plan), incorporated by reference to Exhibit 10.01.4 to the Companys 2009 10-K. 10.10.5* Nonqualified Plan Amendment to the 2009 Amended Citibank Supplemental ERISA Plan, approved November 19, 2009, incorporated by reference to Exhibit 10.01.4 to the Companys 2009 10-K. 10.10.6* Amendment No. 4 to the 2009 Amended Citibank Supplemental ERISA Plan, approved December 21, 2012, incorporated by reference to Exhibit 10.01.6 to the Companys Annual Report on Form 10-K for the fiscal year ended December 31, 2012 (File No. 001-09924). 10.11* Citigroup Inc. Omnibus Non-Qualified Plan Amendment effective as of June 2, 2014, incorporated by reference to Exhibit 10.01 to the Companys Quarterly Report on Form 10-Q for the quarterly period ended June 30, 2014 (File No. 001-09924). 10.12* Letter Agreement, dated December 21, 2011, between Citigroup Inc. and Michael Corbat, incorporated by reference to Exhibit 10.1 to the Companys Current Report on Form 8-K filed December 22, 2011 (File No. 001-09924). 10.13* Citigroup Inc. Non-Employee Directors Compensation Plan (effective as of January 1, 2008), incorporated by reference to Exhibit 10.01 to the Companys Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2007 (File No. 001-09924). 10.14* Expatriate Localization to U.S. Memorandum, dated December 2, 2016, for Stephen Bird, incorporated by reference to Exhibit 10.1 to the Companys Report on Form 8-K filed December 2, 2016 (File No. 001-09924). 12.01+ Calculation of Ratio of Income to Fixed Charges. 12.02+ Calculation of Ratio of Income to Fixed Charges Including Preferred Stock Dividends. 21.01+ Subsidiaries of the Company. 23.01+ Consent of KPMG LLP, Independent Registered Public Accounting Firm. 24.01+ Powers of Attorney. 31.01+ Certification of principal executive officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 31.02+ Certification of principal financial officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 32.01+ Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. 99.01+ List of Securities Registered Pursuant to Section 12(b) of the Securities Exchange Act of 1934.