CNP 10-Q Quarterly Report June 30, 2020 | Alphaminr

Effective Date August 11, 2021

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CENTERPOINT ENERGY INC

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PROXIES

DEF 14A	Filed on March 15, 2024
DEF 14A	Filed on March 10, 2023
DEF 14A	Filed on March 11, 2022
DEF 14A	Filed on March 12, 2021
DEF 14A	Filed on March 13, 2020
DEF 14A	Filed on March 14, 2019
DEF 14A	Filed on March 15, 2018
DEF 14A	Filed on March 16, 2017
DEF 14A	Filed on March 17, 2016
DEF 14A	Filed on March 13, 2015
DEF 14A	Filed on March 14, 2014
DEF 14A	Filed on March 15, 2013
DEF 14A	Filed on March 16, 2012
DEF 14A	Filed on March 11, 2011
DEF 14A	Filed on March 12, 2010

TABLE OF CONTENTS

Part I. Financial Information Item 1. Financial Statements Item 3. Quantitative and Qualitative Disclosures About Market Risk Item 4. Controls and Procedures Part II. Other Information Item 1. Legal Proceedings Item 1A. Risk Factors Item 6. Exhibits

Exhibits

2.1* Agreement and Plan of Merger, dated as of April21, 2018, by and among Vectren Corporation, CenterPoint Energy, Inc. and Pacer Merger Sub, Inc. CenterPoint Energys Form 8-K dated April 21, 2018 1-31447 2.1 x 2.2* Securities Purchase Agreement, dated as of February 3, 2020, by and among Vectren Utility Services, Inc., PowerTeam Services, LLC and, solely for purposes of Section 10.17 of the Securities Purchase Agreement, Vectren Corporation CenterPoint Energys Form 8-K dated February 3, 2020 1-31447 x 2.3* Equity Purchase Agreement, dated as of February 24, 2020, by and between CERC Corp. and Athena Energy Services Buyer, LLC CenterPoint Energys Form 8-K dated February 24, 2020 1-31447 x x 3.1 Restated Articles of Incorporation of CenterPoint Energy CenterPoint Energys Form 8-K dated July24, 2008 1-31447 3.2 x 3.2 Restated Certificate of Formation of Houston Electric Houston Electrics Form 10-Q for the quarter ended June30, 2011 1-3187 3.1 x 3.7 Third Amended and Restated Bylaws of CenterPoint Energy CenterPoint Energys Form 8-K dated February 21, 2017 1-31447 3.1 x 3.8 Amended and Restated Limited Liability Company Agreement of Houston Electric Houston Electrics Form 10-Q for the quarter ended June30, 2011 1-3187 3.2 x 3.10 Statement of Resolutions Deleting Shares Designated Series A Preferred Stock of CenterPoint Energy CenterPoint Energys Form 10-K for the year ended December 31, 2011 1-31447 3(c) x 3.11 Statement of Resolution Establishing Series of Shares Designated Series A Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock of CenterPoint Energy CenterPoint Energys Form 8-K dated August 22, 2018 1-31447 3.1 x 3.12 Statement of Resolution Establishing Series of Shares designated 7.00% Series B Mandatory Convertible Preferred Stock of CenterPoint Energy CenterPoint Energys Form 8-K dated September 25, 2018 1-31447 3.1 x 3.13 Statement of Resolution Establishing Series of Shares designated Series C Mandatory Convertible Preferred Stock of CenterPoint Energy, Inc., filed with the Secretary of State of the State of Texas and effective May 7, 2020 CenterPoint Energys Form 8-K dated May 6, 2020 1-31447 3.1 x 4.2 Form of Certificate representing the Series A Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock of CenterPoint Energy CenterPoint Energys Form 8-K dated August 22, 2018 1-31447 4.1 x 4.3 Form of Certificate representing the 7.00% Series B Mandatory Convertible Preferred Stock of CenterPoint Energy (included as Exhibit A to Exhibit 3.12) CenterPoint Energys Form 8-K dated September 25, 2018 1-31447 4.1 x 4.4 Deposit Agreement, dated as of October 1, 2018, among CenterPoint Energy and Broadridge Corporate Issuer Solutions, Inc., as Depositary, and the holders from time to time of the Depositary Receipts described therein CenterPoint Energys Form 8-K dated September 25, 2018 1-31447 4.2 x 4.5 Form of Depositary Receipt for the Depositary Shares (included as Exhibit A to Exhibit 4.4) CenterPoint Energys Form 8-K dated September 25, 2018 1-31447 4.3 x 4.6 $1,600,000,000 Credit Agreement, dated as of March 3, 2016, among CenterPoint Energy, as Borrower, and the banks named therein CenterPoint Energys Form 8-K dated March 3, 2016 1-31447 4.1 x 4.7 $300,000,000 Credit Agreement, dated as of March 3, 2016, among Houston Electric, as Borrower, and the banks named therein CenterPoint Energys Form 8-K dated March 3, 2016 1-31447 4.2 x x 4.8 $600,000,000 Credit Agreement, dated as of March 3, 2016, among CERC Corp., as Borrower, and the banks named therein CenterPoint Energys Form 8-K dated March 3, 2016 1-31447 4.3 x x 4.9 First Amendment to Amended and Restated Credit Agreement, dated as of June 16, 2017, by and among CenterPoint Energy, as Borrower, and the banks named therein CenterPoint Energys Form 8-K dated June 16, 2017 1-31447 4.1 x 4.10 Second Amendment to Amended and Restated Credit Agreement, dated as of May 25, 2018, by and among CenterPoint Energy, as Borrower, and the banks named therein CenterPoint Energys Form 8-K dated May 25, 2018 1-31447 4.1 x 4.11 First Amendment to Credit Agreement, dated as of June 16, 2017, among Houston Electric, as Borrower, and the banks named therein CenterPoint Energys Form 8-K dated June 16, 2017 1-31447 4.2 x x 4.12 First Amendment to Credit Agreement, dated as of June 16, 2017, among CERC Corp., as Borrower, and the banks named therein CenterPoint Energys Form 8-K dated June 16, 2017 1-31447 4.3 x x 4.13 $400,000,000 Credit Agreement, dated as of July 14, 2017, among VUHI, as Borrower, certain Subsidiaries of VUHI, as Guarantors, and the banks named therein Vectrens Form 8-K dated July 17, 2017 1-15467 10.1 x 4.14 $200,000,000 Credit Agreement, dated as of July 14, 2017, among VCC, as Borrower, Vectren Corporation, as Guarantor, and the banks named therein Vectrens Form 8-K dated July 17, 2017 1-15467 10.2 x 4.15 Term Loan Agreement dated as of July 30, 2018, among VUHI, as Borrower, the Subsidiaries of Borrower identified herein as Guarantors and the banks named therein Vectrens Form 8-K dated July 30, 2018 1-15467 10.1 x 4.16 Term Loan Agreement dated as of September 14, 2018, among VCC, as Borrower, Vectren as Guarantor, and the banks named therein Vectrens Form 8-K dated September 18, 2018 1-15467 10.1 x 4.17 First Amendment to Term Loan Agreement, dated as of June 25, 2019, among VCC, as Borrower, Vectren as Guarantor and the banks named therein CenterPoint Energys Form 10-Q for the quarter ended June 30, 2019 1-31447 4.17 x 4.18 $1,000,000,000 Term Loan Agreement, dated as of May 15, 2019, among CenterPoint Energy, as Borrower, Mizuho Bank, Ltd., as Administrative Agent and Lead Arranger, and the banks named therein CenterPoint Energys Form 8-K dated May 15, 2019 1-31447 4.1 x 4.19 Preferred Stock Purchase Agreement, by and among CenterPoint Energy, Inc., Elliott International, L.P., and Elliott Associates, L.P., dated May 6, 2020 CenterPoint Energys Form 8-K dated May 6, 2020 1-31447 4.1 x 4.20 Preferred Stock Purchase Agreement, by and among CenterPoint Energy, Inc., BEP Special Situations 2 LLC and BEP Special Situations IV LLC, dated May 6, 2020 CenterPoint Energys Form 8-K dated May 6, 2020 1-31447 4.2 x 4.21 Common Stock Purchase Agreement, by and among CenterPoint Energy, Inc. and each investor identified on Schedule A thereto, dated May 6, 2020 CenterPoint Energys Form 8-K dated May 6, 2020 1-31447 4.3 x 4.22 Common Stock Purchase Agreement, by and among CenterPoint Energy, Inc. and each investor identified on Schedule A thereto, dated May 6, 2020 CenterPoint Energys Form 8-K dated May 6, 2020 1-31447 4.4 x 4.23 Common Stock Purchase Agreement, by and among CenterPoint Energy, Inc. and each investor identified on Schedule A thereto, dated May 6, 2020 CenterPoint Energys Form 8-K dated May 6, 2020 1-31447 4.5 x 4.25 Twenty-Ninth Supplemental Indenture, dated as of June 5, 2020, to the General Mortgage Indenture, dated as of October 10, 2002, between the Company and the Trustee Houston Electrics Form 8-K dated June 2, 2020 x +4.26 Officers Certificate, dated as of June 5, 2020, setting forth the form, terms and provisions of the Thirtieth Series of General Mortgage Bonds x 10.1 First Amendment to the Amended and Restated CenterPoint Energy Stock Plan for Outside Directors CenterPoint Energys Form10-K for the year ended December31, 2019 1-31447 10(n)(2) x 10.2 Form of Award Agreement for Performance Share Units CenterPoint Energys Form 8-K/A dated March 30, 2020 1-31447 10.1 x 10.3 Form of Award Agreement for Restricted Stock Unit Awards CenterPoint Energys Form 8-K/A dated March 30, 2020 1-31447 10.2 x 10.4 Offer Letter dated July 1, 2020 between CenterPoint Energy and David J. Lesar Form 8-K of CenterPoint Energy, Inc. dated June 30, 2020 1-31447 10.1 x 10.5 Form of Performance Award Agreement for the Chief Executive Officer Form 8-K of CenterPoint Energy, Inc. dated June 30, 2020 1-31447 10.2 x 10.6 Form of Restricted Stock Unit Award Agreement for the Chief Executive Officer Form 8-K of CenterPoint Energy, Inc. dated June 30, 2020 1-31447 10.3 x 10.7 Form of Restricted Stock Unit Award Agreement (Retention, Service-Based Vesting) Form 8-K of CenterPoint Energy, Inc. dated June 30, 2020 1-31447 10.4 x 10.8 Governance Arrangement Agreement, by and among CenterPoint Energy, Inc., Elliott International, L.P., and Elliott Associates, dated May 6, 2020 Form 8-K of CenterPoint Energy, Inc. dated May 6, 2020 1-31447 10.1 x +31.1.1 Rule 13a-14(a)/15d-14(a) Certification of David J. Lesar x +31.1.2 Rule 13a-14(a)/15d-14(a) Certification of David J. Lesar x +31.1.3 Rule 13a-14(a)/15d-14(a) Certification of David J. Lesar x +31.2.1 Rule 13a-14(a)/15d-14(a) Certification of Kristie L. Colvin x +31.2.2 Rule 13a-14(a)/15d-14(a) Certification of Kristie L. Colvin x +31.2.3 Rule 13a-14(a)/15d-14(a) Certification of Kristie L. Colvin x +32.1.1 Section 1350 Certification of David J. Lesar x +32.1.2 Section 1350 Certification of David J. Lesar x +32.1.3 Section 1350 Certification of David J. Lesar x +32.2.1 Section 1350 Certification of Kristie L. Colvin x +32.2.2 Section 1350 Certification of Kristie L. Colvin x +32.2.3 Section 1350 Certification of Kristie L. Colvin x

* THE VALUE IS THE MARKET VALUE AS OF THE LAST DAY OF THE QUARTER FOR WHICH THE 13F WAS FILED.

FUND	NUMBER OF SHARES	VALUE ($)	PUT OR CALL

DIRECTORS	AGE	BIO	OTHER DIRECTOR MEMBERSHIPS

Customers

Customer name	Ticker
The Southern Company	SO

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