CNP 10-Q Quarterly Report March 31, 2021 | Alphaminr

Effective Date August 11, 2021

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CENTERPOINT ENERGY INC

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PROXIES

DEF 14A	Filed on March 15, 2024
DEF 14A	Filed on March 10, 2023
DEF 14A	Filed on March 11, 2022
DEF 14A	Filed on March 12, 2021
DEF 14A	Filed on March 13, 2020
DEF 14A	Filed on March 14, 2019
DEF 14A	Filed on March 15, 2018
DEF 14A	Filed on March 16, 2017
DEF 14A	Filed on March 17, 2016
DEF 14A	Filed on March 13, 2015
DEF 14A	Filed on March 14, 2014
DEF 14A	Filed on March 15, 2013
DEF 14A	Filed on March 16, 2012
DEF 14A	Filed on March 11, 2011
DEF 14A	Filed on March 12, 2010

TABLE OF CONTENTS

Part I. Financial Information Item 1. Financial Statements Item 1A Of Part I Of The Registrants Combined 2020 Form 10-k Item 3. Quantitative and Qualitative Disclosures About Market Risk Item 4. Controls and Procedures Part II. Other Information Item 1. Legal Proceedings Item 1A. Risk Factors Item 6. Exhibits

Exhibits

2.1* Agreement and Plan of Merger, dated as of April21, 2018, by and among Vectren Corporation, CenterPoint Energy, Inc. and Pacer Merger Sub, Inc. CenterPoint Energys Form 8-K dated April 21, 2018 1-31447 2.1 x 2.2* Securities Purchase Agreement, dated as of February 3, 2020, by and among Vectren Utility Services, Inc., PowerTeam Services, LLC and, solely for purposes of Section 10.17 of the Securities Purchase Agreement, Vectren Corporation CenterPoint Energys Form 8-K dated February 3, 2020 1-31447 x 2.3* Equity Purchase Agreement, dated as of February 24, 2020, by and between CERC Corp. and Athena Energy Services Buyer, LLC CenterPoint Energys Form 8-K dated February 24, 2020 1-31447 x x 2.4* Asset Purchase Agreement, by and between CenterPoint Energy Resources Corp. and Southern Col Midco, LLC, dated as of April 29, 2021 x x 3.1 Restated Articles of Incorporation of CenterPoint Energy CenterPoint Energys Form 8-K dated July24, 2008 1-31447 3.2 x 3.2 Restated Certificate of Formation of Houston Electric Houston Electrics Form 10-Q for the quarter ended June30, 2011 1-3187 3.1 x 3.7 Third Amended and Restated Bylaws of CenterPoint Energy CenterPoint Energys Form 8-K dated February 21, 2017 1-31447 3.1 x 3.8 Amended and Restated Limited Liability Company Agreement of Houston Electric Houston Electrics Form 10-Q for the quarter ended June30, 2011 1-3187 3.2 x 3.10 Statement of Resolutions Deleting Shares Designated Series A Preferred Stock of CenterPoint Energy CenterPoint Energys Form 10-K for the year ended December 31, 2011 1-31447 3(c) x 3.11 Statement of Resolution Establishing Series of Shares Designated Series A Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock of CenterPoint Energy CenterPoint Energys Form 8-K dated August 22, 2018 1-31447 3.1 x 3.12 Statement of Resolution Establishing Series of Shares designated 7.00% Series B Mandatory Convertible Preferred Stock of CenterPoint Energy CenterPoint Energys Form 8-K dated September 25, 2018 1-31447 3.1 x 3.13 Statement of Resolution Establishing Series of Shares designated Series C Mandatory Convertible Preferred Stock of CenterPoint Energy, Inc., filed with the Secretary of State of the State of Texas and effective May 7, 2020 CenterPoint Energys Form 8-K dated May 6, 2020 1-31447 3.1 x 4.2 Form of Certificate representing the Series A Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock of CenterPoint Energy CenterPoint Energys Form 8-K dated August 22, 2018 1-31447 4.1 x 4.3 Form of Certificate representing the 7.00% Series B Mandatory Convertible Preferred Stock of CenterPoint Energy (included as Exhibit A to Exhibit 3.12) CenterPoint Energys Form 8-K dated September 25, 2018 1-31447 4.1 x 4.4 Deposit Agreement, dated as of October 1, 2018, among CenterPoint Energy and Broadridge Corporate Issuer Solutions, Inc., as Depositary, and the holders from time to time of the Depositary Receipts described therein CenterPoint Energys Form 8-K dated September 25, 2018 1-31447 4.2 x 4.5 Form of Depositary Receipt for the Depositary Shares (included as Exhibit A to Exhibit 4.4) CenterPoint Energys Form 8-K dated September 25, 2018 1-31447 4.3 x 4.6 $2,400,000,000 Amended and RestatedCreditAgreementdated as ofFebruary 4, 2021among CenterPoint Energy, as Borrower,JPMorgan Chase Bank, N.A., as Administrative Agent, the financial institutions as bank parties theretoand theother parties thereto CenterPoint Energys Form 8-K dated February 4, 2021 1-31447 4.1 x 4.7 $300,000,000 CreditAgreementdated as ofFebruary 4, 2021among Houston Electric, as Borrower,Mizuho Bank, Ltd., as Administrative Agent, the financial institutions as bank parties theretoand theother parties thereto CenterPoint Energys Form 8-K dated February 4, 2021 1-31447 4.2 x x 4.8 $900,000,000 Credit Agreement dated as of February 4, 2021 among CERC Corp., as Borrower, Wells Fargo Bank, National Association, as Administrative Agent, the financial institutions as bank parties thereto and the other parties thereto CenterPoint Energys Form 8-K dated February 4, 2021 1-31447 4.3 x x 4.9 $400,000,000 Credit Agreement dated as of February 4, 2021 among VUHI, as Borrower, Indiana Gas, SIGECO and VEDO, as guarantors, Bank of America, N.A., as Administrative Agent, the financial institutions as bank parties thereto and the other partiesthereto , Inc., as Borrower, Indiana Gas Company, Inc., Southern Indiana Gas and Electric Company and Vectren Energy Delivery of Ohio, Inc. as guarantors, Bank of America, N.A., as Administrative Agent, the financial institutions as bank parties thereto and the other parties thereto CenterPoint Energys Form 8-K dated February 4, 2021 1-31447 4.4 x 4.10 $1,000,000,000 Term Loan Agreement, dated as of May 15, 2019, among CenterPoint Energy, as Borrower, Mizuho Bank, Ltd., as Administrative Agent and Lead Arranger, and the banks named therein CenterPoint Energys Form 8-K dated May 15, 2019 1-31447 4.1 x 4.12 Preferred Stock Purchase Agreement, by and among CenterPoint Energy, Inc., Elliott International, L.P., and Elliott Associates, L.P., dated May 6, 2020 CenterPoint Energys Form 8-K dated May 6, 2020 1-31447 4.1 x 4.13 Preferred Stock Purchase Agreement, by and among CenterPoint Energy, Inc., BEP Special Situations 2 LLC and BEP Special Situations IV LLC, dated May 6, 2020 CenterPoint Energys Form 8-K dated May 6, 2020 1-31447 4.2 x 4.14 Common Stock Purchase Agreement, by and among CenterPoint Energy, Inc. and each investor identified on Schedule A thereto, dated May 6, 2020 CenterPoint Energys Form 8-K dated May 6, 2020 1-31447 4.3 x 4.15 Common Stock Purchase Agreement, by and among CenterPoint Energy, Inc. and each investor identified on Schedule A thereto, dated May 6, 2020 CenterPoint Energys Form 8-K dated May 6, 2020 1-31447 4.4 x 4.16 Common Stock Purchase Agreement, by and among CenterPoint Energy, Inc. and each investor identified on Schedule A thereto, dated May 6, 2020 CenterPoint Energys Form 8-K dated May 6, 2020 1-31447 4.5 x 4.18 Supplemental Indenture No. 19 to Exhibit 4.16, dated as of March 2, 2021, providing for the issuance of CERC Corp.s Floating Rate Senior Notes due 2023 x 4.19 Supplemental Indenture No. 20 to Exhibit 4.16, dated as of March 2, 2021, providing for the issuance of CERC Corp.s 0.70% Senior Notes due 2023 x 4.21 Thirtieth Supplemental Indenture to Exhibit 4.19, dated as of March 11, 2021 Houston Electrics Form 8-K dated March 8, 2021 1-3187 4.4 x 4.22 Officers Certificate, dated as of March 11, 2021, setting forth the form, terms and provisions of the Series AE Bonds and the Series AF Bonds x 10.1 Form of Restricted Stock Unit Award Agreement (Service-Based Vesting with Performance Goals) CenterPoint Energys Form 10-K for the year ended December 31, 2020 1-31447 10(q)(12) x 10.2 Form of Restricted Stock Unit Award Agreement for CEO (Service-Based Vesting with Performance Goals) CenterPoint Energys Form 10-K for the year ended December 31, 2020 1-31447 10(q)(13) x 10.3 Governance Arrangement Agreement, by and among CenterPoint Energy, Inc., Elliott International, L.P., and Elliott Associates, dated May 6, 2020 Form 8-K of CenterPoint Energy, Inc. dated May 6, 2020 1-31447 10.1 x 10.4 Support Agreement, dated as of February 16, 2021, by and among Energy Transfer LP, Elk Merger Sub LLC, Elk GP Merger Sub LLC, Enable Midstream Partners, LP, Enable GP, LLC and CenterPoint Energy CenterPoint Energys Form 8-K dated February 16, 2021 1-31447 10.1 x 10.5 Form of Registration Rights Agreement, to be dated as of the Closing Date, by and among Energy Transfer LP and certain unitholders of Enable Midstream Partners, LP as set forth on Schedule I thereto CenterPoint Energys Form 8-K dated February 16, 2021 1-31447 10.2 x 10.6 Change in Control Plan CenterPoint Energys Form 8-K dated April 27, 2017 1-31447 10.1 x 10.7 First Amendment to Exhibit 10.6 CenterPoint Energys Form 10-K for the year ended December 31, 2020 1-31447 10(t)(2) x 31.1.1 Rule 13a-14(a)/15d-14(a) Certification of David J. Lesar x 31.1.2 Rule 13a-14(a)/15d-14(a) Certification of Kenneth M. Mercado x 31.1.3 Rule 13a-14(a)/15d-14(a) Certification of Scott E. Doyle x 31.2.1 Rule 13a-14(a)/15d-14(a) Certification of Jason P. Wells x 31.2.2 Rule 13a-14(a)/15d-14(a) Certification of Jason P. Wells x 31.2.3 Rule 13a-14(a)/15d-14(a) Certification of Jason P. Wells x 32.1.1 Section 1350 Certification of David J. Lesar x 32.1.2 Section 1350 Certification of Kenneth M. Mercado x 32.1.3 Section 1350 Certification of Scott E. Doyle x 32.2.1 Section 1350 Certification of Jason P. Wells x 32.2.2 Section 1350 Certification of Jason P. Wells x 32.2.3 Section 1350 Certification of Jason P. Wells x

* THE VALUE IS THE MARKET VALUE AS OF THE LAST DAY OF THE QUARTER FOR WHICH THE 13F WAS FILED.

FUND	NUMBER OF SHARES	VALUE ($)	PUT OR CALL

DIRECTORS	AGE	BIO	OTHER DIRECTOR MEMBERSHIPS

Customers

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