CNP 10-Q Quarterly Report March 31, 2020 | Alphaminr

Effective Date August 11, 2021

These terms and conditions govern your use of the website alphaminr.com and its related services.

These Terms and Conditions (“Terms”) are a binding contract between you and Alphaminr, (“Alphaminr”, “we”, “us” and “service”). You must agree to and accept the Terms. These Terms include the provisions in this document as well as those in the Privacy Policy. These terms may be modified at any time.

Subscription

Your subscription will be on a month to month basis and automatically renew every month. You may terminate your subscription at any time through your account.

Fees

We will provide you with advance notice of any change in fees.

Usage

You represent that you are of legal age to form a binding contract. You are responsible for any activity associated with your account. The account can be logged in at only one computer at a time.
The Services are intended for your own individual use. You shall only use the Services in a manner that complies with all laws. You may not use any automated software, spider or system to scrape data from Alphaminr.

Limitation of Liability

Alphaminr is not a financial advisor and does not provide financial advice of any kind. The service is provided “As is”. The materials and information accessible through the Service are solely for informational purposes. While we strive to provide good information and data, we make no guarantee or warranty as to its accuracy.

TO THE EXTENT PERMITTED BY APPLICABLE LAW, UNDER NO CIRCUMSTANCES SHALL ALPHAMINR BE LIABLE TO YOU FOR DAMAGES OF ANY KIND, INCLUDING DAMAGES FOR INVESTMENT LOSSES, LOSS OF DATA, OR ACCURACY OF DATA, OR FOR ANY AMOUNT, IN THE AGGREGATE, IN EXCESS OF THE GREATER OF (1) FIFTY DOLLARS OR (2) THE AMOUNTS PAID BY YOU TO ALPHAMINR IN THE SIX MONTH PERIOD PRECEDING THIS APPLICABLE CLAIM. SOME STATES DO NOT ALLOW THE EXCLUSION OR LIMITATION OF INCIDENTAL OR CONSEQUENTIAL OR CERTAIN OTHER DAMAGES, SO THE ABOVE LIMITATION AND EXCLUSIONS MAY NOT APPLY TO YOU.

If any provision of these Terms is found to be invalid under any applicable law, such provision shall not affect the validity or enforceability of the remaining provisions herein.

CENTERPOINT ENERGY INC

10-Ks and 10-Qs

10-Q	Quarter ended Sept. 30, 2024
10-Q	Quarter ended June 30, 2024
10-Q	Quarter ended March 31, 2024
10-K	Fiscal year ended Dec. 31, 2023
10-Q	Quarter ended Sept. 30, 2023
10-Q	Quarter ended June 30, 2023
10-Q	Quarter ended March 31, 2023
10-K	Fiscal year ended Dec. 31, 2022
10-Q	Quarter ended Sept. 30, 2022
10-Q	Quarter ended June 30, 2022
10-Q	Quarter ended March 31, 2022
10-K	Fiscal year ended Dec. 31, 2021
10-Q	Quarter ended Sept. 30, 2021
10-Q	Quarter ended June 30, 2021
10-Q	Quarter ended March 31, 2021
10-K	Fiscal year ended Dec. 31, 2020
10-Q	Quarter ended Sept. 30, 2020
10-Q	Quarter ended June 30, 2020
10-Q	Quarter ended March 31, 2020
10-K	Fiscal year ended Dec. 31, 2019
10-Q	Quarter ended Sept. 30, 2019
10-Q	Quarter ended June 30, 2019
10-Q	Quarter ended March 31, 2019
10-K	Fiscal year ended Dec. 31, 2018
10-Q	Quarter ended Sept. 30, 2018
10-Q	Quarter ended June 30, 2018
10-Q	Quarter ended March 31, 2018
10-K	Fiscal year ended Dec. 31, 2017
10-Q	Quarter ended Sept. 30, 2017
10-Q	Quarter ended June 30, 2017
10-Q	Quarter ended March 31, 2017
10-K	Fiscal year ended Dec. 31, 2016
10-Q	Quarter ended Sept. 30, 2016
10-Q	Quarter ended June 30, 2016
10-Q	Quarter ended March 31, 2016
10-K	Fiscal year ended Dec. 31, 2015
10-Q	Quarter ended Sept. 30, 2015
10-Q	Quarter ended June 30, 2015
10-Q	Quarter ended March 31, 2015
10-K	Fiscal year ended Dec. 31, 2014
10-Q	Quarter ended Sept. 30, 2014
10-Q	Quarter ended June 30, 2014
10-Q	Quarter ended March 31, 2014
10-K	Fiscal year ended Dec. 31, 2013
10-Q	Quarter ended Sept. 30, 2013
10-Q	Quarter ended June 30, 2013
10-Q	Quarter ended March 31, 2013
10-K	Fiscal year ended Dec. 31, 2012
10-Q	Quarter ended Sept. 30, 2012
10-Q	Quarter ended June 30, 2012
10-Q	Quarter ended March 31, 2012
10-K	Fiscal year ended Dec. 31, 2011
10-Q	Quarter ended Sept. 30, 2011
10-Q	Quarter ended June 30, 2011
10-Q	Quarter ended March 31, 2011
10-K	Fiscal year ended Dec. 31, 2010
10-Q	Quarter ended Sept. 30, 2010
10-Q	Quarter ended June 30, 2010
10-Q	Quarter ended March 31, 2010
10-K	Fiscal year ended Dec. 31, 2009

PROXIES

DEF 14A	Filed on March 15, 2024
DEF 14A	Filed on March 10, 2023
DEF 14A	Filed on March 11, 2022
DEF 14A	Filed on March 12, 2021
DEF 14A	Filed on March 13, 2020
DEF 14A	Filed on March 14, 2019
DEF 14A	Filed on March 15, 2018
DEF 14A	Filed on March 16, 2017
DEF 14A	Filed on March 17, 2016
DEF 14A	Filed on March 13, 2015
DEF 14A	Filed on March 14, 2014
DEF 14A	Filed on March 15, 2013
DEF 14A	Filed on March 16, 2012
DEF 14A	Filed on March 11, 2011
DEF 14A	Filed on March 12, 2010

TABLE OF CONTENTS

Part I. Financial Information Item 1. Financial Statements Item 3. Quantitative and Qualitative Disclosures About Market Risk Item 4. Controls and Procedures Part II. Other Information Item 1. Legal Proceedings Item 1A. Risk Factors Item 6. Exhibits

Exhibits

2.1* Agreement and Plan of Merger, dated as of April21, 2018, by and among Vectren Corporation, CenterPoint Energy, Inc. and Pacer Merger Sub, Inc. CenterPoint Energys Form 8-K dated April 21, 2018 1-31447 2.1 x 2.2* Securities Purchase Agreement, dated as of February 3, 2020, by and among Vectren Utility Services, Inc., PowerTeam Services, LLC and, solely for purposes of Section 10.17 of the Securities Purchase Agreement, Vectren Corporation CenterPoint Energys Form 8-K dated February 3, 2020 1-31447 x 2.3* Equity Purchase Agreement, dated as of February 24, 2020, by and between CERC Corp. and Athena Energy Services Buyer, LLC CenterPoint Energys Form 8-K dated February 24, 2020 1-31447 x x 3.1 Restated Articles of Incorporation of CenterPoint Energy CenterPoint Energys Form 8-K dated July24, 2008 1-31447 3.2 x 3.2 Restated Certificate of Formation of Houston Electric Houston Electrics Form 10-Q for the quarter ended June30, 2011 1-3187 3.1 x 3.7 Third Amended and Restated Bylaws of CenterPoint Energy CenterPoint Energys Form 8-K dated February 21, 2017 1-31447 3.1 x 3.8 Amended and Restated Limited Liability Company Agreement of Houston Electric Houston Electrics Form 10-Q for the quarter ended June30, 2011 1-3187 3.2 x 3.10 Statement of Resolutions Deleting Shares Designated Series A Preferred Stock of CenterPoint Energy CenterPoint Energys Form 10-K for the year ended December 31, 2011 1-31447 3(c) x 3.11 Statement of Resolution Establishing Series of Shares Designated Series A Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock of CenterPoint Energy CenterPoint Energys Form 8-K dated August 22, 2018 1-31447 3.1 x 3.12 Statement of Resolution Establishing Series of Shares designated 7.00% Series B Mandatory Convertible Preferred Stock of CenterPoint Energy CenterPoint Energys Form 8-K dated September 25, 2018 1-31447 3.1 x 4.2 Form of Certificate representing the Series A Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock of CenterPoint Energy CenterPoint Energys Form 8-K dated August 22, 2018 1-31447 4.1 x 4.3 Form of Certificate representing the 7.00% Series B Mandatory Convertible Preferred Stock of CenterPoint Energy (included as Exhibit A to Exhibit 3.12) CenterPoint Energys Form 8-K dated September 25, 2018 1-31447 4.1 x 4.4 Deposit Agreement, dated as of October 1, 2018, among CenterPoint Energy and Broadridge Corporate Issuer Solutions, Inc., as Depositary, and the holders from time to time of the Depositary Receipts described therein CenterPoint Energys Form 8-K dated September 25, 2018 1-31447 4.2 x 4.5 Form of Depositary Receipt for the Depositary Shares (included as Exhibit A to Exhibit 4.4) CenterPoint Energys Form 8-K dated September 25, 2018 1-31447 4.3 x 4.6 $1,600,000,000 Credit Agreement, dated as of March 3, 2016, among CenterPoint Energy, as Borrower, and the banks named therein CenterPoint Energys Form 8-K dated March 3, 2016 1-31447 4.1 x 4.7 $300,000,000 Credit Agreement, dated as of March 3, 2016, among Houston Electric, as Borrower, and the banks named therein CenterPoint Energys Form 8-K dated March 3, 2016 1-31447 4.2 x x 4.8 $600,000,000 Credit Agreement, dated as of March 3, 2016, among CERC Corp., as Borrower, and the banks named therein CenterPoint Energys Form 8-K dated March 3, 2016 1-31447 4.3 x x 4.9 First Amendment to Amended and Restated Credit Agreement, dated as of June 16, 2017, by and among CenterPoint Energy, as Borrower, and the banks named therein CenterPoint Energys Form 8-K dated June 16, 2017 1-31447 4.1 x 4.10 Second Amendment to Amended and Restated Credit Agreement, dated as of May 25, 2018, by and among CenterPoint Energy, as Borrower, and the banks named therein CenterPoint Energys Form 8-K dated May 25, 2018 1-31447 4.1 x 4.11 First Amendment to Credit Agreement, dated as of June 16, 2017, among Houston Electric, as Borrower, and the banks named therein CenterPoint Energys Form 8-K dated June 16, 2017 1-31447 4.2 x x 4.12 First Amendment to Credit Agreement, dated as of June 16, 2017, among CERC Corp., as Borrower, and the banks named therein CenterPoint Energys Form 8-K dated June 16, 2017 1-31447 4.3 x x 4.13 $400,000,000 Credit Agreement, dated as of July 14, 2017, among VUHI, as Borrower, certain Subsidiaries of VUHI, as Guarantors, and the banks named therein Vectrens Form 8-K dated July 17, 2017 1-15467 10.1 x 4.14 $200,000,000 Credit Agreement, dated as of July 14, 2017, among VCC, as Borrower, Vectren Corporation, as Guarantor, and the banks named therein Vectrens Form 8-K dated July 17, 2017 1-15467 10.2 x 4.15 Term Loan Agreement dated as of July 30, 2018, among VUHI, as Borrower, the Subsidiaries of Borrower identified herein as Guarantors and the banks named therein Vectrens Form 8-K dated July 30, 2018 1-15467 10.1 x 4.16 Term Loan Agreement dated as of September 14, 2018, among VCC, as Borrower, Vectren as Guarantor, and the banks named therein Vectrens Form 8-K dated September 18, 2018 1-15467 10.1 x 4.17 First Amendment to Term Loan Agreement, dated as of June 25, 2019, among VCC, as Borrower, Vectren as Guarantor and the banks named therein CenterPoint Energys Form 10-Q for the quarter ended June 30, 2019 1-31447 4.17 x 4.18 $1,000,000,000 Term Loan Agreement, dated as of May 15, 2019, among CenterPoint Energy, as Borrower, Mizuho Bank, Ltd., as Administrative Agent and Lead Arranger, and the banks named therein CenterPoint Energys Form 8-K dated May 15, 2019 1-31447 4.1 x 10.1 Second Amendment to the CenterPoint Energy Savings Restoration Plan, effective as of January 1, 2020 CenterPoint Energys Form 8-K dated December 9, 2019 1-31447 10.1 x 10.2 First Amendment to the Amended and Restated CenterPoint Energy Stock Plan for Outside Directors CenterPoint Energys Form10-K for the year ended December31, 2019 1-31447 10(n)(2) x 10.3 Separation and Release Agreement between CenterPoint Energy, Inc. and Scott M. Prochazka, dated March 6, 2020 CenterPoint Energys Form 8-K dated March 6, 2020 1-31447 10.1 x 10.4 Form of Award Agreement for Restricted Stock Unit Awards CenterPoint Energys Form 8-K dated March 4, 2020 1-31447 10.1 x 10.5 Form of Award Agreement for Performance Share Units CenterPoint Energys Form 8-K/A dated March 30, 2020 1-31447 10.1 x 10.6 Form of Award Agreement for Restricted Stock Unit Awards CenterPoint Energys Form 8-K/A dated March 30, 2020 1-31447 10.2 x +31.1.1 Rule 13a-14(a)/15d-14(a) Certification of John W. Somerhalder II x +31.1.2 Rule 13a-14(a)/15d-14(a) Certification of John W. Somerhalder II x +31.1.3 Rule 13a-14(a)/15d-14(a) Certification of John W. Somerhalder II x +31.2.1 Rule 13a-14(a)/15d-14(a) Certification of Kristie L. Colvin x +31.2.2 Rule 13a-14(a)/15d-14(a) Certification of Kristie L. Colvin x +31.2.3 Rule 13a-14(a)/15d-14(a) Certification of Kristie L. Colvin x +32.1.1 Section 1350 Certification of John W. Somerhalder II x +32.1.2 Section 1350 Certification of John W. Somerhalder II x +32.1.3 Section 1350 Certification of John W. Somerhalder II x +32.2.1 Section 1350 Certification of Kristie L. Colvin x +32.2.2 Section 1350 Certification of Kristie L. Colvin x +32.2.3 Section 1350 Certification of Kristie L. Colvin x

* THE VALUE IS THE MARKET VALUE AS OF THE LAST DAY OF THE QUARTER FOR WHICH THE 13F WAS FILED.

FUND	NUMBER OF SHARES	VALUE ($)	PUT OR CALL

DIRECTORS	AGE	BIO	OTHER DIRECTOR MEMBERSHIPS

Customers

Customer name	Ticker
The Southern Company	SO

No Suppliers Found

Owner	Position	Direct Shares	Indirect Shares