CMI 10-K Annual Report Dec. 31, 2017 | Alphaminr
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CMI 10-K Fiscal year ended Dec. 31, 2017

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CUMMINS INC
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TABLE OF CONTENTS
Part IItem 1. BusinessItem 1A. Risk FactorsItem 1B. Unresolved Staff CommentsItem 2. PropertiesItem 3. Legal ProceedingsItem 4. Mine Safety DisclosuresPart IIItem 5. Market For Registrant's Common Equity, Related Stockholder Matters and Issuer Purchases Of Equity SecuritiesItem 6. Selected Financial DataItem 7. Management's Discussion and Analysis Of Financial Condition and Results Of OperationsItem 7A. Quantitative and Qualitative Disclosures About Market RiskItem 8. Financial Statements and Supplementary DataNote 1 Summary Of Significant Accounting PoliciesNote 2 Income TaxesNote 3 Investments in Equity InvesteesNote 4 Marketable SecuritiesNote 5 InventoriesNote 6 Property, Plant and EquipmentNote 7 Goodwill and Other Intangible AssetsNote 8 Product Warranty LiabilityNote 9 DebtNote 10 Pension and Other Postretirement BenefitsNote 11 Other Liabilities and Deferred RevenueNote 12 Commitments and ContingenciesNote 13 Shareholders' EquityNote 14 Accumulated Other Comprehensive LossNote 15 Stock Incentive and Stock Option PlansNote 16 Noncontrolling InterestsNote 17 Earnings Per ShareNote 18 AcquisitionsNote 19 Impairment Of Light-duty Diesel AssetsNote 20 Restructuring Actions and Other ChargesNote 21 Operating SegmentsNote 1. Summary Of Significant Accounting PoliciesNote 2. Income TaxesNote 3. Investments in Equity InvesteesNote 4. Marketable SecuritiesNote 5. InventoriesNote 6. Property, Plant and EquipmentNote 7. Goodwill and Other Intangible AssetsNote 8. Product Warranty LiabilityNote 9. DebtNote 10. Pension and Other Postretirement BenefitsNote 11. Other Liabilities and Deferred RevenueNote 12. Commitments and ContingenciesNote 13. Shareholders' EquityNote 14. Accumulated Other Comprehensive LossNote 15. Stock Incentive and Stock Option PlansNote 16 . Noncontrolling InterestsNote 17. Earnings Per ShareNote 18. AcquisitionsNote 19. Impairment Of Light-duty Diesel AssetsNote 20. Restructuring Actions and Other ChargesNote 21. Operating SegmentsItem 9. Changes in and Disagreements with Accountants on Accounting and Financial DisclosureItem 9A. Controls and ProceduresItem 9B. Other InformationPart IIIItem 10. Directors, Executive Officers and Corporate GovernanceItem 11. Executive CompensationItem 12. Security Ownership Of Certain Beneficial Owners and Management and Related Stockholder MattersItem 13. Certain Relationships, Related Transactions and Director IndependenceItem 14. Principal Accounting Fees and ServicesPart IVItem 15. Exhibits and Financial Statement SchedulesItem 16. Form 10-k Summary (optional)

Exhibits

3 (a) Restated Articles of Incorporation, as amended (incorporated by reference to Exhibit3(a) to CumminsInc.'s Quarterly Report on Form10-Q for the quarter ended June28, 2009). 3 (b) By-laws, as amended and restated effective as of May 9, 2017 (incorporated by reference to Exhibit3.1 to CumminsInc.'s Quarterly Report on Form 10-Q for the quarter ended October 1, 2017). 4 (a) Indenture, dated as of September 16, 2013, by and between Cummins Inc. and U.S. Bank National Association (incorporated by reference to Exhibit 4.3 to the Registration Statement on Form S-3 filed with the Securities and Exchange Commission on September 16, 2013 (Registration Statement No. 333-191189)). 4 (b) First Supplemental Indenture, dated as of September 24, 2013, between Cummins Inc. and U.S. Bank National Association (incorporated by reference to Exhibit 4.1 of the Current Report on 8-K, filed by Cummins Inc. with the Securities and Exchange Commission on September 24, 2013 (File No. 001-04949)). 4 (c) Second Supplemental Indenture, dated as of September 24, 2013, between Cummins Inc. and U.S. Bank National Association (incorporated by reference to Exhibit 4.2 of the Current Report on 8-K, filed by Cummins Inc. with the Securities and Exchange Commission on September 24, 2013 (File No. 001-04949)). 10 (a)# 2003 Stock Incentive Plan, as amended (incorporated by reference to Exhibit10(a) to CumminsInc.'s Annual Report on Form10-K for the year ended December31, 2009). 10 (b)# Target Bonus Plan (incorporated by reference to Exhibit10(b) to CumminsInc.'s Annual Report on Form10-K for the year ended December31, 2009). 10 (c)# Deferred Compensation Plan, as amended (incorporated by reference to Exhibit 10(c) to Cummins Inc.s Quarterly Report on Form 10-Q for the quarter ended September 27, 2015). 10 (d)# Supplemental Life Insurance and Deferred Income Plan, as amended (incorporated by reference to Exhibit10(d) to CumminsInc.'s Annual Report on Form10-K for the year ended December31, 2011). 10 (e) Amended and Restated Credit Agreement, dated as of November13, 2015, by and among CumminsInc., the subsidiary borrowers referred to therein and the Lenders party thereto (incorporated by reference to Exhibit10 to CumminsInc.'s Current Report on Form8-K dated November13, 2015). 10 (f)# Deferred Compensation Plan for Non-Employee Directors, as amended (incorporated by reference to Exhibit 10(f) to Cummins Inc.'s Annual Report on Form 10-K for the year ended December 31, 2013). 10 (g)# Excess Benefit Retirement Plan, as amended (incorporated by reference to Exhibit10(g) to CumminsInc.'s Quarterly Report on Form10-Q for the quarter ended September 28, 2014). 10 (i)# Longer Term Performance Plan (incorporated by reference to Exhibit10(i) to CumminsInc.'s Annual Report on Form10-K for the year ended December31, 2009). 10 (j)# 2006 Executive Retention Plan, as amended (incorporated by reference to Exhibit10(j) to CumminsInc.'s Annual Report on Form10-K for the year ended December31, 2011). 10 (k)# Senior Executive Target Bonus Plan (incorporated by reference to Exhibit10(k) to CumminsInc.'s Annual Report on Form10-K for the year ended December31, 2009). 10 (l)# Senior Executive Longer Term Performance Plan (incorporated by reference to Exhibit10(l) to CumminsInc.'s Annual Report on Form10-K for the year ended December31, 2009). 10 (m)# Form of Stock Option Agreement under the 2003 Stock Incentive Plan (incorporated by reference to Exhibit10(m) to CumminsInc.'s Annual Report on Form10-K for the year ended December31, 2009). 10 (n)# Form of Long-Term Grant Notice under the 2012 Omnibus Incentive Plan (incorporated by reference to Exhibit10(n) to CumminsInc.'s Quarterly Report on Form10-Q for the quarter ended March 29, 2015). 10 (p)# Form of Stock Option Agreement under the 2012 Omnibus Incentive Plan (incorporated by reference to Exhibit 10(p) to Cummins Inc.'s Annual Report on Form 10-K for the year ended December 31, 2013). 10 (q)# Key Employee Stock Investment Plan (incorporated by reference to Exhibit 10(q) to Cummins Inc.s Quarterly Report on Form 10-Q for the quarter ended September 28, 2014). 10 (r)# 364-Day Credit Agreement, dated as of September5,2017, by and among Cummins Inc., the subsidiary borrowers referred to therein, the Lenders and Agents party thereto and JPMorgan Chase Bank, N.A., as Administrative Agent (incorporated by reference to Exhibit 10.1 to Cummins Inc.s Current Report on Form 8-K filed with the Securities and Exchange Commission on September 6, 2017)(File No.001-04949)). 12 Calculation of Ratio of Earnings to Fixed Charges (filed herewith). 21 Subsidiaries of the Registrant (filed herewith). 23 Consent of PricewaterhouseCoopersLLP (filed herewith). 24 Powers of Attorney (filed herewith). 31 (a) Certification Pursuant to Section302 of the Sarbanes-Oxley Act of 2002 (filed herewith). 31 (b) Certification Pursuant to Section302 of the Sarbanes-Oxley Act of 2002 (filed herewith). 32 Certifications Pursuant to Section906 of the Sarbanes-Oxley Act of 2002 (filed herewith).