CAN 20-F DEF-14A Report Dec. 31, 2024 | Alphaminr
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CAN 20-F Report ended Dec. 31, 2024

Balance Sheet
Cash Flow
Income Statement
Debt
TABLE OF CONTENTS
Part IprintItem 1. Identity Of Directors, Senior Management and AdvisersprintItem 2. Offer Statistics and Expected TimetableprintItem 3. Key InformationprintItem 4. Information on The CompanyprintItem 4A. Unresolved Staff CommentsprintItem 5. Operating and Financial Review and ProspectsprintItem 6. Directors, Senior Management and EmployeesprintItem 7. Major Shareholders and Related Party TransactionsprintItem 8. Financial InformationprintItem 9. The Offer and ListingprintItem 10. Additional InformationprintItem 11. Quantitative and Qualitative Disclosures About Market RiskprintItem 12. Description Of Securities Other Than Equity SecuritiesprintItem 13. Defaults, Dividend Arrearages and DelinquenciesprintItem 14. Material Modifications To The Rights Of Security Holders and Use Of ProceedsprintItem 15. Controls and ProceduresprintItem 16A. Audit Committee Financial ExpertprintItem 16B. Code Of EthicsprintItem 16C. Principal Accountant Fees and ServicesprintItem 16D. Exemptions From The Listing Standards For Audit CommitteesprintItem 16E. Purchases Of Equity Securities By The Issuer and Affiliated PurchasersprintItem 16F. Change in Registrant S Certifying AccountantprintItem 16G. Corporate GovernanceprintItem 16H. Mine Safety DisclosureprintItem 16I. Disclosure Regarding Foreign Jurisdictions That Prevent InspectionsprintItem 16J. Insider Trading PoliciesprintItem 16K. CybersecurityprintPart IIprintItem 17. Financial StatementsprintItem 18. Financial StatementsprintItem 19. Exhibitsprint

Exhibits

1.1 Amended and Restated Memorandum and Articles of Association of the Registrant (incorporated by reference to Exhibit 3.2 to Canaan Inc.s Registration Statement on Form F-1 (File No. 333-234356), initially filed with the Securities and Exchange Commission on October 28, 2019) 2.1 Deposit Agreement between the Registrant and The Bank of New York Mellon, as depositary (incorporated by reference to Exhibit 2.1 to our annual report on Form 20-F for the year ended December 31, 2019 (File No. 001-39127), filed with the Securities and Exchange Commission on April 15, 2020) 2.2 Description of Securities Registered under Section 12 of the Securities Exchange Act of 1934 (the Exchange Act) (incorporated by reference to Exhibit 2.2 to Canaan Inc.s annual report on Form 20-F (File No. 001-39127), filed with the Securities and Exchange Commission on April 15, 2020) 4.1 Amended and Restated 2018 Share Incentive Plan (incorporated by reference to Exhibit 4.1 of our Annual Report on Form 20-F filed with the Securities and Exchange Commission on April 21, 2021) *4.2 Form of Indemnification Agreement between the Registrant and its directors and executive officers 4.3 Form of Executive Employment Agreement between the Registrant and its executive officers (incorporated herein by reference to Exhibit 10.3 to the registration statement on Form F-1 (File No. 333-234356), as amended, initially filed with the Securities and Exchange Commission on October 28, 2019) 4.4 Form of Securities Purchase Agreement dated April 29, 2021 by and between the Company and the purchasers identified on the signature pages thereto (incorporated by reference to Exhibit 10.2 to Canaan Inc.s Current Report on Form 6-K (Reg. No. 001-39127) furnished on April 30, 2021) 4.5 Form of Warrant to be issued to the purchasers under the Securities Purchase Agreement (incorporated by reference to Exhibit 4.5 to Canaan Inc.s Current Report on Form 6-K (Reg. No. 001-39127) furnished on April 30, 2021) 4.6 Form of Sales Agreement dated December 23, 2024 by and between the Company and the sales agents identified on the signature pages thereto (incorporated by reference to Exhibit 1.1 to Canaan Inc.s Current Report on Form 6 - K (Reg. No. 001-39127) furnished on December 23, 2024) 4.7 Form of Sales Agreement dated March 6, 2025 by and between the Company and an institutional investor (incorporated by reference to Exhibit 10.1 to Canaan Inc.s Current Report on Form 6 - K (Reg. No. 001-39127) furnished on March 10, 2025) 8.1 List of Principal Subsidiaries (incorporated by reference to Exhibit 8.1 to the annual report on Form 20-F (File No. 001-39127), filed with the Securities and Exchange Commission on April 17, 2024) 11.1 Code of Business Conduct of the Registrant (incorporated by reference to Exhibit 99.1 to Canaan Inc.s Registration Statement on Form F-1 (File No. 333-234356), initially filed with the Securities and Exchange Commission on October 28, 2019) *11.2 Insider Trading Policy *12.1 Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 *12.2 Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 **13.1 Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 **13.2 Certification of Chief Financial Officer pursuant to 18 U.S.C Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 *15.1 Consent of Commerce & Finance Law Offices *15.2 Consent of KPMG Huazhen LLP 97.1 Clawback Policy of the Registrant (incorporated by reference to Exhibit 97.1 to the annual report on Form 20-F (File No. 001-39127), filed with the Securities and Exchange Commission on April 17, 2024)