CNHI 20-F DEF-14A Report Dec. 31, 2020 | Alphaminr

CNHI 20-F Report ended Dec. 31, 2020

TABLE OF CONTENTS
Part IprintItem 1. Identity Of Directors, Senior Management and AdvisersprintItem 2. Offer Statistics and Expected TimetableprintItem 3. Key InformationprintItem 4. Information on The CompanyprintItem 4A. Unresolved Staff CommentsprintItem 5. Operating and Financial Review and ProspectsprintItem 6. Directors, Senior Management and EmployeesprintItem 7. Major Shareholders and Related Party TransactionsprintItem 8. Financial InformationprintItem 9. The Offer and ListingprintItem 10. Additional InformationprintItem 11. Quantitative and Qualitative Disclosures About Market RiskprintItem 12. Description Of Securities Other Than Equity SecuritiesprintPart IIprintItem 13. Defaults, Dividend Arrearages and DelinquenciesprintItem 14. Material Modifications To The Rights Of Security Holders and Use Of ProceedsprintItem 15. Controls and ProceduresprintItem 16A. Audit Committee Financial ExpertprintItem 16B. Code Of EthicsprintItem 16C. Principal Accountant Fees and ServicesprintItem 16D. Exemptions From The Listing Standards For Audit CommitteesprintItem 16E. Purchase Of Equity Securities By The Issuer and Affiliated PurchasersprintItem 16F. Change in Registrant S Certifying AccountantprintItem 16G. Corporate GovernanceprintItem 16H. Mine Safety DisclosureprintPart IIIprintItem 17. Financial StatementsprintItem 18. Financial StatementsprintItem 19. ExhibitsprintNote 1: Nature Of OperationsprintNote 2: Summary Of Significant Accounting PoliciesprintNote 3: RevenueprintNote 4: ReceivablesprintNote 5: InventoriesprintNote 6: Property, Plant and EquipmentprintNote 7: Investments in Unconsolidated Subsidiaries and AffiliatesprintNote 8: LeasesprintNote 9: Goodwill and Other IntangiblesprintNote 10: DebtprintNote 11: Income TaxesprintNote 12: Employee Benefit Plans and Postretirement BenefitsprintPart DprintNote 13: Other LiabilitiesprintNote 14: Commitments and ContingenciesprintNote 15: Financial InstrumentsprintNote 16: Shareholders EquityprintNote 17: Share-based CompensationprintNote 18: Earnings Per ShareprintNote 19: Accumulated Other Comprehensive Income (loss)printNote 20: Segment ReportingprintNote 21: Related Party InformationprintNote 22: Subsequent Eventprint

Exhibits

1.1 Articles of Association of CNH Industrial N.V., dated September 29, 2013 (Previously filed as Exhibit 1.1 to the Annual Report on Form 20-F of the registrant for the year ended December 31, 2014 (File No. 001-36085) and incorporated herein by reference). 1.2 Regulations of the Board of Directors of CNH Industrial N.V. dated September 9, 2013 (Previously filed as Exhibit 1.2 to the Annual Report on Form 20-F of the registrant for the year ended December 31, 2014 (File No. 001-36085) and incorporated herein by reference). 2.1 Indenture, dated as of August 18, 2016, by and between CNH Industrial N.V., as issuer, and U.S. Bank National Association, as trustee, relating to the CNH Industrial N.V. debt securities. (Previously filed as Exhibit 4.1 to the report on Form 6-K of the registrant (File No. 001-36085) and incorporated herein by reference). 2.2 Officers Certificate, dated as of August 18, 2016 (including Form of 4.50% Note due 2023 included therein). (Previously filed as Exhibit 4.2 to Form 6K of the registrant on August 18, 2016 (File No. 001-36085) and incorporated herein by reference). 2.3 Officers Certificate, dated as of November 14, 2017 (including Form of 3.850% Note due 2027 included therein). (Previously filed as Exhibit 4.1 to Form 6K of the registrant on November 14, 2017 (File No. 001-36085) and incorporated herein by reference). 4.4 CNH Industrial N.V. Directors Compensation Plan (Previously filed as Exhibit4.5 to the Registration Statement on Form S-8 of the registrant on October 1, 2013 (File No. 333-191477) incorporated herein by reference). 4.5 Case New Holland Industrial Inc. 2005 Deferred Compensation Plan, restated effective January 1, 2012 (Previously filed as Exhibit 4.9 to the Annual Report on Form 20-F of the registrant for the year ended December 31, 2014 (File No. 001-36085) and incorporated herein by reference). 4.6 CNH Industrial N.V. Equity Incentive Plan (Previously filed as Exhibit 4.2 to the Registration Statement on Form S-8 of the registrant on June3, 2020(File No. 333-238912) incorporated herein by reference). 7.1 Statement regarding computation of ratio of earnings to fixed charges. 8.1 List of subsidiaries of the registrant. 12.1 Certification Pursuant to the Securities Exchange Act Rule13a-14(a)/15d-14(a), as Adopted Pursuant to Section302 of the Sarbanes-Oxley Act of 2002. 12.2 Certification Pursuant to the Securities Exchange Act Rule13a-14(a)/15d-14(a), as Adopted Pursuant to Section302 of the Sarbanes-Oxley Act of 2002. 13.0 Certification required by Rule 13a-14(b) or Rule 15d-14(b) and Section 1350 of Chapter 63 of Title 18 of the United States Code (18 U.S.C. 1350). 15.0 Consent of Ernst& Young LLP.