COOP 10-Q Quarterly Report Sept. 30, 2023 | Alphaminr
Mr. Cooper Group Inc.

COOP 10-Q Quarter ended Sept. 30, 2023

MR. COOPER GROUP INC.
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PROXIES
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Filed on April 11, 2024
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Filed on March 30, 2023
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Filed on April 8, 2022
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Filed on March 30, 2021
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Filed on March 31, 2020
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Filed on April 11, 2019
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Filed on Sept. 14, 2018
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Filed on April 19, 2016
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Filed on March 9, 2015
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Filed on April 24, 2014
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TABLE OF CONTENTS
Part I. Financial InformationItem 1. Financial StatementsNote 14, Fair Value MeasurementsNote 2, AcquisitionsNote 2, Acquisitions,Note 10, IndebtednessNote 4, Mortgage Servicing Rights and Related LiabilitiesNote 9, Derivative Financial InstrumentsItem 2. Management S Discussion and Analysis Of Financial Condition and Results Of OperationsNote 17, Segment InformationNote 15, Capital Requirements,Item 3. Quantitative and Qualitative Disclosures About Market RiskItem 4. Controls and ProceduresPart II Other InformationItem 1. Legal ProceedingsNote 16, Commitments and ContingenciesItem 1A. Risk FactorsItem 2. Unregistered Sales Of Equity Securities and Use Of ProceedsItem 3. Defaults Upon Senior SecuritiesItem 4. Mine Safety DisclosuresItem 5. Other InformationItem 6. Exhibits

Exhibits

4.1 Indenture relating to Nationstar Mortgage Holdings Inc.s (as successor-in-interest to Home Point Capital Inc.) 5.000% Senior Notes due 2026, dated as of January 19, 2021, by and among Nationstar Mortgage Holdings Inc. (as successor-in-interest to Home Point Capital Inc.), the guarantors party thereto and U.S. Bank Trust Company, National Association (as successor-in-interest to U.S. Bank National Association), as trustee 8-K 001-14667 4.1 08/01/2023 4.2 First Supplemental Indenture relating to Nationstar Mortgage Holdings Inc.s (as successor-in-interest to Home Point Capital Inc.) 5.000% Senior Notes due 2026, dated as of January 19, 2021, by and among Nationstar Mortgage Holdings Inc. (as successor-in-interest to Home Point Capital Inc.), the guarantors party thereto and U.S. Bank Trust Company, National Association (as successor-in-interest to U.S. Bank National Association), as trustee 8-K 001-14667 4.2 08/01/2023 4.3 First Supplemental Indenture relating to Nationstar Mortgage Holdings Inc.s 6.000% Senior Notes due 2027, dated as of January 16, 2020, among Nationstar Mortgage Holdings Inc. as issuer, Mr. Cooper Group Inc. as parent guarantor, the guarantors thereto and Computershare Trust Company, N.A. (f/k/a Wells Fargo Bank, National Association), as trustee 8-K 001-14667 4.3 08/01/2023 4.4 First Supplemental Indenture relating to Nationstar Mortgage Holdings Inc.s 5.500% Senior Notes due 2028, dated as of August 6, 2020, among Nationstar Mortgage Holdings Inc. as issuer, Mr. Cooper Group Inc. as parent guarantor, the guarantors thereto and Computershare Trust Company, N.A. (f/k/a Wells Fargo Bank, National Association), as trustee 8-K 001-14667 4.4 08/01/2023 4.5 First Supplemental Indenture relating to Nationstar Mortgage Holdings Inc.s 5.125% Senior Notes due 2030, dated as of December 4, 2020, among Nationstar Mortgage Holdings Inc. as issuer, Mr. Cooper Group Inc. as parent guarantor, the guarantors thereto and Computershare Trust Company, N.A. (f/k/a Wells Fargo Bank, National Association), as trustee 8-K 001-14667 4.5 08/01/2023 4.6 First Supplemental Indenture relating to Nationstar Mortgage Holdings Inc.s 5.750% Senior Notes due 2031, dated as of November 4, 2021, among Nationstar Mortgage Holdings Inc. as issuer, Mr. Cooper Group Inc. as parent guarantor, the guarantors thereto and Computershare Trust Company, N.A. as trustee 8-K 001-14667 4.6 08/01/2023 10.1 Amendment Number Two, dated August 11, 2023 to Second Amended and Restated Loan and Security Agreement, dated as of April 3, 2023, between Nationstar Mortgage LLC, as borrower and Citibank, N.A. as lender 10.2** Employment and Transition Agreement, effective as of October 24, 2023, by and between the Company and Christopher Marshall 10.3** Employment and Retention Agreement, effective as of October 24, 2023, by and between the Company and Jesse K. Bray 10.4** Form of Value-Driver Retention and Performance Award Agreement and Grant Notice (Bray) 31.1 Certification by Chief Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 31.2 Certification by Chief Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 32.1 Certification by Chief Executive Officer Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 32.2 Certification by Chief Financial Officer Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002