CNP 10-Q Quarterly Report June 30, 2023 | Alphaminr

Effective Date August 11, 2021

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CENTERPOINT ENERGY INC

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PROXIES

DEF 14A	Filed on March 15, 2024
DEF 14A	Filed on March 10, 2023
DEF 14A	Filed on March 11, 2022
DEF 14A	Filed on March 12, 2021
DEF 14A	Filed on March 13, 2020
DEF 14A	Filed on March 14, 2019
DEF 14A	Filed on March 15, 2018
DEF 14A	Filed on March 16, 2017
DEF 14A	Filed on March 17, 2016
DEF 14A	Filed on March 13, 2015
DEF 14A	Filed on March 14, 2014
DEF 14A	Filed on March 15, 2013
DEF 14A	Filed on March 16, 2012
DEF 14A	Filed on March 11, 2011
DEF 14A	Filed on March 12, 2010

TABLE OF CONTENTS

Part I. Financial Information Item 1. Financial Statements Item 1A Of Part I Of The Registrants Combined 2022 Form 10-k Item 3. Quantitative and Qualitative Disclosures About Market Risk Item 4. Controls and Procedures Part II. Other Information Item 1. Legal Proceedings Item 1A. Risk Factors Item 5. Other Information Item 6. Exhibits

Exhibits

2.1* Agreement and Plan of Merger, dated as of April21, 2018, by and among Vectren Corporation, CenterPoint Energy, Inc. and Pacer Merger Sub, Inc. CenterPoint Energys Form 8-K dated April 21, 2018 1-31447 2.1 x 2.2* Securities Purchase Agreement, dated as of February 3, 2020, by and among Vectren Utility Services, Inc., PowerTeam Services, LLC and, solely for purposes of Section 10.17 of the Securities Purchase Agreement, Vectren Corporation CenterPoint Energys Form 8-K dated February 3, 2020 1-31447 2.1 x 2.3* Equity Purchase Agreement, dated as of February 24, 2020, by and between CERC Corp. and Athena Energy Services Buyer, LLC CenterPoint Energys Form 8-K dated February 24, 2020 1-31447 2.1 x x 2.4* Asset Purchase Agreement, by and between CenterPoint Energy Resources Corp. and Southern Col Midco, LLC, dated as of April 29, 2021 CenterPoint Energys Form 10-Q for the quarter ended March 31, 2021 1-31447 2.4 x x 3.1 Restated Articles of Incorporation of CenterPoint Energy CenterPoint Energys Form 8-K dated July24, 2008 1-31447 3.2 x 3.2 Restated Certificate of Formation of Houston Electric Houston Electrics Form 10-Q for the quarter ended June30, 2011 1-3187 3.1 x 3.7 Third Amended and Restated Bylaws of CenterPoint Energy CenterPoint Energys Form 8-K dated February 21, 2017 1-31447 3.1 x 3.8 Amended and Restated Limited Liability Company Agreement of Houston Electric Houston Electrics Form 10-Q for the quarter ended June30, 2011 1-3187 3.2 x 3.10 Statement of Resolutions Deleting Shares Designated Series A Preferred Stock of CenterPoint Energy CenterPoint Energys Form 10-K for the year ended December 31, 2011 1-31447 3(c) x 3.11 Statement of Resolution Establishing Series of Shares Designated Series A Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock of CenterPoint Energy CenterPoint Energys Form 8-K dated August 22, 2018 1-31447 3.1 x 3.12 Statement of Resolution Establishing Series of Shares designated 7.00% Series B Mandatory Convertible Preferred Stock of CenterPoint Energy CenterPoint Energys Form 8-K dated September 25, 2018 1-31447 3.1 x 3.13 Statement of Resolution Establishing Series of Shares designated Series C Mandatory Convertible Preferred Stock of CenterPoint Energy, Inc., filed with the Secretary of State of the State of Texas and effective May 7, 2020 CenterPoint Energys Form 8-K dated May 6, 2020 1-31447 3.1 x 4.2 Form of Certificate representing the Series A Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock of CenterPoint Energy CenterPoint Energys Form 8-K dated August 22, 2018 1-31447 4.1 x 4.4 Supplemental Indenture No. 23, dated as of February 23, 2023, to Exhibit 4.3 CERCs Quarterly Report on Form 10-Q for the quarter ended March 31, 2023 1-13265 4.6 x 4.5 Supplemental Indenture No. 24, dated as of May 3, 2023, to Exhibit 4.3 x 10.1 First Amendment to Second Amended and Restated Credit Agreement, dated as of July26, 2023 x 31.1.1 Rule 13a-14(a)/15d-14(a) Certification of David J. Lesar x 31.1.2 Rule 13a-14(a)/15d-14(a) Certification of Jason P. Wells x 31.1.3 Rule 13a-14(a)/15d-14(a) Certification of Jason P. Wells x 31.2.1 Rule 13a-14(a)/15d-14(a) Certification ofChristopher A. Foster x 31.2.2 Rule 13a-14(a)/15d-14(a) Certification of Christopher A. Foster x 31.2.3 Rule 13a-14(a)/15d-14(a) Certification of Christopher A. Foster x 32.1.1 Section 1350 Certification of David J. Lesar x 32.1.2 Section 1350 Certification of Jason P. Wells x 32.1.3 Section 1350 Certification of Jason P. Wells x 32.2.1 Section 1350 Certification ofChristopher A. Foster x 32.2.2 Section 1350 Certification of Christopher A. Foster x 32.2.3 Section 1350 Certification of Christopher A. Foster x

* THE VALUE IS THE MARKET VALUE AS OF THE LAST DAY OF THE QUARTER FOR WHICH THE 13F WAS FILED.

FUND	NUMBER OF SHARES	VALUE ($)	PUT OR CALL

DIRECTORS	AGE	BIO	OTHER DIRECTOR MEMBERSHIPS

Customers

Customer name	Ticker
The Southern Company	SO

No Suppliers Found

Owner	Position	Direct Shares	Indirect Shares