CIEN 10-Q Quarterly Report Jan. 31, 2020 | Alphaminr

CIEN 10-Q Quarter ended Jan. 31, 2020

CIENA CORP
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TABLE OF CONTENTS
Part I Financial InformationItem 1. Financial StatementsItem 2. Management S Discussion and Analysis Of Financial Condition and Results Of OperationsItem 3. Quantitative and Qualitative Disclosures About Market RiskItem 4. Controls and ProceduresPart II Other InformationItem 1. Legal ProceedingsItem 1A. Risk FactorsItem 2. Unregistered Sales Of Equity Securities and Use Of ProceedsItem 3. Defaults Upon Senior SecuritiesItem 4. Mine Safety DisclosuresItem 5. Other InformationItem 6. Exhibits

Exhibits

10.1 Change in Control Severance Agreement dated November 30, 2019, between Ciena Corporation and Gary B. Smith (Incorporated by reference from Exhibit 10.23 of Cienas Annual Report on Form 10-K, filed with the SEC on December 20, 2019).* 10.2 Change in Control Severance Agreement dated November 30, 2019, between Ciena Corporation and Executive Officers (Incorporated by reference from Exhibit 10.24 of Cienas Annual Report on Form 10-K, filed with the SEC on December 20, 2019).* 10.3 Refinancing Amendment to Credit Agreement, dated January23, 2020, by and among Ciena Corporation, Ciena Communications, Inc., Ciena Government Solutions, Inc., Ciena Communications International, LLC, Blue Planet Software, Inc., Bank of America, N.A., as administrative agent, and the lenders party thereto (Incorporated by reference from Exhibit 10.1 of Cienas Current Report on Form 8-K, filed with the SEC on January 28, 2020).++ 31.1 Certification of Chief Executive Officer Pursuant to Rule13a-14(a) under the Securities Exchange Act of 1934 as Adopted Pursuant to Section302 of the Sarbanes-Oxley Act of 2002 31.2 Certification of Chief Financial Officer Pursuant to Rule13a-14(a) under the Securities Exchange Act of 1934 as Adopted Pursuant to Section302 of the Sarbanes-Oxley Act of 2002 32.1 Certification of Chief Executive Officer Pursuant to 18 U.S.C. Section1350 as Adopted Pursuant to Section906 of the Sarbanes-Oxley Act of 2002 32.2 Certification of Chief Financial Officer Pursuant to 18 U.S.C. Section1350 as Adopted Pursuant to Section906 of the Sarbanes-Oxley Act of 2002