COF 10-Q Quarterly Report June 30, 2018 | Alphaminr
CAPITAL ONE FINANCIAL CORP

COF 10-Q Quarter ended June 30, 2018

CAPITAL ONE FINANCIAL CORP
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TABLE OF CONTENTS
Part I Financial InformationItem 2. Management S Discussion and Analysis Of Financial Condition and Results Of Operations ( Md&a )Note 4 LoansNote 5 Allowance For Loan and Lease Losses and Reserve For Unfunded Lending CommitmentsNote 1 Summary Of Significant Accounting PoliciesNote 3 Investment SecuritiesNote 8 Deposits and BorrowingsNote 6 Variable Interest Entities and SecuritizationsNote 14 Commitments, Contingencies, Guarantees and OthersNote 13 Business SegmentsNote 9 Derivative Instruments and Hedging ActivitiesNote 2 Business Developments and Discontinued OperationsNote 10 Stockholders EquityNote 7 Goodwill and Intangible AssetsNote 11 Earnings Per Common ShareNote 12 Fair Value MeasurementNote 13 Business Segments and Revenue From Contracts with CustomersItem 3. Quantitative and Qualitative Disclosures About Market RiskItem 4. Controls and ProceduresPart II Other InformationItem 1. Legal ProceedingsItem 1A. Risk FactorsItem 2. Unregistered Sales Of Equity Securities and Use Of ProceedsItem 3. Defaults Upon Senior SecuritiesItem 4. Mine Safety DisclosuresItem 5. Other InformationItem 6. Exhibits

Exhibits

3.1 Restated Certificate of Incorporation of Capital One Financial Corporation (as restated April 30, 2015) (incorporated by reference to Exhibit 3.1 of the Current Report on Form8-K, filed on May4, 2015). 3.2 Amended and Restated Bylaws of Capital One Financial Corporation, dated October 5, 2015 (incorporated by reference to Exhibit 3.1 of the Current Report on Form 8-K, filed on October 5, 2015). 3.3.1 Certificate of Designations of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, dated August16, 2012 (incorporated by reference to Exhibit 3.1 of the Current Report on Form 8-K, filed on August20, 2012). 3.3.2 Certificate of Designations of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series C, dated June 11, 2014 (incorporated by reference to Exhibit 3.1 of the Current Report on Form 8-K, filed June 12, 2014). 3.3.3 Certificate of Designations of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series D, dated October 29, 2014 (incorporated by reference to Exhibit 3.1 of the Current Report on Form 8-K, filed October 31, 2014). 3.3.4 Certificate of Designations of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series E, dated May 12, 2015 (incorporated by reference to Exhibit 3.1 of the Current Report on Form 8-K, filed May 14, 2015). 3.3.5 Certificate of Designations of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series F, dated August 20, 2015 (incorporated by reference to Exhibit 3.1 of the Current Report on Form 8-K, filed August 24, 2015). 3.3.6 Certificate of Designations of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series G, dated July 28, 2016 (incorporated by reference to Exhibit 3.1 of the Current Report on Form 8-K, filed July 29, 2016). 3.3.7 Certificate of Designations of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series H, dated November 28, 2016 (incorporated by reference to Exhibit 3.1 of the Current Report on Form 8-K, filed on November 29, 2016). 4.1.1 Specimen certificate representing the common stock of Capital One Financial Corporation (incorporated by reference to Exhibit 4.1 of the 2003 Form 10-K). 4.1.2 Warrant Agreement, dated December3, 2009, between Capital One Financial Corporation and Computershare Trust Company, N.A. (incorporated by reference to the Exhibit 4.1 of the Form8-A, filed on December4, 2009). 4.1.3 Deposit Agreement, dated August20, 2012 (incorporated by reference to Exhibit 4.1 of the Current Report on Form 8-K, filed on August20, 2012). 10.1* Form of Restricted Stock Unit Award Agreement granted to our directors under the Fourth Amended and Restated 2004 Stock Incentive Plan. 12.1* Computation of Ratio of Earnings to Fixed Charges and Earnings to Combined Fixed Charges and Preferred Stock Dividends. 31.1* Certification of Richard D. Fairbank. 31.2* Certification of R. Scott Blackley. 32.1* Certification** of Richard D. Fairbank. 32.2* Certification** of R. Scott Blackley.