CNHI 10-K Annual Report Dec. 31, 2022 | Alphaminr

CNHI 10-K Fiscal year ended Dec. 31, 2022

TABLE OF CONTENTS
Part IprintItem 1. BusinessprintItem 1A. Risk FactorsprintItem 1B. Unresolved Staff CommentsprintItem 2. PropertiesprintItem 3. Legal ProceedingsprintItem 4. Mine Safety DisclosureprintPart IIprintItem 5. Market For Registrant's Common Equity, Related Stockholder Matters and Issuer Purchases Of Equity SecuritiesprintItem 6. [reserved]printItem 7. Management's Discussion and Analysis Of Financial Condition and Results Of OperationsprintItem 7A. Quantitative and Qualitative Disclosures About Market RiskprintItem 8. Financial Statements and Supplementary DataprintItem 9. Changes in and Disagreements with Accountants on Accounting and Financial DisclosureprintItem 9A. Controls and ProceduresprintItem 9B. Other InformationprintItem 9C. Disclosure Regarding Foreign Jurisdictions That Prevent InspectionsprintPart IIIprintItem 10. Directors, Executive Officers, and Corporate GovernanceprintItem 11. Executive CompensationprintItem 12. Security Ownership Of Certain Beneficial Owners and Management and Related Stockholder MattersprintItem 13. Certain Relationships and Related Transactions and Director IndependenceprintItem 14. Principal Accountant Fees and ServicesprintPart IVprintItem 15. Exhibits and Financial Statement SchedulesprintItem 16. Form 10-k SummaryprintNote 1: PresentationprintNote 2: Summary Of Significant Accounting PoliciesprintNote 3: RevenueprintNote 4: ReceivablesprintNote 5: InventoriesprintNote 6: Property, Plant and EquipmentprintNote 7: Investments in Unconsolidated Subsidiaries and AffiliatesprintNote 8: LeasesprintNote 9: Goodwill and Other IntangiblesprintNote 10: DebtprintNote 11: Income TaxesprintNote 12: Employee Benefit Plans and Postretirement BenefitsprintNote 13: Other LiabilitiesprintNote 14: Commitments and ContingenciesprintNote 15: Financial InstrumentsprintNote 16: Shareholders EquityprintNote 17: Share-based CompensationprintNote 18: Earnings Per ShareprintNote 19: Accumulated Other Comprehensive Income (loss)printNote 20: Segment ReportingprintNote 21: Related Party Informationprint

Exhibits

3.1 Articles of Association of CNH Industrial N.V., dated September 29, 2013 (Previously filed as Exhibit 1.1 to the Annual Report on Form 20-F of the registrant for the year ended December 31, 2014 (File No. 001-36085) and incorporated herein by reference). 3.2 Regulations of the Board of Directors of CNH Industrial N.V. dated September 9, 2013 (Previously filed as Exhibit 1.2 to the Annual Report on Form 20-F of the registrant for the year ended December 31, 2014 (File No. 001-36085) and incorporated herein by reference). 4.1 Indenture, dated as of August 18, 2016, by and between CNH Industrial N.V., as issuer, and U.S. Bank National Association, as trustee, relating to the CNH Industrial N.V. debt securities. (Previously filed as Exhibit 4.1 to the report on Form 6-K of the registrant (File No. 001-36085) and incorporated herein by reference). 4.2 Officers Certificate, dated as of August 18, 2016 (including Form of 4.50% Note due 2023 included therein). (Previously filed as Exhibit 4.2 to Form 6K of the registrant on August 18, 2016 (File No. 001-36085) and incorporated herein by reference). 4.3 Officers Certificate, dated as of November 14, 2017 (including Form of 3.850% Note due 2027 included therein). (Previously filed as Exhibit 4.1 to Form 6K of the registrant on November 14, 2017 (File No. 001-36085) and incorporated herein by reference). 4.4 Description of the Registrants Securities Registered Pursuant to Section 12 of the Exchange Act 10.1 CNH Industrial N.V. Directors Compensation Plan (Previously filed as Exhibit4.5 to the Registration Statement on Form S-8 of the registrant on October 1, 2013 (File No. 333-191477) incorporated herein by reference). 10.2 Case New Holland Industrial Inc. 2005 Deferred Compensation Plan, restated effective January 1, 2012 (Previously filed as Exhibit 4.9 to the Annual Report on Form 20-F of the registrant for the year ended December 31, 2014 (File No. 001-36085) and incorporated herein by reference). 10.3 CNH Industrial N.V. Equity Incentive Plan (Previously filed as Exhibit 4.2 to the Registration Statement on Form S-8 of the registrant on June 3, 2020 (File No. 333-238912) incorporated herein by reference). 10.4 Form of Performance Share Agreement (2021-2023) 10.5 Form of Restricted Stock Units Agreement (2021-2023) 10.6 Form of Performance Share Agreement (2022-2024) 10.7 Form of Restricted Stock Units Agreement (2022-2024) 10.8 Employment and Severance Agreement with Kevin Barr 10.9 Employment and Severance Agreement with Derek Neilson 10.10 Employment and Severance Agreement with Scott W. Wine 10.11 Agreement and Plan of Merger among Raven Industries, Inc., CNH Industrial N.V. and CNH Industrial South Dakota, Inc. 10.12 Credit Agreement dated as of March 18, 2019 10.13 Amendment to the Credit Agreement dated March 18, 2019 21.0 Subsidiariesand affiliates of the registrant 23.0 Consent of Ernst& Young LLP. 31.1 Certification of Chief Executive Officer of CNH Industrial NV, as required pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 31.2 Certification of Chief Financial Officer of CNH Industrial NV, as required pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 32.1 Certification of Chief Executive Officer of CNH Industrial NV and Chief Financial Officer of CNH Industrial NV, as required pursuant Section 906 of the Sarbanes-Oxley Act of 2002.