CAT DEF 14A DEF-14A Report June 12, 2024 | Alphaminr
CATERPILLAR INC

CAT DEF 14A Report ended June 12, 2024

CATERPILLAR INC
10-Ks and 10-Qs
10-Q
Quarter ended March 31, 2024
10-K
Fiscal year ended Dec. 31, 2023
10-Q
Quarter ended Sept. 30, 2023
10-Q
Quarter ended June 30, 2023
10-Q
Quarter ended March 31, 2023
10-K
Fiscal year ended Dec. 31, 2022
10-Q
Quarter ended Sept. 30, 2022
10-Q
Quarter ended June 30, 2022
10-Q
Quarter ended March 31, 2022
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Fiscal year ended Dec. 31, 2021
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Quarter ended Sept. 30, 2021
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Quarter ended June 30, 2021
10-Q
Quarter ended March 31, 2021
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Fiscal year ended Dec. 31, 2020
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Quarter ended Sept. 30, 2020
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Quarter ended June 30, 2020
10-Q
Quarter ended March 31, 2020
10-K
Fiscal year ended Dec. 31, 2019
10-Q
Quarter ended Sept. 30, 2019
10-Q
Quarter ended June 30, 2019
10-Q
Quarter ended March 31, 2019
10-K
Fiscal year ended Dec. 31, 2018
10-Q
Quarter ended Sept. 30, 2018
10-Q
Quarter ended June 30, 2018
10-Q
Quarter ended March 31, 2018
10-K
Fiscal year ended Dec. 31, 2017
10-Q
Quarter ended Sept. 30, 2017
10-Q
Quarter ended June 30, 2017
10-Q
Quarter ended March 31, 2017
10-K
Fiscal year ended Dec. 31, 2016
10-Q
Quarter ended Sept. 30, 2016
10-Q
Quarter ended June 30, 2016
10-Q
Quarter ended March 31, 2016
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Fiscal year ended Dec. 31, 2015
10-Q
Quarter ended Sept. 30, 2015
10-Q
Quarter ended June 30, 2015
10-Q
Quarter ended March 31, 2015
10-K
Fiscal year ended Dec. 31, 2014
10-Q
Quarter ended Sept. 30, 2014
10-Q
Quarter ended June 30, 2014
10-Q
Quarter ended March 31, 2014
10-K
Fiscal year ended Dec. 31, 2013
10-Q
Quarter ended Sept. 30, 2013
10-Q
Quarter ended June 30, 2013
10-Q
Quarter ended March 31, 2013
10-K
Fiscal year ended Dec. 31, 2012
10-Q
Quarter ended Sept. 30, 2012
10-Q
Quarter ended June 30, 2012
10-Q
Quarter ended March 31, 2012
10-K
Fiscal year ended Dec. 31, 2011
10-Q
Quarter ended Sept. 30, 2011
10-Q
Quarter ended June 30, 2011
10-Q
Quarter ended March 31, 2011
10-K
Fiscal year ended Dec. 31, 2010
10-Q
Quarter ended Sept. 30, 2010
10-Q
Quarter ended June 30, 2010
10-Q
Quarter ended March 31, 2010
10-K
Fiscal year ended Dec. 31, 2009
PROXIES
DEF 14A
Filed on April 29, 2024
DEF 14A
Filed on May 1, 2023
DEF 14A
Filed on April 28, 2022
DEF 14A
Filed on April 30, 2021
DEF 14A
Filed on April 29, 2020
DEF 14A
Filed on April 26, 2019
DEF 14A
Filed on April 25, 2018
DEF 14A
Filed on April 26, 2017
DEF 14A
Filed on April 25, 2016
DEF 14A
Filed on April 20, 2015
DEF 14A
Filed on April 21, 2014
DEF 14A
Filed on April 22, 2013
DEF 14A
Filed on April 23, 2012
DEF 14A
Filed on April 15, 2011
DEF 14A
Filed on April 19, 2010
TABLE OF CONTENTS
LETTERS TO SHAREHOLDERSPROXY SUMMARYANNUAL MEETING OF SHAREHOLDERSSHAREHOLDER VOTING MATTERSOUR DIRECTOR NOMINEESGOVERNANCE HIGHLIGHTS2023 PERFORMANCE HIGHLIGHTSNOTICE OF ANNUAL MEETING OF SHAREHOLDERSDIRECTORS & GOVERNANCEPROPOSAL 1 ELECTION OF DIRECTORSOVERVIEW OF OUR DIRECTOR NOMINEESBOARD ATTENDANCE - 2023BOARD EVOLUTION SINCE 2016DIVERSITY OF SKILLS AND EXPERTISEDIRECTOR CONTINUOUS EDUCATION AND DEVELOPMENTBOARDS ROLE IN COMPANY STRATEGYBOARDS ROLE IN RISK OVERSIGHTDIRECTOR NOMINATIONS AND EVALUATIONSDIRECTOR CANDIDATE BIOGRAPHIES AND QUALIFICATIONSDIRECTOR COMPENSATIONBOARD ELECTION AND LEADERSHIP STRUCTUREDUTIES AND RESPONSIBILITIES OF PRESIDING DIRECTORCORPORATE GOVERNANCE GUIDELINES AND CODE OF CONDUCTBOARD EVALUATION PROCESSBOARD COMMITTEESDIRECTOR INDEPENDENCE DETERMINATIONSCOMMUNICATION WITH THE BOARDCONTACTING CATERPILLARINVESTOR OUTREACHPOLITICAL CONTRIBUTIONS AND LOBBYINGRELATED PARTY TRANSACTIONSAUDITPROPOSAL 2 RATIFICATION OF OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRMAUDIT FEES AND APPROVAL PROCESSINDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FEE INFORMATIONANONYMOUS REPORTING OF ACCOUNTING AND OTHER CONCERNSAUDIT COMMITTEE REPORTCOMPENSATIONPROPOSAL 3 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATIONCOMPENSATION DISCUSSION & ANALYSISEXECUTIVE SUMMARY2023 SUMMARY COMPENSATION TABLE2023 ALL OTHER COMPENSATION TABLEGRANTS OF PLAN-BASED AWARDS IN 2023OUTSTANDING EQUITY AWARDS AT 2023 FISCAL YEAR END2023 OPTION EXERCISES AND STOCK VESTED2023 PENSION BENEFITS2023 NONQUALIFIED DEFERRED COMPENSATIONPOTENTIAL PAYMENTS UPON TERMINATION OR CHANGE IN CONTROLPOTENTIAL PAYMENTS UPON TERMINATION OR CHANGE IN CONTROLCEO PAY RATIOPAY VERSUS PERFORMANCESHAREHOLDER PROPOSALSPROPOSAL 4 SHAREHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMANPROPOSAL 5 SHAREHOLDER PROPOSAL - LOBBYING DISCLOSUREPROPOSAL 6 SHAREHOLDER PROPOSAL - DIRECTOR BOARD SERVICEOTHER IMPORTANT INFORMATIONMATTERS RAISED AT THE ANNUAL MEETING NOT INCLUDED IN THIS STATEMENTSHAREHOLDER PROPOSALS AND DIRECTOR NOMINATIONS FOR THE 2024 ANNUAL MEETINGPERSONS OWNING MORE THAN FIVE PERCENT OF CATERPILLAR COMMON STOCKSECURITY OWNERSHIP OF EXECUTIVE OFFICERS AND DIRECTORSDELINQUENT SECTION 16(a) REPORTSACCESS TO FORM 10-KNON-GAAP FINANCIAL MEASURESFREQUENTLY ASKED QUESTIONS REGARDING MEETING ATTENDANCE AND VOTINGOTHER RESOURCES