CNP 10-Q Quarterly Report Sept. 30, 2022 | Alphaminr
CENTERPOINT ENERGY INC

CNP 10-Q Quarter ended Sept. 30, 2022

CENTERPOINT ENERGY INC
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PROXIES
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TABLE OF CONTENTS
Part I. Financial InformationItem 1. Financial StatementsItem 1A Of Part I Of The Registrants Combined 2021 Form 10-kItem 3. Quantitative and Qualitative Disclosures About Market RiskItem 4. Controls and ProceduresPart II. Other InformationItem 1. Legal ProceedingsItem 1A. Risk FactorsItem 5. Other InformationItem 6. Exhibits

Exhibits

2.1* Agreement and Plan of Merger, dated as of April21, 2018, by and among Vectren Corporation, CenterPoint Energy, Inc. and Pacer Merger Sub, Inc. CenterPoint Energys Form 8-K dated April 21, 2018 1-31447 2.1 x 2.2* Securities Purchase Agreement, dated as of February 3, 2020, by and among Vectren Utility Services, Inc., PowerTeam Services, LLC and, solely for purposes of Section 10.17 of the Securities Purchase Agreement, Vectren Corporation CenterPoint Energys Form 8-K dated February 3, 2020 1-31447 2.1 x 2.3* Equity Purchase Agreement, dated as of February 24, 2020, by and between CERC Corp. and Athena Energy Services Buyer, LLC CenterPoint Energys Form 8-K dated February 24, 2020 1-31447 2.1 x x 2.4* Asset Purchase Agreement, by and between CenterPoint Energy Resources Corp. and Southern Col Midco, LLC, dated as of April 29, 2021 CenterPoint Energys Form 10-Q for the quarter ended March 31, 2021 1-31447 2.4 x x 3.1 Restated Articles of Incorporation of CenterPoint Energy CenterPoint Energys Form 8-K dated July24, 2008 1-31447 3.2 x 3.2 Restated Certificate of Formation of Houston Electric Houston Electrics Form 10-Q for the quarter ended June30, 2011 1-3187 3.1 x 3.7 Third Amended and Restated Bylaws of CenterPoint Energy CenterPoint Energys Form 8-K dated February 21, 2017 1-31447 3.1 x 3.8 Amended and Restated Limited Liability Company Agreement of Houston Electric Houston Electrics Form 10-Q for the quarter ended June30, 2011 1-3187 3.2 x 3.10 Statement of Resolutions Deleting Shares Designated Series A Preferred Stock of CenterPoint Energy CenterPoint Energys Form 10-K for the year ended December 31, 2011 1-31447 3(c) x 3.11 Statement of Resolution Establishing Series of Shares Designated Series A Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock of CenterPoint Energy CenterPoint Energys Form 8-K dated August 22, 2018 1-31447 3.1 x 3.12 Statement of Resolution Establishing Series of Shares designated 7.00% Series B Mandatory Convertible Preferred Stock of CenterPoint Energy CenterPoint Energys Form 8-K dated September 25, 2018 1-31447 3.1 x 3.13 Statement of Resolution Establishing Series of Shares designated Series C Mandatory Convertible Preferred Stock of CenterPoint Energy, Inc., filed with the Secretary of State of the State of Texas and effective May 7, 2020 CenterPoint Energys Form 8-K dated May 6, 2020 1-31447 3.1 x 4.2 Form of Certificate representing the Series A Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock of CenterPoint Energy CenterPoint Energys Form 8-K dated August 22, 2018 1-31447 4.1 x 4.5 Twentieth Supplemental Indenture to Exhibit 4.3, dated as of December 9, 2008 Houston Electrics Form 8-K dated January 6, 2009 1-3187 4.2 x 4.6 Thirty-Second Supplemental Indenture to Exhibit 4.3, dated as of September 15, 2022 Houston Electrics Form 8-K dated September 12, 2022 1-3187 4.4 x 4.7 Officers Certificate, dated September 15, 2022, setting forth the form, terms and provisions of the Thirty-Fifth and Thirty Sixth Series of General Mortgage Bonds x 4.9 Supplemental Indenture No. 22 to Exhibit 4.8dated as of October 5, 2022 CERCs Form 8-K dated October 5, 2022 1-13265 4.2 x 4.10 Registration Rights Agreement, dated as of October 5, 2022, between CenterPoint Energy Resources Corp. and Goldman Sachs & Co. LLC CERCs Form 8-K dated October 5, 2022 1-13265 4.3 x 10.1 $500,000,000 Term Loan Agreement dated as of August 23, 2022 among CenterPoint Energy Resources Corp., as Borrower, Mizuho Bank, Ltd., as Administrative Agent, and the banks named therein CERCs Form 8-K dated August 23, 2022 1-13265 10.1 x 31.1.1 Rule 13a-14(a)/15d-14(a) Certification of David J. Lesar x 31.1.2 Rule 13a-14(a)/15d-14(a) Certification of Scott E. Doyle x 31.1.3 Rule 13a-14(a)/15d-14(a) Certification of Scott E. Doyle x 31.2.1 Rule 13a-14(a)/15d-14(a) Certification of Jason P. Wells x 31.2.2 Rule 13a-14(a)/15d-14(a) Certification of Jason P. Wells x 31.2.3 Rule 13a-14(a)/15d-14(a) Certification of Jason P. Wells x 32.1.1 Section 1350 Certification of David J. Lesar x 32.1.2 Section 1350 Certification of Scott E. Doyle x 32.1.3 Section 1350 Certification of Scott E. Doyle x 32.2.1 Section 1350 Certification of Jason P. Wells x 32.2.2 Section 1350 Certification of Jason P. Wells x 32.2.3 Section 1350 Certification of Jason P. Wells x