C 10-K Annual Report Dec. 31, 2022 | Alphaminr
ALPHAMINR

C 10-K Fiscal year ended Dec. 31, 2022

Balance Sheet
Cash Flow
Income Statement
Debt
CITIGROUP INC
10-Ks and 10-Qs
10-Q
 		Quarter ended Sept. 30, 2024
10-Q
 		Quarter ended June 30, 2024
10-Q
 		Quarter ended March 31, 2024
10-K
 		Fiscal year ended Dec. 31, 2023
10-Q
 		Quarter ended Sept. 30, 2023
10-Q
 		Quarter ended June 30, 2023
10-Q
 		Quarter ended March 31, 2023
10-K
 		Fiscal year ended Dec. 31, 2022
10-Q
 		Quarter ended Sept. 30, 2022
10-Q
 		Quarter ended June 30, 2022
10-Q
 		Quarter ended March 31, 2022
10-K
 		Fiscal year ended Dec. 31, 2021
10-Q
 		Quarter ended Sept. 30, 2021
10-Q
 		Quarter ended June 30, 2021
10-Q
 		Quarter ended March 31, 2021
10-K
 		Fiscal year ended Dec. 31, 2020
10-Q
 		Quarter ended Sept. 30, 2020
10-Q
 		Quarter ended June 30, 2020
10-Q
 		Quarter ended March 31, 2020
10-K
 		Fiscal year ended Dec. 31, 2019
10-Q
 		Quarter ended Sept. 30, 2019
10-Q
 		Quarter ended June 30, 2019
10-Q
 		Quarter ended March 31, 2019
10-K
 		Fiscal year ended Dec. 31, 2018
10-Q
 		Quarter ended Sept. 30, 2018
10-Q
 		Quarter ended June 30, 2018
10-Q
 		Quarter ended March 31, 2018
10-K
 		Fiscal year ended Dec. 31, 2017
10-Q
 		Quarter ended Sept. 30, 2017
10-Q
 		Quarter ended June 30, 2017
10-Q
 		Quarter ended March 31, 2017
10-K
 		Fiscal year ended Dec. 31, 2016
10-Q
 		Quarter ended Sept. 30, 2016
10-Q
 		Quarter ended June 30, 2016
10-Q
 		Quarter ended March 31, 2016
10-K
 		Fiscal year ended Dec. 31, 2015
10-Q
 		Quarter ended Sept. 30, 2015
10-Q
 		Quarter ended June 30, 2015
10-Q
 		Quarter ended March 31, 2015
10-K
 		Fiscal year ended Dec. 31, 2014
10-Q
 		Quarter ended Sept. 30, 2014
10-Q
 		Quarter ended June 30, 2014
10-Q
 		Quarter ended March 31, 2014
10-K
 		Fiscal year ended Dec. 31, 2013
10-Q
 		Quarter ended Sept. 30, 2013
10-Q
 		Quarter ended June 30, 2013
10-Q
 		Quarter ended March 31, 2013
10-K
 		Fiscal year ended Dec. 31, 2012
10-Q
 		Quarter ended Sept. 30, 2012
10-Q
 		Quarter ended June 30, 2012
10-Q
 		Quarter ended March 31, 2012
10-K
 		Fiscal year ended Dec. 31, 2011
10-Q
 		Quarter ended Sept. 30, 2011
10-Q
 		Quarter ended June 30, 2011
10-Q
 		Quarter ended March 31, 2011
10-K
 		Fiscal year ended Dec. 31, 2010
10-Q
 		Quarter ended Sept. 30, 2010
10-Q
 		Quarter ended June 30, 2010
10-Q
 		Quarter ended March 31, 2010
10-K
 		Fiscal year ended Dec. 31, 2009
PROXIES
DEF 14A
 		Filed on March 19, 2024
DEF 14A
 		Filed on March 15, 2023
DEF 14A
 		Filed on March 15, 2022
DEF 14A
 		Filed on March 17, 2021
DEF 14A
 		Filed on March 11, 2020
DEF 14A
 		Filed on March 6, 2019
DEF 14A
 		Filed on March 15, 2018
DEF 14A
 		Filed on March 15, 2017
DEF 14A
 		Filed on March 16, 2016
DEF 14A
 		Filed on March 18, 2015
DEF 14A
 		Filed on March 12, 2014
DEF 14A
 		Filed on March 14, 2013
DEF 14A
 		Filed on March 8, 2012
DEF 14A
 		Filed on March 10, 2011
DEF 14A
 		Filed on March 12, 2010
TABLE OF CONTENTS
Part IPart IIPart IIIPart IV

Exhibits

3.01 Restated Certificate of Incorporation of Citigroup, as amended, as in effect on the date hereof, incorporated by reference to Exhibit 3.01 toCitigroup's Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2021 filed November 8, 2021 (File No. 001-09924). 3.02 By-Laws of Citigroup, as amended, as in effect on the date hereof, incorporated by reference to the Companys Current Report on Form 8-K filed December 18, 2019 (File No. 001-09924). 4.01 Form of Senior Indenture between Citigroup and The Bank of New York Mellon, as trustee, incorporated by reference to Exhibit 4.8 to the Companys Registration Statement on Form S-3 filed November 13, 2013 (File No. 333-192302). 4.02 First Supplemental Indenture, dated as of February 1, 2016, between Citigroup and The Bank of New York Mellon, as trustee, incorporated by reference to Exhibit 4.01 to the Companys Current Report on Form 8-K filed February 1, 2016 (File No. 001-9924). 4.03 Second Supplemental Indenture, dated as of December29, 2016, between Citigroup and The Bank of New York Mellon, as trustee, incorporated by reference to Exhibit4.01 to the Companys Current Report on Form8-K filed December29, 2016 (File No. 001-9924). 4.04 Third Supplemental Indenture dated as of June 26, 2017 among Citigroup Global Markets Holdings Inc., the Company and The Bank of New York Mellon, as trustee, to Indenture dated as of November 13, 2013, incorporated by reference to Exhibit 4.01 to the Companys Quarterly Report on Form 10-Q filed August 1, 2017 (File No. 001-09924). 4.05 Fourth Supplemental Indenture dated as of June 27, 2019, between Citigroup and The Bank of New York Mellon, as trustee, incorporated by reference to Exhibit 4.2 to the Companys Current Report on Form 8-K filed June 28, 2019 (File No. 001-09924). 4.06 Subordinated Debt Indenture, dated as of April12, 2001, between the Company and The Bank of New York Mellon, as successor to JP Morgan Chase Bank (formerly Bank One Trust Company, N.A.), as trustee, incorporated by reference to Exhibit 4.1 to the Companys Registration Statement on Form S-3 filed February 4, 2013 (File No. 333-186425). 4.08 Second Supplemental Indenture, dated as of May 18, 2016, between Citigroup and The Bank of New York Mellon, as successor to J.P. Morgan Trust Company, N.A. (formerly Bank One Trust Company, N.A.), as trustee, incorporated by reference to Exhibit 4.2 to the Companys Current Report on Form8-K filed May20, 2016 (File No. 001-9924). 4.09 Third Supplemental Indenture, dated as of March1, 2017, between Citigroup and The Bank of New York Mellon, as successor to J.P. Morgan Trust Company, N.A. (formerly Bank One Trust Company, N.A.), as trustee, incorporated by reference to Exhibit 4.11 to the Companys Registration Statement on Form S-3 filed March 1, 2017 (File No. 333-216372). 4.10 Fourth Supplemental Indenture, dated as of June 27, 2019, between Citigroup and The Bank of New York Mellon,as trustee, incorporated by reference to Exhibit 4.1 to the Companys Current Report on Form 8-K filed June 28, 2019 (File No. 001-09924). 4.16 Fifth Supplemental Indenture, dated as of December 9, 2008, between the Company and The Bank of New York Mellon, as trustee, incorporated by reference to Exhibit 4.04 to the Companys Current Report on Form 8-K filed December 11, 2008 (File No. 001-09924). 4.17 Sixth Supplemental Indenture, dated as of December 20, 2012, between the Company and The Bank of New York Mellon, as trustee, providing for the issuance of debt securities, incorporated by reference to Exhibit 4.5 to the Companys Current Report on Form 8-K filed December 21, 2012 (File No. 001-09924). 4.18 Seventh Supplemental Indenture, dated as of May 18, 2016, between Citigroup Inc. and The Bank of New York Mellon, as trustee, incorporated by reference to Exhibit 4.1 to the Companys Current Report on Form8-K filed May 20, 2016 (File No. 001-9924). 4.20 Second Supplemental Indenture, dated as of December 20, 2012, among Citigroup Funding Inc., the Company and The Bank of New York Mellon, as successor trustee to JPMorgan Chase Bank, N.A., incorporated by reference to Exhibit 4.2 to the Companys Current Report on Form 8-K filed December 21, 2012 (File No. 001-09924). 4.23 Senior Debt Indenture, dated as of March 8, 2016, between Citigroup Global Markets Holdings Inc., the Company and The Bank of New York Mellon, as trustee, incorporated by reference to Exhibit 4.1 to the Companys Current Report on Form 8-K filed March 9, 2016 (File No. 001-09924). 4.24 First Supplemental Indenture, dated as of March 1, 2017, between Citigroup Global Markets Holdings Inc., the Company and the Bank of New York Mellon, as trustee, incorporated by reference to Exhibit 4.24 to the Companys Registration Statement on Form S-3 filed March 1, 2017 (File No. 333-216372). 4.25 Second Supplemental Indenture, dated as of April 13, 2020, between Citigroup Global Markets Holdings Inc., the Company and the Bank of New York Mellon, as trustee, incorporated by reference to Exhibit 4.01 to the Companys Current Report on Form 8-K filed on April 13, 2020 (File No. 001-09924). 4.27 Specimen Physical Common Stock Certificate of Citigroup, incorporated by reference to Exhibit 4.1 to the Companys Current Report on Form 8-K filed May 9, 2011 (File No. 001-09924). 4.28 Amended and Restated Declaration of Trust for Citigroup Capital XIII (incorporated by reference to Exhibit 4.02 to Citigroups Current Report on Form 8-K filed on September 30, 2010 (File No. 109924)). 4.30+ Description of Citigroups Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934. 10.01* Citi Discretionary Incentive and Retention Award Plan (as Amended and Restated Effective as of January 1, 2015), incorporated by reference to Exhibit 10.01 to the Companys Annual Report on Form 10-K for the fiscal year ended December 31, 2014 (File No. 001-09924) (the Companys 2014 10-K). 10.02.1* Citigroup 2014 Stock Incentive Plan (as amended and restated effective April 24, 2018), incorporated by reference to Exhibit 10.1 to the Companys Current Report on Form 8-K filed April 30, 2018 (File No. 001-09924). 10.02.2* Citigroup 2019 Stock Incentive Plan (as amended and restated effective April 26, 2022), incorporated by reference to Exhibit 10.1 to the Companys Current Report on Form 8-K filed April 26, 2022 (File No. 001-09924). 10.03* Citigroup Inc. Deferred Cash Award Plan (as Amended and Restated Effective as of January 1, 2015), incorporated by reference to Exhibit 10.03 to the Companys 2014 10-K. 10.04.1* Form of Citigroup Inc. CAP/DCAP Agreement (for awards granted on February 14, 2019 and in future years), incorporated by reference to Exhibit 10.02 to the Companys Quarterly Report on Form 10-Q for the quarterly period ended March 31, 2019 (File No. 001-09924). 10.04.2* Form of Citigroup Inc. CAP/DCAP Agreement (for awards granted on February 10, 2022 and in future years), incorporated by reference to Exhibit 10.01 to the Companys Quarterly Report on Form 10-Q for the quarterly period ended June 30, 2022 (File No. 001-09924). 10.05* Form of Citigroup Inc. CAP Agreement, incorporated by reference to Exhibit 10.01 to the Companys Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2019 (File No. 001-09924). 10.06* Citigroup Inc. DCAP Agreement, incorporated by reference to Exhibit 10.04 to the Companys Quarterly Report on Form 10-Q for the quarterly period ended March 31, 2020 (File No. 001-09924). 10.07* The Amended and Restated 2011 Citigroup Executive Performance Plan (as amended and restated as of January 1, 2021), incorporated by reference to Exhibit 10.07 to the Companys Annual Report on Form 10-K for the fiscal year ended December 31, 2021 (File No. 001-09924). 10.08.1* Form of Citigroup Inc. Performance Share Unit Award Agreement (awards dated February 14, 2019 and in future years), incorporated by reference to Exhibit 10.01 to the Companys Quarterly Report on Form 10-Q for the quarterly period ended March 31, 2019 (File No. 001-09924). 10.08.2* Form of Citigroup Inc. Performance Share Unit Award Agreement (awards dated February 11, 2021 and in future years), incorporated by reference to Exhibit 10.01 to the Companys Quarterly Report on Form 10-Q for the quarterly period ended March 31, 2021 (File No. 001-09924). 10.09* Citigroup Management Committee Termination Notice and Non-Solicitation Policy, effective October 2, 2006, incorporated by reference to Exhibit 10.1 to the Companys Current Report on Form 8-K filed October 6, 2006 (File No. 001-09924). 10.10* Citigroup Inc. Omnibus Non-Qualified Plan Amendment, effective as of June 2, 2014, incorporated by reference to Exhibit 10.01 to the Companys Quarterly Report on Form 10-Q for the quarterly period ended June 30, 2014 (File No. 001-09924). 10.11* The Retirement Plan for Specified Non-United States International Staff of Citibank, N.A. and Participating Companies As Amended and Restated Effective January 1, 2000 (with amendments through December 31, 2008), incorporated by reference to Exhibit 10.02 to the Companys Quarterly Report on Form 10-Q for the quarterly period ended March 31, 2020 (File No. 001-09924). 10.12* Letter Agreement, dated December 21, 2011, between Citigroup Inc. and Michael Corbat, incorporated by reference to Exhibit 10.1 to the Companys Current Report on Form 8-K filed December 22, 2011 (File No. 001-09924). 10.13* Citigroup Inc. Non-Employee Directors Compensation Plan (effective as of January 1, 2008), incorporated by reference to Exhibit 10.01 to the Companys Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2007 (File No. 001-09924). 10.14* Citigroup Inc. Off-Cycle Award Agreement for Deferred Stock Award and Deferred Cash Award granted to Jane Fraser (dated November 25, 2019), incorporated by reference to Exhibit 10.14 to the Companys Annual Report on Form 10-K for the fiscal year ended December 31, 2019. (File No. 001-09924). 10.15* Agreement between Stephen Bird and Citibank, N.A. (dated November 8, 2019), incorporated by reference to Exhibit 10.15 to the Companys 2019 10-K (File No. 001-09924). 10.16.1* Letter Agreement, dated April 22, 2020, between Paco Ybarra and Citigroup Global Markets Limited, incorporated by reference to Exhibit 10.03 to the Companys Quarterly Report on Form 10-Q for the quarterly period ended March 31, 2020 (File No. 001-09924). 10.16.2* Amendment to Letter Agreement, dated April 22, 2020, between Paco Ybarra and Citigroup Global Markets Limited (dated June 19, 2020), incorporated by reference to Exhibit 10.01 to the Companys Quarterly Report on Form 10-Q for the quarterly period ended June 30, 2020 (File No. 001-09924). 10.16.3* Amendment to Letter Agreement, dated April 22, 2020, between Paco Ybarra and Citigroup Global Markets Limited (dated June 29, 2020), incorporated by reference to Exhibit 10.02 to the Companys Quarterly Report on Form 10-Q for the quarterly period ended March 31, 2020 (File No. 001-09924). 10.17* Agreement between Bradford Hu and Citibank, N.A. (dated as of March 12, 2021), incorporated by reference to Exhibit 10.03 to the Companys Quarterly Report on Form 10-Q for the quarterly period ended March 31, 2021 (File No. 001-09924). 10.18* Form of Transformation Program Agreement (for awards granted on November 1, 2021), incorporated by reference to Exhibit 10.02 to the Companys Quarterly Report on Form 10-Q for the quarterly period ended March 31, 2022 (File No. 001-09924). 21.01+ Subsidiaries of Citigroup. 23.01+ Consent of KPMG LLP, Independent Registered Public Accounting Firm. 24.01+ Powers of Attorney. 31.01+ Certification of principal executive officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 31.02+ Certification of principal financial officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 32.01+ Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. 99.01+ List of Securities Registered Pursuant to Section 12(b) of the Securities Exchange Act of 1934, formatted in inline XBRL.